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Preparation of returns for both PRA and FCA * Preparation of 3 year projected balance sheets for Solvency II * Preparation of draft financial statements for various group companies * Preparation of ...
Stay informed about regulations pertinent to SFX management, including those issued by the Bank of England/PRA, HKMA, and other relevant regulatory bodies. To succeed in this role you will need to ...
Serve as a key liaison for HR regulatory updates to the FCA/PRA and other Regulatory, Risk, or Compliance forums as required. Requirements: * CIPD qualified or relevant HR Degree. * Up-to-date ...
... PRA, NYDFS etc. If this sounds like your next challenge then click apply and we'll be in touch!
Validation of new member prospects - confirming eligibility for x 3 membership tiers, preparing company bio, and verifying Companies House and FCA/PRA/CBI registration. * Event support * Market ...
Have a good understanding of insurance regulations, preferably Lloyd's/London Market as well as FCA & PRA regulations. * Excellent communication skills both written & verbal with the ability to build ...
... PRA, TCF, and Data Protection/GDPR in relation to proposed systems, services, environments, or solutions, while adhering to relevant Best Practice recommendations. * Establishing a governance ...
A strong working knowledge of relevant regulatory requirements (preferably Lloyd's, FCA, PRA); * Proven experience in the Lloyd's / London Insurance Market; * A thorough understanding of the ...
Working with Compliance and other support functions to ensure the business is up to date with requirements from the PRA, FCA and other regulators. The Candidate * You are a UK qualified lawyer with ...
Knowledge or experience of supporting firms with FCA/PRA licensing processes including authorisations, variation of permission, notifications and de-authorisation process. Please contact Toby Nash at ...
You must be open and co-operative with the FCA, PRA and other regulators * You must pay due regard to the interests of customers and treat them fairly * You must observe proper standards of market ...
Requirements: - Must have experience ensuring compliance with regulatory requirements (FCA Handbook & PRA Rulebook) - Must have experience with compliance reviews eg FISMA (not advisory) - Experience ...
... PRA and other regulators · You must pay due regard to the interests of customers and treat them fairly · You must observe proper standards of market conduct. TRAINING Conduct training will be ...