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Reporting to the Risk Director and serving as Deputy MLRO and a member of the Risk Committee, the Senior Compliance Officer will ensure the company remains compliant with all regulatory requirements while achieving its business objectives. We have a great new opportunity as a stand-alone Senior C...

Head of Legal and Compliance who is in need of a KYC Specialist to oversee the function as well as participating in broader compliance responsibilities such as SMCR or IFPR. Broader compliance experience would be an asset although not essential.

Location: Remote within the UK (London HQ).As the nominated officer, the MLRO ensures that information leading to knowledge or suspicion of money laundering is disclosed appropriately to the relevant authorities meeting the requirement of The Proceeds of Crime Act (POCA).Join a dynamic, 20-year-o...

A leading City-based investment bank is looking for a proactive Regulatory Compliance Officer to join its Regulatory Change team, specialising in horizon scanning. This role focuses on identifying, analysing, and assessing regulatory developments across the UK and EU markets, ensuring the bank st...

They are looking to hire a Market Surveillance Officer on an FTC basis. Assisting with technical enhancements relating to compliance monitoring surveillance software. Interest in financial markets, data analysis, and compliance.

Managing the compliance program on day-to-day basis, covering financial promotions, personal account dealing, updating compliance logs/registers and prepare/submit regulatory filings. Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunatel...

I’m working with a financial services firm to recruit a Compliance Advisory Officer within their retail banking team, focused on second-line defence. Regulatory Advice: Provide compliance advice to Private Client lending on FCA rules for secured lending (MCOB, CONC) and PRA BTL regulations. Gover...

Act as the Money Laundering Reporting Officer (MLRO) where necessary, overseeing the firm’s Know Your Customer (KYC) and Customer Due Diligence (CDD) processes, particularly with regards to high-risk clients. Experience: Extensive experience in compliance roles within the financial services secto...

Prominent global private equity firm is seeking a Senior Legal Compliance Officer/Attorney to join their growing team!. Working closely with the Chief Compliance Officer on policy maintenance and regulatory initiatives. Financial services, PE, FCA compliance.

The general responsibility of the Head of Compliance/CCO (SMF16) & MLRO (SMF17) is to provide an in-house compliance service that effectively supports business areas in their duty to comply with relevant laws and regulations and internal procedures. Providing reports on a regular basis including ...

Maldon Partners are recruiting a.Senior Compliance Officer (VP).Global Alternative Investment Manager based in London.The firm has c$50bn AUM across four main business areas: Private Equity, Real Estate, Absolute Return Hedge Funds and Credit Management and is in super growth mode looking to doub...

Support the design and delivery of a risk focused Compliance Monitoring Plan, working with the wider Risk and Compliance team.Lead the completion of thematic reviews in accordance with the annual compliance monitoring plan, using appropriate tools and methodologies, and documenting the outcome ac...

To enhance a strong Compliance culture and holistic and integrated end-to-end view of all compliance risks. To assist in developing and implementing a robust compliance framework which is proportionate to the size and complexity of the branch’s business. To take action to address any deficiencies...

Our client, a leader in the financial services sector, has an exciting opportunity for a highly motivated and enthusiastic self-starter to join their growing, cross-regional Compliance team to deliver specialist support for the operational resilience program.This is a unique and exciting role tha...

The ideal candidate disposes of:.Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities.Monitor industry practice with respect to global financial regulation.Updat...

Assist the compliance team with compliance onboarding and managing employees’ disclosures. Assist with educating investment and non-investment staff on compliance related matters and enforcing compliance policies. Conduct new hire and annual compliance trainings, personal trading reviews and appr...

Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan.

COMMERCIAL PROPERTY DESK INVESTIGATOR NEEDED! Key Information: Salary: up to £36,000 Work Type: Fully remote Responsibilities: * Investigate potentially fraudulent commercial property claims

Large Housing Association requires a Complaints Investigator to analyse and resolve complaints in a fair and impartial manner. With a sound understanding of the regulatory timescales and deadlines ...

Reconcile funds and accounts, investigating discrepancies as needed. * Provide regular feedback to the Claims Manager on claim portfolios, statuses, and processing volumes. * Review and provide ...

They are currently seeking to hire an experienced HR Investigator to be part of their newest and exciting project. In this role, you will manage and conduct thorough investigations of complex and ...

Timely investigation and resolution of challenging accounts/cedants is expected. * Collaborate with ... Experience of credit control in the Insurance sector * Experience of Aged Debt Reporting and ...

... the investigation and resolution of any queries raised by our clients stakeholders * Sample ... A keen interest to work in Consulting and Insurance * Some experience / knowledge of Lloyd ...

... insurance industry. This role allows you to build a relationship directly with the Syndicate ... Working with other departments (Claims, reinsurance and operations) investigating and clearing ...