Risk and Compliance Analyst / Senior Analyst (m/f)



Risk and Compliance Analyst / Senior Analyst (m/f)

Risk and Compliance Analyst / Senior Analyst (m/f).

Description des tâches:

• Perform the regular monitoring in relation to investment compliance restrictions and regular risk management reporting.

• Investigate and communicate the status of exceptions identified in relation to investment compliance restrictions (regulatory or fund specific).

• Perform follow-up of control checklists summarizing all the investment objectives & policies, and investment regulations & restrictions

• Come up with ad-hoc Risk / fund compliance analysis reports to the management and executives

• Contribute to ensuring the implementation and on-going review of procedures and policies related to investment compliance monitoring and risk management.

• Identify and monitor the risk profile of UCITS/AIF under management

• Take an active part in further system enhancement.

• Perform review of relevant fund documentation at the Fund’s set-up stage

• Reporting to the line manager and to the hierarchy where relevant

• Maintain and develop the communication with fund’s stakeholders such as investment managers, administrators, auditors, etc.

• Work closely with other departments and provide support to the clients with ad-hoc queries, new products, funds and/or strategies

• Ensure feed-back and support to colleagues and management

• Assist with regulatory reporting


Niveau d'étude demandé egal Bachelor (Bac +3)

Métier / domaine de formation:

• Strong academic background in Finance/Economics/Accounting or other numerical discipline; FRM or CFA designation an asset

Autres compétences:

• Minimum 2 years’ experience in the funds sector with prior exposure in investment compliance and risk management for UCITS/AIFM being advantageous;

• Extensive knowledge of Luxembourg and European regulatory framework (UCITS, AIFMD, CESR/ESMA guidelines);

• Excellent communication, analytical and critical thinking skills with a solution-oriented mind-set;

• Full professional proficiency in written and ...



FundRock Management Company S.A.

Offres Similaires

Avec votre consentement, nous aimerions utiliser des cookies et des technologies similaires pour améliorer votre expérience avec notre service. Pour plus d’informations à ce sujet, rendez-vous sur notre page de Politique de Confidentialité