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Assist in firm-wide training relating to conflicts, AML, information barriers and Compliance-based policies/procedures. The ideal candidate demonstrates a keen commercial awareness and a thorough understanding of the compliance landscape. Screen for issues such as AML, PEP, reputational risks, co...

If you have a genuine interest in compliance, and want to know more, keep reading!. Escalate legal/commercial conflicts and AML issues where necessary. Our client, a Top International Law Firm, is in need of a Junior AML & Conflicts Analyst in London.

Assist in firm-wide training relating to conflicts, AML, information barriers and Compliance-based policies/procedures. Screen for issues such as AML, PEP, reputational risks, conduct analysis and escalate where necessary. Identify possibilities for systemic enhancements regarding conflicts, onbo...

Ensure that specialist staff in each academy are supported, developed and challenged to ensure that they take responsibility at a local level for statutory compliance Provide specialist professional development in areas of compliance for academy-based staff Liaise with the Federation central team...

Lead the implementation and enhancement of the Operational Compliance Framework. Interact with key stakeholders to maintain a culture of continuous improvement and compliance excellence. Senior Operational Compliance Analyst.

Broad financial crime regulatory knowledge and practical experience of the following: JMLSG, ML regs, POCA 2002, TACT, SAMLA, ECCTA, Bribery Act 2010, FCA Handbook and International Sanctions. Act as an escalation point for financial crime compliance queries. Update compliance desktop procedures ...

A strong deputy to the Head of Compliance in managing all Compliance activities. Supporting the Head of Compliance in the on-going maintenance and development of the Group compliance framework, striving to improve policies, procedures, and monitoring in line with regulatory requirements. Identify...

Financial Crime Compliance is a key team that ensures Revolut’s products and processes meet global AML/CTF regulatory requirements and translate these into the best customer outcomes. We're looking for an intelligent, dynamic, innovative, and driven Financial Crime Compliance Manager to be part o...

Ensuring that a risk and compliance culture is embedded within the organisation, including facilitating and organising training and communication on compliance matters. Our client an accountancy practice is seeking a Group Compliance Manager to join their team in London. Ideally you will have an ...

The role holder will provide specialist knowledge, challenge and solutions on a range of compliance topics and contribute to the overall strong compliance culture at the Bank. Assist the Head of Risk and Compliance in risk and compliance related matters as required. Embrace the role of Compliance...

Monitor and encourage adviser completion of suitability assessments, mandates and periodic portfolio reviews, reporting to the Compliance team where an issue has been identified. Providing clear, timely, and constructive feedback of assessments and risks and proposing areas of deep-dive focus, ba...

Ensure compliance with all legislative and company procedures. Liaise with Operations and regulatory authorities to ensure compliance. Experience with MORs, Safety Management Systems, and regulatory compliance.

The role reports directly to the UK Head of Compliance and positioned within a small Compliance team where you're exposed to all regulatory activities, including AML / Financial Crime across the UK business whilst working closely with Operational Risk, Audit and Compliance Committees across the g...

Implement compliance controls in accordance with the Financial Crime Compliance Monitoring Plan;. Maintain knowledge and awareness of key regulatory changes related to Financial Crime Compliance matters impacting the business, including review of relevant local consultation papers, discussion pap...

Review risk assessments, ensuring high-risk scenarios/results are escalated * Assist fee-earners in AML/CDD-related tasks * Deliver firm-wide compliance-related training * Collaborate with wider ...

Organize trainings to internal stakeholders to maintain a high level of AML/CFT risk awareness ... Develop finanical crime compliance monitoring plan. Qualifications * University degree or higher ...

Within this role you will collaborate with other compliance professionals within the department to ... Screen for issues such as AML, PEP, reputational risks, conduct analysis and escalate where ...

If you have a genuine interest in compliance, and want to know more, keep reading! Some ... Escalate legal/commercial conflicts and AML issues where necessary * Research new and existing ...

An international Law Firm is seeking an experienced Conflicts and AML Advisor to join their dynamic team of analysts in London. Within this role, you will ensure various compliance policies ...

An International Law Firm is looking for a Senior AML and Conflicts Analyst to join their dynamic ... Check out the rest of our risk and compliance roles or give one of our friendly team a call on 0207 ...

... AML regulations. * Proven people management experience (2+ years), with a track record of driving team performance. * Strong analytical and problem-solving skills, with excellent communication and ...

AML/KYC Compliance : Implement and oversee Anti-Money Laundering (AML) and Know Your Customer (KYC) policies to prevent financial crimes. * Data Protection : Ensure compliance with the General Data ...

Offer guidance on various compliance issues, such as AML, financial sanctions, fraud prevention * Review complex queries from the financial crime team and serve as an escalation point * Manage ...

Collaborate on the evolution and implementation of financial crime and AML policies * Contribute to the creation and delivery of compliance and risk management training sessions for lawyers and staff