Financial compliance jobs in Melrose, NY - Page 2Create job alerts

Financial Operations Management: * Oversee and ensure the accuracy of financial transactions and compliance with company policies. * Assist in managing cash flow and working capital to maintain ...

... financing, and leasing transactions. * Familiarity with public company regulatory requirements, including SEC filings, corporate governance, and securities law compliance. Skills & Abilities

Bachelor's degree in Finance, Business Administration, Accounting, or certification in Compliance or related field (e.g., IACCP) preferred. * Approximately 5 years of proven experience in compliance ...

Our purpose is to provide clients with access to global financial and commodities markets ... Role Overview TP ICAP is seeking an Equities Compliance Officer to provide regulatory/compliance ...

Immediate need for a talented Privacy Compliance Officer/Data Protection . This is a 06+ Months ... Direct experience working in financial services is highly desired. * Experience or familiarity with ...

We are seeking a highly skilled and experienced Investment Banking Compliance and Supervision ... Bachelor's degree in Finance, Accounting, Business Administration, or a related field. Advanced ...

We are looking for an Entity Compliance and Formation Associate to support the Finance and Real Estate departments in ensuring compliance with regulatory requirements and assisting in the formation ...

... and the '34 Act, Financial Industry Regulatory Authority (FINRA), Securities and Exchange ... among Compliance, the Business and other infrastructure functions * Action-oriented and delivery ...

Compliance Department LOCATION: New York, USA FLSA STATUS: Exempt JOB SUMMARY: FIU Analyst reports to Head, FIU and is responsible for monitoring and assessing Compliance Risks (including BSA/AML ...

Compliance Officer Location : New York City (Hybrid) Overview : A boutique investment management ... financial field. * Strong understanding of SEC and FINRA regulations.

Our elite benefits and wealth-building programs Our competitive payouts Our operation and compliance infrastructure support *LPL Financial, member FINRA, SIPC, is the clearing broker-dealer for ...

Actively seeking a Senior Human Resources Compliance Manager for a HYBRID and Full-Time Position ... financial services, or banking. - HOURS: Monday - Friday, 9:30 AM - 5:30 PM EST SCHEDULE | LOCATION

Maintain compliance with federal, state, and institutional regulations. * Guarantee that all members of the campus Financial Aid Office deliver exceptional service to students, applicants, and ...

This role will be responsible for all financial planning, analysis, reporting, and compliance, including adherence to Sarbanes-Oxley (SOX) and other relevant financial regulations. The ideal ...

Work with JV partners in order to ensure compliance with financial reporting requirements * Develop and maintain cash flow, net income and cash flow forecasts for JVs * Manage equity commitments and ...

S/he will also manage clients' accounts and ensure the compliance of all procedures and ... Maintain and establish new relationships with outside financial institutions and corporate clients

The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations. In this position ...

White Oak is a professional services firm providing outsourced CFO support, fund administration and tax compliance services to private equity firms in all stages of their life cycle. The Part-Time ...

Lead the preparation and analysis of financial statements in compliance with US GAAP accounting standards * Lead quarterly and annual budgeting processes, including analytical review and preparation ...

Advise clients on structuring, negotiating, and documenting real estate finance transactions, ensuring compliance with regulatory requirements and alignment with clients' business objectives

This role will play a strategic role in financial reporting, operations, and overall business ... compliance providers. * Participate in Investment Committee meetings along with the Fund's Sub ...

Manage cash flow, financial reporting, and compliance with accounting standards and regulations. * Analyze financial performance, identify areas for improvement, and recommend actions. * Lead the ...

BSc/BA in law, finance, business administration or related field from a US accredited institution * Certification as a compliance professional or JD is a plus. * Spanish is a plus. Annual ...

Key Duties and Responsibilities:  Assist with annual compliance review, preparation of annual ... firm, financial institution, orconsultancy supporting hedge, private equity, or investment ...