Candidates should have industry awareness and prior knowledge of AML/KYC, with a particular focus on the EU and US. Detailed knowledge and practical application in a law firm of SRA Standards and Rules relating to KYC, AML, Conflicts, and Financial Crime prevention rules and regulations.
The ideal candidate is a highly motivated, inquisitive manager with a background in AML regulatory reporting/obligations, client onboarding and AML investigation, who is extremely customer and team ...
Experience in undertaking financial crime/AML investigations including, where appropriate, the reporting of SARs regulations is beneficial but not essential. * Confident in using Microsoft Office ...
Investigate suspicious activities, prepare reports for senior stakeholders, and escalate cases to ... Skills/Experience Required * 2-3+ years of experience in an AML-focused role, with solid knowledge ...
Complete investigations around any suspicions on clients or matters. * Develop and build rapport ... Ad hoc AML-related tasks as and when required. To be considered for this role you must have ...
Perform investigations and escalate findings clearly and concisely for internal review by the AML Lawyer and MLRO * Establish excellent working relationships with key internal stakeholders: partners ...
Investigate and escalate suspicious transactions, ensuring robust reporting. * Partner with teams across the firm to improve and implement AML procedures. * Maintain accurate documentation and ...
Strong Investigations experience ... Good knowledge of AML, CTF, Sanctions, ABC and fraud * Strong stakeholder engagement skills
This includes Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), fraud prevention, and sanctions compliance. The role will involve monitoring transactions, performing investigations, and ...
Support the UK Head of Financial Crime Compliance in performing investigations, preparing reports ... Organize trainings to internal stakeholders to maintain a high level of AML/CFT risk awareness
Developing and maintaining AML policies and procedures and reviewing AML documentation * Advising ... Investigate potential compliance violations * Conduct ongoing monitoring of clients and enhanced ...
... Fraud investigation and reporting. Competency: * Good experience of business activities and ... Sound understanding of AML Transactional Monitoring and Transactions Screening environment with ...
... investigations into suspected fraudulent activities • Act as the business POC for any ... AML framework including obtaining and analysing source of funds material. • Have solid ...
Carry out thorough quality assurance through AML processes - KYC documentation collected by front of house teams during the onboarding process. * Investigate customer transactions as part of periodic ...
Support the MLRO in performing investigations, preparing reports and making recommendations on ... Organize training for internal stakeholders to maintain a high level of AML/CFT risk awareness ...
Support the UK Head of Financial Crime Compliance in performing investigations, preparing reports ... Organize training for internal stakeholders to maintain a high level of AML/CFT risk awareness
... investigations, insurance, governance, and data protection, as well as managing external vendor ... AML) regulations. * Identify and escalate any potential conflicts of interest arising from client ...
Investigating and reporting suspicious activities, ensuring robust SAR (Suspicious Activity ... Strong knowledge of relevant regulations and standards (e.g., FCA regulations, PSD2, AML/CFT, GDPR
... AML, CDD, sanctions, and conflicts. * Advise on Data Protection/GDPR matters, including breaches, DSARs, and DPIAs. * Support internal investigations and ensure adherence to SRA Principles and Codes ...
Anti-money laundering (AML) and financial crime * Regulatory investigations and enforcement actions * Fintech and innovation About You: * Proven track record of advising clients on complex regulatory ...
Deliver training programs focused on risk and compliance * Assist in reviewing and managing AML and ... Investigate incidents, manage complaints, and analyse trends to prevent future issues. * Lead the ...
