Pra jobs in Richmond

Fastmarkets is the most trusted Price Reporting Agency (PRA) in the metals, mining, agriculture, forest products, and energy transition markets. Our price data, forecasts, and market analyses give ...

FSA017 for submission to the PRA. * Support DCRO in review and assessment of all Bank policies of the subsidiary. * Oversight on Liquidity Returns (LCR, NSFR, SLS) of UK Subsidiary for submission to ...

English fluent, Be familiar with the requirements from regulatories (FCA, PRA, BOE, etc.) regarding AML/CFT, conduct risk, complaint, fraud, CASS, customer duty, etc.; Familiar with banking products ...

Ensure compliance with relevant PRA and FCA conduct rules. * Responsibility for the proper performance of all regulatory roles held in the course of employment. * Responsibility for the proper ...

Conducting high-profile internal and external investigations, often spanning multiple jurisdictions, and collaborating with authorities such as the SFO, FCA, PRA, NCA, OFSI, and international ...

FSA017 for submission to the PRA.*Support DCRO in review and assessment of all Bank policies of the subsidiary. Governance Responsibilities *Convening RMC meeting of Retail bank, with responsibility ...

Familiarity with the Prudential Regulation Authority (PRA) guidelines and requirements. * Wholesale, Credit, and Lending: Possess substantial experience in wholesale banking, credit, and lending ...

Reporting regulatory returns to BoE/PRA including CoRep, FinRep & statical reutuns * Monthly and quarterly regulatory returns * Internal Stakeholder engagement (I.T) Key requirements: * Qualified ...

All Staff - to comply at all times with the PRA/FCA's Conduct Standards, namely: 1.) to act with * integrity 2.) to act with due skill, care and diligence and 3) to be open and co-operative with the ...

To provide high-quality legal advice on UK financial regulatory issues, including FCA and PRA rules, compliance requirements, market conduct and market abuse. * Assist the Legal and Compliance teams ...

Maintain compliance with policies and regulations with FCA / PRA and Lloyd's regulatory requirements. * Foster best practices and handle operational challenges. * Drive efficiency and accuracy in all ...

Ensure compliance with relevant PRA and FCA conduct rules. * Responsibility for the proper performance of all regulatory roles held in the course of employment. * Responsibility for the proper ...

High profile internal and external investigations (often with a multi-jurisdictional scope) including dealing with the SFO, FCA, PRA, NCA, OFSI and authorities in other jurisdictions together with ...

Ensure compliance with FSCS' policies (including Financial Crime, Conduct and Data Protection), regulatory requirements (FCA Handbook and PRA Rulebook) and applicable corporate laws. * Horizon scan ...

Knowledge of regulatory requirements such as PRA, FCA and IVASS. * Knowledge of IT and Data risk processes. * Knowledge of ResQ and Igloo would be beneficial. If you would like to hear more about ...

The role will encompass a mixture of Commercial & Regulatory work, focusing on TOBAs, NDAs, Distribution, Broking & Delegated Authority Agreements, as well looking at FCA Handbook & PRA Legislation

The candidate will have 5 years or more experience within the Lloyd's Market and knowledge of FCA, PRA, SMCR and Solvency II. Eames Consulting is acting as an Employment Agency in relation to this ...

Experience working in a consulting firm or regulator (FCA or PRA).* In depth knowledge of governance & risk.* a specialty in any of the following: corporate governance, operational resilience ...

... PRA, TCF, and Data Protection/GDPR in relation to proposed systems, services, environments, or solutions, while adhering to relevant Best Practice recommendations. * Establishing a governance ...

Commmunicating how to effectively apply, regulation from all relevant regulatory bodies (Lloyd's, FCA, PRA) and assisting the wider compliance team with regulations relevant to other company entities

Knowledge of various policy documents issued by the Bank, RBI, FCA & PRA. * Provide cover to Sr.Associate/ Associate and Manager Corporate Services in handling emails, customer queries, scanning etc ...

Have a sound understanding of the FCA and PRA regulatory environment including COBS, CASS, SYSC, DISP, COLL, FUND, MIFIDPRU * Be an active participant in the identification and implementation of ...

Demonstrated proficiency with PRA and FCA requirements and expectations. Location: London Salary: Up to £100,000 Should you not be contacted within five working days of submitting your application ...

Have a good understanding of insurance regulations, preferably Lloyd's/London Market as well as FCA & PRA regulations. * Excellent communication skills both written & verbal with the ability to build ...