Risk and Compliance Analyst / Senior Analyst (m/f)

Other

21/09/2020

Risk and Compliance Analyst / Senior Analyst (m/f)

Risk and Compliance Analyst / Senior Analyst (m/f).

Description des tâches:

• Perform the regular monitoring in relation to investment compliance restrictions and regular risk management reporting.

• Investigate and communicate the status of exceptions identified in relation to investment compliance restrictions (regulatory or fund specific).

• Perform follow-up of control checklists summarizing all the investment objectives & policies, and investment regulations & restrictions

• Come up with ad-hoc Risk / fund compliance analysis reports to the management and executives

• Contribute to ensuring the implementation and on-going review of procedures and policies related to investment compliance monitoring and risk management.

• Identify and monitor the risk profile of UCITS/AIF under management

• Take an active part in further system enhancement.

• Perform review of relevant fund documentation at the Fund’s set-up stage

• Reporting to the line manager and to the hierarchy where relevant

• Maintain and develop the communication with fund’s stakeholders such as investment managers, administrators, auditors, etc.

• Work closely with other departments and provide support to the clients with ad-hoc queries, new products, funds and/or strategies

• Ensure feed-back and support to colleagues and management

• Assist with regulatory reporting

Études:

Niveau d'étude demandé egal Bachelor (Bac +3)

Métier / domaine de formation:

• Strong academic background in Finance/Economics/Accounting or other numerical discipline; FRM or CFA designation an asset

Autres compétences:

• Minimum 2 years’ experience in the funds sector with prior exposure in investment compliance and risk management for UCITS/AIFM being advantageous;

• Extensive knowledge of Luxembourg and European regulatory framework (UCITS, AIFMD, CESR/ESMA guidelines);

• Excellent communication, analytical and critical thinking skills with a solution-oriented mind-set;

• Full professional proficiency in written and ...

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Recruteur

FundRock Management Company S.A.

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