Compliance Officer - Senior Position (m/f).
Compliance Officer - Senior Position (m/f)
Within its Compliance Department, ING Luxembourg is looking for experienced Compliance Officer
Working collaboratively with all compliance teams with the aim at improving efficiency; Review of the Customer Due Diligence and KYC process in terms of account opening request; Monitoring and control of the transactions monitoring and names screening process with timely escalation of the Chief Compliance Officer when need be; Preparation and filing of the Suspicious Activity/Transaction Reports (SARs and STRs) – be able to use GO AML Identification, analyze and review new business relationships introduced to Senior Committees; Preparation, review and maintenance of compliance policies and regulatory procedures up to date and control their implementation; Drafting of compliance advices and recommendations to the business and Senior Management; Answering to regulatory requests including the completion of the annual AML questionnaire; Assisting the Chief Compliance Officer in the preparation and attendance of the internal committees of the bank ; Participation in bank transversal development projects where compliance expertise is required ; Building and maintenance of a strong relationship with the different lines of business and departments; Detection and/or analyze compliance risk issues and follow up on the issues closure, Active participation to the team meetings and ensure timely deliveries; Training to Senior Management and to bank’s staff on compliance related matters,.
Knowledge & Experience
Strong Luxembourg regulatory knowledge, including MIFID, FATCA, CRS, AML/CTF and Market abuse Laws and regulations; Good Knowledge of Private Banking clients Good knowledge of Tax matters...