Legal regulatory jobs in Richmond - Page 8Create job alerts

Work with legal and compliance teams to implement risk controls that meet regulatory requirements. * Assist in managing audits and examinations by regulatory bodies, ensuring timely and accurate ...

The role will focus on managing complaints and disciplinary matters for members who fall short of their stringent obligations, investigating cases where legal or regulatory breaches, such as criminal ...

Support the Head of Legal on regulatory, strategic, and other ad hoc legal projects. Skills & Qualifications: * Irish Qualified Lawyer (8+ PQE) - with substantial UCITS experience. * Strong ...

Perform regulatory horizon scanning to identify emerging legal and compliance requirements that may impact the organisation. * Prepare management information (MI) and reports for senior management on ...

We are a full-service function responsible for legal, contractual, regulatory, data protection and company secretarial matters. We provide commercial legal advice and transactional support for all ...

Advising on commercial, regulatory, and project agreements in the energy and renewables sector * Providing legal counsel on M&A and complex transactions related to power and clean energy * Supporting ...

... regulatory authorities on the matter of privacy, the Privacy Officer is a neutral position. As a result, the role will have dual reporting into the Director of Technology and the Legal team. The ...

Consideration of all regulatory developments and guidance promulgated by the FCA and others ... Sound academic qualifications are essential, and a Compliance or Legal qualification is preferable

... regulatory matters and claims in the Employment tribunal, High Court and appellate courts, with ... Carry out legal research * Keep up to date with law changes * To be an ambassador for the firm at ...

Maintain comprehensive records of all investigations, findings, and follow-up actions, adhering to legal and regulatory requirements for record-keeping and reporting. * Act as the Deputy MLRO ...

... privacy regulations. In this ASAP starting, circa 6-12 month contract position, you will work closely with product teams, legal, and compliance departments to interpret and integrate privacy ...

Follow legal and regulatory developments and advise business and management accordingly; * Advise/support Asset Servicing business in developing and implementing services and products in line with ...

You will have gained extensive experience in sports regulatory matters from a highly regarded legal sports practice in London. Please apply as directed or confidentially contact Catherine Knowles at ...

Support the Senior Compliance Officer in responding proactively to all upcoming UK regulatory changes * Advise the Company and Group (including relevant Boards / Committees), Group Legal and ...

Ensure compliance with relevant legal and regulatory obligations. Required Skills of Pricing Analyst * Experience in pricing/finance, ideally within the legal sector, with knowledge of Aderant or ...

Our client's accomplishments are acknowledged and recommended in The Legal 500 and Chambers and ... Solicitors Regulation Authority. Prison Law Department background: Our client's Prison Law ...

Liaise with international external counsel on AGMs, director appointments and regulatory ... Strong legal analysis skills * Familiarity with legal document management software * Experience in ...

... Legal Department and Head of Credit Risk, to ensure appropriate identification and management of Compliance and Regulatory risks. A fundamental requirement of this role is that it is a regulated ...

Working as part of the Legal Affairs department, and reporting to the Head of Compliance & MLRO ... Maintaining awareness of financial regulatory developments, providing advice on all areas including ...

Collaborate with legal, compliance, and information security teams to address regulatory changes and their impact on the organization. Information Security Support * Assist in the implementation and ...

GRPA provides technical regulatory capital support and guidance to functions, businesses, and legal entities across a wide range of transactions and regulatory issues, providing challenge and ...

The Firm Our client, a reputable Top 100 law firm, has received national recognition from the Legal ... The successful Education Solicitor will form part of the firm's specialist Regulatory Compliance ...

... with legal counsel as needed. Requirements: * 5-7 years of relevant compliance experience * Strong understanding of UK regulations, including AIFMD, MAR, MiFID, and the FCA Handbook * Excellent ...

... Legal, Marketing, Product, Systems Development, IT Security and Compliance on Data Privacy matters. * Relevant knowledge with proven experience in data protection regulations in the UK and/or across ...