LUXEMBOURG CITY In order to support and sustain our growing business within our Luxembourg office, we are looking for a motivated and dedicated Compliance Manager. As a Compliance Manager, you will identify, assess and mitigate the compliance risk of the company. You will also assist the Head of Compliance in the control and follow up of this risk. About Apex: The Apex Group is a global financial services provider with 3,000 staff across 40+ offices globally. We look to recruit bright, articulate and numerate employees who are not afraid of a challenge and are prepared to work hard and love what they do. Every employee plays a part in making Apex who we are today and the more that we grow, the more important that becomes. Whatever your career path or specialism Apex provides a global platform to allow you to thrive. Job Specification: The main responsibilities of the position will include the following (but not limited to): • Management of a small team on day to day basis. Team manager responsibilities; • Client acceptance process and AML/KYC onboarding and monitoring. Attendance to client acceptance committee and taking part in analysing new clients/structures; • Supervising and supporting junior staff; • Periodic file reviews and risk analysis: performance of analysis of specific complex client files and supervision of junior staff for other client types; • Management and maintenance of appropriate internal logs; • Preparation and assisting the Head of Compliance with compliance reports for senior management and regulator; • Offer ongoing support to all the staff on compliance issues; • Contribution to the compliance monitoring plan and reporting internal /external; • Signaling deviations and escalates matters accordingly to the line manager(s); • Cooperation with authori...
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