Offres aml compliance à Surbiton

Work on financial crime matters and complete the relevant AML activities as part of the Compliance Monitoring Plan. Skills and Knowledge Required: * Relevant qualification - Compliance qualification ...

Conduct regular reviews of client files and transactions to ensure compliance with AML regulations; * Monitor and analyse client transactions for suspicious activities, reporting any findings to the ...

As Compliance Monitoring Manager separate from anti-money laundering (AML) related tasks, as a different monitoring plan covers these. The Compliance Monitoring Manager will be instrumental ...

Bachelor's degree in Finance, Business Administration, or related field. * 5+ years of KYC/AML compliance experience in payments or fintech. * Experience as a KYC Team Lead or Manager. * Strong ...

Contribute to AML training and awareness programs for employees, fostering a culture of compliance and integrity. * Stay abreast of regulatory developments and assess their impact on the company ...

If you are a professional in the field of Legal and Compliance (including KYC, CDD, AML), and you are interested in London-based contract roles, feel free to submit an unsolicited application and we ...

Carry out regulatory and various other legal compliance (including AML, ABC, anti-fraud, DPA) advisory, monitoring and ad hoc activities, in particular, by completing delegated tasks and providing ...

SSQ has been instructed by a leading US law firm who seek to hire a risk & compliance lawyer to ... Proficient knowledge of AML procedures, ABC, GDPR legislation, Sanctions and other relevant laws

... Compliance Team ... You will be joining the AML function within Soldo Financial Services and will be responsible for ...

Assess compliance issues for new business projects, including new funds, instruments ... Support the firm's sanctions & anti-money laundering (AML) controls * Conduct marketing ...

Ensure compliance with regulatory requirements, such as KYC and AML, and maintain accurate records. * Assist in the development and implementation of treasury strategies to manage risk and optimize ...

Anti-Money Laundering (AML), Counter-Terrorism Financing (CTF), and Anti-Bribery & Corruption (ABC ... Compliance culture * Working knowledge of Investment Banking products; corporate advisory, debt ...

... compliance review of new and existing clientele, including AML/KYC checks Essentials: ▪ Good knowledge of Commercial law in relation to financial services, contracts, trading agreements and other ...

Develop and maintain excellent relationships with various internal teams such as Product, Compliance, Legal, AML & Operations Skills & Qualifications To be the right candidate for this position, you ...

... AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a full-time ... Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing ...

As part of the dedicated KYC Team, provide support to the Front Office on AML/KYC execution in relation to Periodic review/Remediation of existing relationships for clients across HBL Bank UK. You ...

The Compliance function is an independent function that identifies, assesses, advises on and monitors compliance risk - that is the risk of regulatory sanctions as a result of failure to comply with ...

As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory ...

Compliance Specialist £80k A leading brand in the FS space, who specialise in supporting firms with advisory, risk management and capital requirements, are looking for a Compliance Specialist to ...

Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly ...

The Role Head of Compliance - Boutique Equity focused Asset Manager - West End based (Multi $Bn AUM - strong potential to become their SMF16 and SMF17) Martis Search are representing a West End based ...

My client a leading London Housing association are currently seeking an experienced compliance manager to come on board for a 12 month FTC. This position will be a mixture of 3 days hybrid, 2 days in ...

The Role Compliance Manager - Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established ...

Funds Compliance Manager Investment FinTech Location: London (Hybrid - 2 days office, 3 days WFH per week) Salary: To £70k - £85k + shares + benefits How do you fancy working for a FinTech with an ...