Compliance specialist jobs in White Plains, New York (NY) State

The Funds and Trading Specialist will collaborate closely with various teams within the Legal and Compliance Department and across the firm, focusing on legal and compliance matters related to funds and trading. Offer compliance support for trading activities, including monitoring shares outstand...

The Funds and Trading Specialist will collaborate closely with various teams within the Legal and Compliance Department and across the firm, focusing on legal and compliance matters related to funds and trading. Offer compliance support for trading activities, including monitoring shares outstand...

Global Metals Trading Firm located in Midtown Manhattan is seeking a Compliance Specialist to add to their growing team. This is not a KYC or AML Banking Compliance position. Will assist in responding to inquiries and developing policies and procedures to ensure firm-wide and/or group-wide compli...

Global Metals Trading Firm located in Midtown Manhattan is seeking a Compliance Specialist to add to their growing team. This is not a KYC or AML Banking Compliance position. Will assist in responding to inquiries and developing policies and procedures to ensure firm-wide and/or group-wide compli...

Manager / Senior Manager, Compliance & Reporting Specialist. Work with KPMG's extensive network of specialists & enjoy access to our Ignition Centers, where deep industry knowledge merges with cutting-edge technologies to create innovative tax solutions. KPMG is currently seeking a Manager / Seni...

Reporting to the Coordinator of Client Engagement, the Intake and Compliance Specialist will be primarily responsible for assisting with daily intake operations and ensuring adherence to compliance protocols. The Intake and Compliance Specialist will also assist with all SIJC audits, compliance c...

Reporting into the Lead of the Sprint Compliance team, this Specialist will be responsible for the execution of billing the DOE for Special Education services provided by SA through bi-monthly invoicing cycles. They will also work collaboratively within the Sprint Compliance team to ensure that s...

Key Responsibilities Assist with the completion of regular compliance reports, monitoring deadlines and requirements to deliver such reports in a timely, thorough, quality manner Act as assistant researcher regarding compliance and regulatory program standards and requirements; programs include H...

This role supports the development, coordination, and ownership of the quality and compliance elements of global regulatory communication/reporting regulations, including oversight of product deviations and product complaints, maintenance and evolution of applicable Regeneron procedures, and coll...

One of the main responsibilities is to provide continued leadership and implementation of an enterprise wide compliance culture by supporting and enforcing the Bank’s established Compliance Management Program to ensure compliance with all applicable State and Federal laws, rules and regulations, ...

Work alongside the rest of our Compliance team on the implementation and execution of the compliance programs. Perform risk assessments of the compliance risks, and monitor the risk management process. Conduct due diligence reviews in accordance with the procedures to meet BSA/AML and OFAC compli...

SourcePro Search has a fantastic opportunity for a Compliance Specialist in New York. This role will be responsible for monitoring compliance with laws, regulations and policies and be part of a great team at a highly prestigious healthcare network. ...

Reporting into the Lead of the Sprint Compliance team, this Specialist will be responsible for the execution of billing the DOE for Special Education services provided by SA through bi-monthly invoicing cycles. They will also work collaboratively within the Sprint Compliance team to ensure that s...

Compliance Specialist – Rate Filing. Be sure to include your preferred contact information as one of our Qualification Specialists will connect with you promptly. ...

The Global Supply Chain Compliance Associate Specialist role partners with sector cyber risk owners to drive sector supply chain compliance to Information Security Policy and OT-specific standards and controls. This role will ensure OT controls testing and compliance initiatives are completed and...

Reporting into the Lead of the Sprint Compliance team, this Specialist will be responsible for the execution of billing the DOE for Special Education services provided by SA through bi-monthly invoicing cycles. They will also work collaboratively within the Sprint Compliance team to ensure that s...

Under direction, candidate will review capital projects in all phases of the project life cycle (pre-design through closeout phases) for compliance with State Fire and Building Codes as well as Federal Americans with Disabilities Act (ADA). Conduct review of project drawings and narratives at Mas...

Knowledgeable in the area of compliance testing with an understanding of compliance risk and controls. Consistently adheres to regulatory and compliance policies and standards linked to the job as listed and complete required compliance trainings. The Senior Compliance Testing Analyst assists the...

Quality Compliance Specialist - Change Control. Quality Compliance Specialist - Change Control. ...

We are seeking a proactive and attentive Trade Compliance Analyst Skillbridge Participant who will be trained to provide support and analysis to our Global Trade Compliance organization. This position will also help identify opportunities to improve/streamline trade compliance processes and assis...

Reporting to the Senior Manager of Medicare Regulatory Compliance, the Medicare Regulatory Compliance Specialist will support the oversight and management of the Medicare Compliance Program. The Medicare Regulatory Compliance Specialist will assist in driving overall compliance with Medicare requ...

The Compliance Specialist provides guidance and ensures compliance with ISO13485 & 21 CFR Part 820 and applicable good manufacturing practice regulations within the company. Responsible for review labeling and promotional material, in compliance with established procedures. Performing batch reco....

The Compliance Testing Specialist – Issue Management will perform day to day tasks related to the administration of the Enterprise Compliance Issue Management program. Compliance Testing Specialist – Issue Management. This role will support the Compliance Manager – Issue Management to ensure issu...

Global commercial bank located in Midtown Manhattan looking to bring on board an “VP, Compliance Monitoring & Testing Specialist” to join their team. Participate in planning, execution, and reporting of compliance assurance reviews and compliance and regulatory issue validation. Stay up to date o...