Provide day-to-day compliance support for client's global Operational Resilience program, advising on and contributing to delivery of Operational Resilience program requirements across multiple ...
Reporting to the CEO & President with a dotted line to the Managing Director for Global Delivery, you will oversee a team of HR professionals in the Global Network located in WRI offices in multiple ...
To assist in developing and implementing a robust compliance framework which is proportionate to the size and complexity of the branch's business * To take action to address any deficiencies in the ...
In this role, you'll work closely with senior figures across the firm, including the Chief Operating Officer, General Counsel, Money Laundering Compliance Officers, and other key partners, to ensure ...
This is the first hire in compliance for the firm and you will report in the CEO, a high-profile figure in the market. On a day-to-day basis, you will manage compliance for the company and for a ...
Compliance ParalegalSpecialist London Law firmWe're currently working with a specialist Law firm in ... COO, with a substantial amount of client contact What's in it for you? * Good first step into ...
Global Head of Compliance, Central London. About the Company This institution continue to make ... Chief Legal Officer in running the global Risk Management Committee to ensure all internal ...
If so, you might be our next Chief Growth Officer. About us Private Equity Insights is the world's leading Private Equity community. We connect and develop more than 240,000 investment professionals ...
... CEO and Business Development Manager. The ideal candidate will have a minimum of 3 years' experience in grant-making or compliance within the charity sector, with a strong understanding of Charity ...
Ensure the firm's full compliance with Anti-Money Laundering (AML) regulations and counter-terrorist financing (CTF) requirements. * Act as the Money Laundering Reporting Officer (MLRO) where ...
We are working with a prestigious insurance business based in London who are seeking a Compliance professional to work in collaboration with the Financial Crime Manager.Your main focuses will be
You will have a dual reporting line into the CFO on a finance functional basis and the COO on other ... Oversee financial control processes, including management information, and compliance with ...
... C Chief Risk Officer in co-ordinating and communicating with the FCA in the completion of ... compliance risks and investigate these, challenging 1LOD in their controls and mitigations and ...
Assisting the Chief Compliance Officer in performing Compliance duties General : * Adhering to FCA's Conduct Rules (both Individual and Senior Manager's Conduct Rules) * Adhering to FCA's Principles ...
Responsibilities Please apply with a cover letter The Compliance Service Unit (CPLE) is responsible for the definition and consistency of the compliance risk prevention and control system, and for ...
... and Chief Compliance Officer support. What you offer Press space or enter keys to toggle section visibility * 8-12 years' legal or regulatory experience across financial markets regulatory ...
Reporting to Banijay UK's COO/CFO, the role is a senior finance leadership role and a key business ... Ensuring compliance with statutory law and financial regulations * Operational and line management ...
The CEO will build on and expand our current achievements of delivering quality advice to our clients; develop our excellent relations with funders and local partners and explore new funding ...
Senior Compliance Assistant (1-2 years experience) * Permanent * City of London (5 days in the office per week) * Paying up to £35k We are currently working with an international bank based in the ...
We are working with an international household name within financial services who are looking for a Compliance Monitoring Officer to join their team on a permanent basis. The organisation have a ...
On behalf of this organisation, AMS is looking for a Compliance Audit Officer - Controls and Testing for a 12-month contract, based hybrid in London. Purpose of the Role: You will be responsible for ...
The Board and CEO are looking for an experienced and qualified finance professional, with the ... financial compliance with all requirements from Companies House, Charity Commission, HMRC etc ...
The successful candidate will support the COO and Executive team in executing the Association ... Additionally, you will act as a regulatory expert, offering guidance on compliance and regulatory ...
This role will be instrumental in a three-phase, six-month project aimed at enhancing regulatory compliance and strengthening risk frameworks. The successful candidate will work closely with the CFO ...
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