KYC: support deal teams by undertaking customer credit and surveillance bureau searches, undertaking first-pass checks of individual and company documents, ensuring compliance with KYC/AML policy ...
You understand the AML and Fraud market. The vendors that exist, the challenges facing banks in the region, the initiatives banks are undertaking and who in those banks is responsible * You have an ...
As a Compliance Officer, you will play a crucial role in helping the organisation comply with Anti-Money Laundering (AML) laws and regulations applicable to a Payment Service Provider and Electronic ...
To be successful in this role you will need: - At least 4 years of experience in AML/CDD from a Law firm - Ability to liaise with the SRA - Conflict check experience - Ability to train & mentor staff ...
Anti-money laundering (AML) and financial crime * Regulatory investigations and enforcement actions * Fintech and innovation About You: * Proven track record of advising clients on complex regulatory ...
Manage onboarding process for new investors (AML / KYC Checks) * Increase HNW funding by £100k per month (through existing and potential new contacts) * Add 10 new contacts per month through ...
Carrying out AML due diligence * Assist with counterparty KYC requests. * Assist in deal related regulatory filings. * Reviewing all promotional materials proposed to be utilized before they are ...
This task will include maintaining alert logs, LNBI notes, providing screening management information and review and maintenance of the AML sanctions screening process. * Provide guidance and ...
Acting as the primary point of escalation for enquiries from the onboarding team relating to all core compliance issues including AML, CDD, sanctions and conflicts, escalating matters to the Director ...
Strong knowledge of SRA requirements, AML regulations, and conflict-related matters. * Proven ability to manage multiple projects under tight deadlines. * Excellent communication, organisational, and ...
The role reports directly to the UK Head of Compliance and positioned within a small Compliance team where you're exposed to all regulatory activities, including AML / Financial Crime across the UK ...
Lead onboarding processes, including AML compliance, and manage transactional documentation preparation Key Skills * Proven experience in professional services and managing entity portfolios
Being able to carry out AML checks * Supporting fee earners with the whole conveyancing process * Opening files * Residential Property experience * Leasehold, Freehold sales and purchases ...
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