Octagon Credit Investors, LLC is a 25+ year old, $34+B investment adviser focused on leveraged loan ... Personal Securities, management of MNPI/Conflicts of Interest, etc. * Active monitoring and ...
Provide analysis, recommendations, and strategic insight on a variety of issues as a key advisor ... for Securities. * Strong leadership and stakeholder management skills drive projects forward and ...
Advising on the development and leasing of residential and commercial properties, including hotel ... A collaborative environment working with experts in tax, securities, and other related fields to ...
Be prepared for changes to, and provide advisement on, relevant laws impacting client's commercial ... Exposure to compliance, data security, privacy, and intellectual property matters, and a strong ...
The attorney will assist in advising management, front office and administrative staff on the interpretation and application of rules and regulations applicable to the securities and derivatives ...
Advise operationally on high voltage electrical installations to WTG, offshore substations, and ... Oversee all MV/HV/LV electrical operational activities to ensure safety, security, and integrity of ...
Ensure data integrity and security within the applications. Experience: * Qualification or degree ... risk advisor; Guy Carpenter, the risk and reinsurance specialist; Mercer, the provider of HR and ...
... Securities Act of 1933 experience * Experience with mutual funds, ETFs, closed-end funds, independent trustees/directors, registered investment companies and investment advisers * Outstanding ...
Advising on Burial & Cremation Options : Offer support and insight to help loved ones decide what ... Guide families through life insurance matters, Social Security applications, and pension benefit ...
... Securities and Exchange Commission (SEC's) U.S. Treasury clearing requirements. The role will ... Advise on regulatory requirements relating to SEC mandated clearing of U.S. Treasuries for cash and ...
... security, governance, and performance * Deep knowledge of different kinds of data stores (row ... We are a trusted advisor to Fortune 100 companies, providing a combination of strategic ...
Main point of contact in terms of technical documentation, RFPs, and security questionnaires * Advise customers on best practices for API integration, provide recommendations that other customers ...
... security of consumers, households and small business. Inclusiv seeks a passionate, dynamic ... This person will support and advise on in-person and online training curriculum for lenders, engage ...
... advising on privacy and date security compliance. • Competitive compensation (starting around $250,000 - $315,000 DOE) & bonus structure. • 1,900 billable hour target. • Hybrid working model ...
Identify, schedule, and coordinate building repairs and advise program leadership of any ... Monitor and inspect premises for fire, security, and safety issues. Schedule all health and fire ...
Advising clients on legal matters related to real estate financing, including regulatory compliance and financing structures. * Drafting and reviewing loan documents, security agreements, and related ...
The brand is comprised of Lime Trading Corp., an SEC-registered broker-dealer, Lime Advisory Corp., an SEC-registered investment adviser, and Lime Crypto LLC. Securities are offered through these ...
Work closely with external auditors, legal advisors, and regulatory bodies to ensure adherence to ... Update the company policy and security documentation regularly in line with best practises. Conduct ...
... Securities (CMBS) Loans * Warehouse Lines of Credit * Syndicated Loans and Credit Facilities * Preferred Equity Investments * Restructuring and Workouts related to real estate finance * Advise ...
... securities research, as well as wealth and asset management. The firm provides a full range of ... In this role you will collaborate with industry coverage and banking product partners to advise ...
... party advisors, including CPAs, estate planning attorneys, and other consultants. Skills and ... securities, mutual funds, ETFs, equities, etc. * Strong knowledge of financial markets and the ...
... Advisers Act. o NFA and/or FINRA knowledge a plus Basic understanding of monitoring conflicts, securities laws applicable to insider trading and market abuse Background or knowledge of ...
Advise the business on how to meet new and existing regulatory obligations, evaluate new and ... Will be expected to take and pass FINRA Securities Industry Essentials exam within 6 months Hybrid ...
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