Trabajos compliance assistant en Ozone Park, New York (NY) State

The Medical Office Assistant performs various duties as a member of the health team in the treatment and care of patients and their families and also assists with tasks to support the unit. The Medical Office Assistant must demonstrate knowledge of the principles of human growth and development o...

This individual will be responsible for ensuring compliance with all communications and advertising rules, working with the Distribution and Marketing teams and generally assisting the Legal and Compliance team with various compliance focused tasks, including updates to policies and procedures an...

Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk managemen...

The Compliance team works across businesses and functions to identify, evaluate and adhere to regulations globally, including obligations associated with the Company's licenses or license exemptions, financial crimes compliance, employee compliance, data privacy compliance, and sets compliance pr...

The EAC C&OR Manager also assists in preparing materials for C&OR regulatory exams/audits/inquiries and may assist with preparation for FLU/CF regulatory exams/audits/inquiries- Activities this role performs for their area of coverage (compliance with the Volcker Rule) include, but are not lim...

Work from home, part time, Amazon, customer service representative, medical professional, remote work at home, drivers, administrative assistant, work from home customer service representative, registered nurse, web developer, assistant manager, pharmacy technician. Backgrounds in Customer Servic...

Answer, screen and transfer phone calls.Act as the liaison between managers, tenants and owners....

Develop and oversee GRC - IT compliance and IT Risk strategies, ensuring alignment with regulatory requirements and industry standards. Design and enforce IT controls to mitigate risks and ensure data security and regulatory compliance. Serve as the primary point of contact for regulatory inquiri...

Lead or participate in working groups, workshops and with stakeholders to understand business requirements, define project plans and manage timelines. Manage internal and external dependencies across initiatives, including working closely with Risk Managers, Product Owners, Front Office, Product ...

The growing firm is seeking a Compliance Coordinator to join their team. Manage and monitor employee personal securities trading, political contribution requests, gifts and entertainment requests, private investment requests and outside business activities via a compliance software program (StarC...

Our client is a private equity firm looking for an Executive Assistant to support their Investment Team in their NYC Office. This role will be supporting multiple executives and partners and requires prior team support experience. Provide a 4–6-person team made up of executives and partners in th...

Reporting to the Director of Leasing and Compliance, the Leasing and Compliance Assistant is responsible for assisting the Leasing and Compliance Department with general administrative and office support in an effort to uphold WSFSSH's goal of providing permanent and safe housing. Leasing and Com...

We are looking for an Assistant General Counsel, Head of Group Compliance to oversee the Group Compliance Function, and to pro-actively support executive management’s commitment to both legal and regulatory compliance and promotion of a strong culture of compliance across the company. This person...

Work with Director-Reporting Compliance to conduct random reviews of “closed" reporting to ensure accuracy and compliance. Responsibilities including database, regulatory and compliance updates, asset management alignment, process improvement, internal audits, reporting reviews and database proje...

This individual will be responsible for ensuring compliance with all communications & advertising rules, working with the Distribution & Marketing teams & generally assisting the Legal & Compliance team with various compliance focused tasks, including updates to policies & procedures & monitoring...

Lead other compliance and internal control activities. Lead and support other FRFS compliance activities that may include Audit coordination, SOX/COSO program and AML/OFAC activities. ...

Work with Director-Reporting Compliance to conduct random reviews of “closed" reporting to ensure accuracy and compliance. Responsibilities including database, regulatory and compliance updates, asset management alignment, process improvement, internal audits, reporting reviews and database proje...

Family and Medical Leave Act ; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision ....

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Oversee, manage, and prioritize the compliance review of marketing materials, client communications, diligence reports, research, and quarterly reporting, among other materials for SEC and FINRA compliance. Establish and implement processes and procedures complete compliance testing and monitorin...

Anti-Financial Crime & Compliance Model Validator. We are looking for an Assistant Vice President to solve “hard to solve” problems associated with financial crimes and fraud detection. You will be responsible for validating Anti-Financial Crime (AFC) models and Compliance models provide effectiv...

As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionizing how businesses navigate the ever-changing regulatory landscape. At Sovos, we're dedicated to more than just solving compliance challenges – we're committed to making......

Leasing and Compliance Assistant   Summary Description Reporting to the Director of Leasing and Compliance, the Leasing and Compliance Assistant is responsible for assisting the Leasing and Compliance Department with general administrative and office support in an effort to uphold WSFSSH’s goal.....

Our client, an investment management company, is seeking an Executive Assistant to support their Legal/Compliance team. Legal/compliance EA experience in a law firm, professional services or financial services. ...