Junior Compliance Officer (M / F ).
Description of Function: Moventum S.C.A. is a Luxembourg based company offering fund distribution, asset management, Transfer Agency and fund services. Our clients are international financial advisors, our goal is to help them achieve top quality performance for their own clients, who are retail and institutional investors. We offer a trading platform, product research and comprehensive back-office support, all of which is provided and supported by highly experienced and dedicated staff in our Luxembourg, Brno, Frankfurt, Vienna and Warsaw offices. We now seek to fill a vacancy for a Junior Compliance Officer in order to reinforce our Legal & Compliance department (‘L&C’). The responsibilities of the successful candidate will be to assist with the daily and periodic tasks which primarily concern the protection of the Company from risk of operating outside of the law and/or falling victim to malpractice by third parties with adverse consequences for the Company, its clients, business partners and/or staff. Legal & Compliance is responsible for overseeing the Company’s business and for insuring that it and all processes and documents relating to it conform to and comply with the rulings of the various supervisory bodies by which it is regulated and the laws of the jurisdictions within which the Company is active. The basic tasks to be fulfilled by the L&C team include without being limited to: Maintain full awareness within team and throughout Company of applicable laws and regulations as well as circulars from supervisory bodies and directives from other relevant authorities; Maintain risk and market awareness; Fight against Money Laundering and Combat Terrorism Financing including transaction monitoring and regular staff trainings; Monitor business relationships; Review and set-up of contracts; Correspondence with legal entities and authorities; Preparing relevant procedures and developing work...
- Type d'emploi
- Temps plein