Are you a business? Hire reg candidates in New York, NY
Geriatric / RN Position Details: • Contract Length: 8 Weeks • Location: Wheatfield, NY • Facility Type Assisted living • Shift & Schedule: Part Time, 8 hour nights Pay Details: • Hourly Pay Range (Local Contract): Up to $45 per Hour Geriatric / Long-Term Care Licensed Reg
In-depth knowledge of Reg ATS, Reg NMS, Equity Derivatives, and Regulatory Reporting Requirements related to equities trading (e.g., CAT, TRF); * 7 -10 years of experience supporting equities ...
Create and maintain controls relative to TRACE and RTRS trade reporting, Reg ATS, Rule 15a-6 and other applicable rules and regulations; perform assurance work as necessary; * Review trade exception ...
Advise business partners in the business teams on regulatory and other general legal matters relating to SEC registered, Rule 144A and Reg S structured products linked to equity, fixed income and ...
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