Senior Compliance Officer (f/m/d).
About LRI Group Luxembourg Regulated Investments established 1988: LRI Group, an Apex Group Company, is a leading investment services company based in Luxembourg. It provides asset managers and investors with three decades of experience in structuring and administration of traditional and alternative investment strategies. LRI Group boasts over EUR 70 bn assets under service across more than 540 funds and has more than 200 staff. We look to recruit bright, articulate and numerate employees who are not afraid of a challenge and are prepared to work hard and love what they do. Job Specification Conduct independently initial and ongoing due diligence reviews on clients and delegates incl. KYC/AML identification; Perform compliance control missions in line with the Compliance Monitoring Plan; Drafting and review of in-house Compliance procedures; Proactively identify, analyse and report compliance risks; Perform impact assessments of ongoing regulatory requirements; Assess the regulatory implications of new product launches and service extensions; Along with the Head of Compliance being the first point of contact for the regulator, maintaining an open and positive working relationship and ensure high quality in any correspondence. Act as AML Officer for investment vehicles. Provide Compliance advise to other departments and Apex Group companies. Skills Required University degree in Law, Economics or comparable professional education in relevant fields. Professional experience of minimum 5 years in the field of Compliance in Luxembourg, preferably regarding investment funds and management companies/AIFMs. Excellent knowledge of the Luxembourg regulatory framework including AML/KYC, Delegation Oversight, UCITS, AIFMD. Self-organized and able to work accurately. Ability to handle sensitive situations in a confidential and professional manner. Pro-active and team-oriented. Proficiency i...
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