Are you a business? Hire chief compliance officer candidates in London
Examples of placements include Credit Risk, Enterprise-wide Risk, Model Risk, Business-Line Risk, Compliance, Ethics Office, Technology Risk Management, Treasury Risk and others. Risk & Compliance, the organization led by the Chief Risk Officer (CRO), oversees and challenges BNY's management of r...
Reporting into the Chief Compliance Officer, the Compliance Manager will be expected to perform a broad generalised compliance role, with an emphasis on Surveillance tasks. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their ...
Managing the compliance program on day-to-day basis, covering financial promotions, personal account dealing, updating compliance logs/registers and prepare/submit regulatory filings. Providing broad compliance advisory support to the fund managers. Maintaining and updating compliance manual and ...
There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. Compliance monitoring and surveillance (market abuse, best execution). If from an Investment Bank, ideally from a trading floor compliance advis...
Investment Specialist / Senior Investment Specialist - Infrastructure The Multilateral Cooperation Center for Development Finance (MCDF) is an initiative designed to promote high-quality connectivity and infrastructure investments in developing countries through partnerships. MCDF works in the tr...
This new position is for an experienced Engineering Leader who understands requirements and priorities of EMEA Banks and Capital Markets Chief Financial Officer (CFO) domain. The position holder will be required to define technical strategy, architecture and roadmaps, and manage the existing and ...
OCR Alpha is currently working with one of Europe’s leading hedge funds with over $20 billion AUM. They are a truly global business with a multi-strategy approach. Our client prides itself on their cohesive and collaborative culture. The Role We are looking for an experienced Compliance Officer t...
Company Overview: Join a leading pharmaceutical group with a presence in over 100 countries, employing over 10,000 individuals globally and generating over £5 billion in annual revenue. We are committed to excellence in healthcare and innovation, driving our mission to improve lives worldwide. Po...
The CMO will provide strategic medical and scientific leadership, ensuring the highest standards of clinical practice and regulatory compliance. CMO Application and [Your Name]. Chief Medical Officer (CMO) - OncologistLocation:.
Developing and periodically reviewing and updating Standards of Conduct to ensure continuing currency and relevance in providing guidance to management and employees;Monitoring the performance of the compliance and financial crime prevention program and related activities on a continuing basis, t...
Our London office is looking for a Compliance Officer to join the EMEA & LatAm Compliance Team. The main focus of this role is on financial promotions and client communications, but it also includes working on other areas of UK, Switzerland, EU, MEA and LatAm regulations, as directed by the Chief...
MERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London. This critical hire offers an exciting opportunity to oversee compliance operations in a dynamic and fast-paced environment and will play a crucial role in maintaining regulatory s...
The team is led by Walker's General Counsel and Chief Risk and Compliance Officer (based in our London office) and is made up of over 100 risk and compliance professionals and lawyers based across our offices in Asia, the Middle East, Europe and the Americas. The successful candidate will lead ou...
The role will also involve micromanaging cybersecurity engineers, penetration testing engineers, and other security personnel, ensuring compliance with NIST cybersecurity framework and DoD requirements. CHIEF INFORMATION SECURITY OFFICER - AEROSPACE AND DEFENSE:. The oversight requires a sophisti...
We are searching for a Chief Group Compliance Officer to oversee compliance globally ensuring compliance with laws, regulatory requirements, policies, and procedures. ...
Chair the quarterly Risk Management Committee's (supported by the Chief Legal Officer) and suggest risk mitigation actions and strategies and management of such risks. ComplianceBe responsible for and Chair the Charlotte Tilbury Governance & Compliance Committee, ensuring the successful launch an...
Support Data Privacy requirements across other legal entities/ jurisdictions across EMEA as may be delegated by the Chief Privacy Officer. Be the “Trusted Adviser” embedding Privacy risk and compliance into day-to-day activities and keeping privacy risk management and compliance foremost in every...
The Operations/Trades Analyst role is within the Non-Investment Function, reporting to the Chief Operating Officer. This area includes: Business Management, Risk, Operations, Compliance, Human Resources, Technology. Support in operations projects. ...
We are working with a prestigious insurance business based in London who are seeking a Compliance professional to work in collaboration with the Financial Crime Manager. Your main focuses will be
Provide day-to-day compliance support for client's global Operational Resilience program, advising on and contributing to delivery of Operational Resilience program requirements across multiple ...
To assist in developing and implementing a robust compliance framework which is proportionate to the size and complexity of the branch's business * To take action to address any deficiencies in the ...
This is the first hire in compliance for the firm and you will report in the CEO, a high-profile figure in the market. On a day-to-day basis, you will manage compliance for the company and for a ...
In this role, you'll work closely with senior figures across the firm, including the Chief Operating Officer, General Counsel, Money Laundering Compliance Officers, and other key partners, to ensure ...
Reporting to the CEO & President with a dotted line to the Managing Director for Global Delivery, you will oversee a team of HR professionals in the Global Network located in WRI offices in multiple ...
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