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Financial Conduct Authority The Financial Conduct Authority is the conduct regulator for around 50,000 financial services firms and financial markets in the UK and the prudential supervisor for 48,000 firms. About the FCAThe FCA regulates the conduct of nearly 45,000 firms in the UK to ensure ou...

One of the pivotal appointments is a Delegated Authority Oversight Manager. This is a rare and ... Work cross functionally with Compliance, Claims, Finance and Actuarial Teams. * Conduct monthly ...

To make sure you're eligible to advise clients on 'pre-need' funeral plans as a 'certified colleague', we'll perform FCA (Financial Conduct Authority) and financial integrity checks. These aim to ...

Great Lakes Insurance UK Limited ("GLLS"), regulated by Prudential Regulation Authority and the Financial Conduct Authority, is a fully owned subsidiary of Great Lakes Insurance SE and acts as the ...

Candidates will ideally have significant experience of working for the Financial Conduct Authority (FCA) and / or advising firms and individuals regulated by the FCA and a deep knowledge of the FCA ...

... Financial Conduct Authority (FCA) rules and regulations, money laundering, terrorist financing (TF), economic sanctions (ES), and bribery and corruption (ABAC). This is achieved by advising ...

... and Delegated Authority instructions. * Strong attention to detail. * A desire to accept ... Established and successful conduct of key client mandates * Nomination on client accounts and/or ...

The LOM Financial Group a leading Bermuda-headquartered, full-service investment firm, with ... Authority.

Conduct cash forecasts and quarterly Financial Covenants tests for the bank. * Assist with SRA and ... Comprehensive knowledge of the Principles and Accounts Rules of the Solicitors Regulation Authority

When you join them, you'll work on some of the world's most exciting financial operations and ... Deep knowledge of the Solvency II Directive and the Prudential Regulation Authority's ("PRA ...

Handling a portfolio of Financial Lines/Financial Institutions losses. * You will have an ability ... Authority instructions. * A desire to accept responsibility and accountability for the conduct of ...

Review, and challenge all the regulatory returns (and the processes that underlie their production) required for the Bank of England, the Financial Conduct Authority, and the Prudential Regulation ...

This individual will hold the CF 10 and CF 11 functions as required by the Financial Conduct Authority (FCA) and during the initial engagement, they will partner directly with the regional Chief ...

Oversee and manage compliance with obligations set by the Financial Conduct Authority (FCA), ensuring all business operations meet regulatory requirements * Monitor regulatory developments, providing ...

This position is with Argentis Wealth Management - an Independent Financial Advice firm, authorised by the Financial Conduct Authority, owned by Hurst Point Group. We have one mission at our core ...

Role Overview: We are looking for an experienced, UK-based Head of Compliance qualified to serve as the Money Laundering Reporting Officer (MLRO) under the Financial Conduct Authority (FCA ...

Ensure timely filing of statutory returns and updates to Companies House and the Financial Conduct Authority (FCA). * Manage the company's Annual General Meeting (AGM) process, including drafting ...

Trade Vault Europe is a UK registered Trade Repository regulated by the Financial Conduct Authority, and an EU Agency for the Cooperation of Energy Regulators ("ACER") approved Registered Reporting ...

We are regulated by the Financial Conduct Authority and fully compliant with our obligations under Consumer Duty. We understand the importance of providing fair and transparent products and services ...

... Conduct Authority (FCA). You will work closely with the CFO to develop financial strategies, manage reports, optimize the corporate financial structure, and support decision-making across the ...

Considered candidates will have: • Lead or joint lead roles for client compliance reviews, ad-hoc inquiries and relationship management • Experience with Financial Conduct Authority (FCA) a plus ...

Join our dynamic UK Regulatory Finance team, a high-profile function providing critical financial information to the Prudential Regulation Authority (PRA), Financial Conduct Authority (FCA), and the ...

Actively liaise with the Responsible Authority regarding the home's registration and ensure ongoing ... Handle all incoming mail, conduct general office duties, and maintain up-to-date records. Perform ...

Conduct and report on trade cost analysis.Minimise risk in trade execution procedure. Adhere to the ... Investment decisions are controlled by the Investment Managers, but Traders have full authority to ...