Chief compliance officer jobs in RichmondCreate job alerts

We are exclusively recruiting for specialist Real Estate firm who are looking to hire a Compliance Associate to support the Compliance Director and Chief Compliance Officer, whilst developing a working knowledge of the operational and regulatory environment under which the Company operates. This ...

Monitoring, and as necessary, coordinating compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends;. Providing reports on a regular basis including the regulatory Annual MLRO Report, and as directed or requested, to keep the H...

Managing the compliance program on day-to-day basis, covering financial promotions, personal account dealing, updating compliance logs/registers and prepare/submit regulatory filings. Providing broad compliance advisory support to the fund managers. Maintaining and updating compliance manual and ...

You will also look after trade surveillance, compliance monitoring, and central compliance matters. To support recent growth, our client is looking to hire an experienced Chief Compliance Officer. This hire will be supported by a small team and tasked with the further build out the compliance pro...

The Role To support recent growth, our client is looking to hire an experienced Chief Compliance Officer. You will have global coverage and interact with regulators across the UK, Europe, and the ...

Oversee and enhance the Compliance Frameworks related to Financial Crime risks, including areas such as Anti-Money Laundering, Sanctions, Anti-Bribery and Corruption, and Fraud prevention. * Lead a ...

You will report into the Chief Compliance Officer, you will work closely with the Head of Operational Compliance and other members of the global Compliance team. Key Skills & Competencies * 1-4 years ...

... dynamic Chief Investment Officer to oversee a diversified global investment portfolio. We are ... Support the Head of Family Office in maintaining compliance with the approved investment framework ...

Ensuring compliance with financial regulations and best practices across all operational territories. Candidates must demonstrate: * Extensive experience in a CFO or senior financial leadership role ...

Chief Operating Officer ( COO ) Job Title: Chief Operating Officer (COO) - Facilities Management ... compliance and a smooth transition for incoming teams and projects * Develop and implement ...

Supervise one staff member in general administration and facilities management for the site & College premises. • Governance & Compliance - Strategic oversight to ensure the College adheres to all ...

... Chief Compliance Officer for Europe at one of our key clients. During this engagement, the Head of Compliance & MLRO will drive the implementation of compliance controls, processes, and operations to ...

Chief Executive Officer (CEO) - Elderly Care Expansion Location: United Kingdom Salary: Competitive ... Maintain strong partnerships with stakeholders to ensure regulatory compliance and industry best ...

The Role Head of Compliance - Hedge Fund Compliance Consultancy - Urgent Interim/ Temporary hire ... The client points-of-contacts range from CEO's, CCO's, COO's. Some of the co's consultants are ex ...

As a key member of our small and dynamic team, the Chief Scientific Officer (CSO) will play a ... Regulatory & Safety Compliance : Ensure all processes and materials comply with safety ...

The CTO will be critical in establishing us as a leader in data-powered energy management solutions ... compliance, ensuring the integrity and confidentiality of customer data. Technical Expertise in ...

Chief Financial Officer (CFO) Location : Hybrid, United Kingdom Reports to : CEO Industry ... compliance, and operational teams. Qualifications * Education : Bachelor's degree in Finance ...

Chief Financial Officer Luxury hospitality business London based with travel as needed circa £120 ... Be abreast of tax and regulatory compliance and jurisdictions within the regions/countries the ...

Ensure strong standards of financial accounting, reporting & compliance across a global business Chief Financial Officer: Experience & Characteristics The CFO will have experience of: * Being a ...

Supports the CEO with internal management and administrative tasks; including HR and financial processes, legal & compliance, or other mandatory requirements for CEO e.g. completing T&S claims in a ...

About the Role - The CPO will report directly to the CEO and lead the entire procurement strategy ... Ensure strict governance frameworks and compliance with local, national, and international ...

This pivotal role involves overseeing risk and compliance aspects across the group, ensuring ... The Role As Group Chief Risk Officer, you will be responsible for developing and implementing ...

The Interim CTO will oversee all technological aspects of the company, including strategy ... Ensure compliance with regulatory and legal standards. * Maintain timelines and quality for all ...

Act as gatekeeper for the Chief Commercial Officer, but also providing day to day support for the ... Maintain a comprehensive knowledge of, and ensure compliance with, quality standards, and the firm ...