Trabajos compliance assistant en Garden City, New York (NY) State

Up to $72K per year - As an Administrative Assistant you'll: Manage and coordinate office activities and operations to secure efficiency and compliance with company policies; Answer and direct phone calls, and take and relay messages; Organize and schedule appointments, meetings, and events; Assi...

Reporting to the Director of Leasing and Compliance, the Leasing and Compliance Assistant is responsible for assisting the Leasing and Compliance Department with general administrative and office support in an effort to uphold WSFSSH's goal of providing permanent and safe housing. Leasing and Com...

...

The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a key member of the Trust’s legal and compliance department. The Assistant General Counsel and Compliance Officer will assist in managing the Trust’s legal matters, focusing on compliance, ethics, ...

Work with Director-Reporting Compliance to conduct random reviews of “closed" reporting to ensure accuracy and compliance. Responsibilities including database, regulatory and compliance updates, asset management alignment, process improvement, internal audits, reporting reviews and database proje...

Oversee, manage, and prioritize the compliance review of marketing materials, client communications, diligence reports, research, and quarterly reporting, among other materials for SEC and FINRA compliance. Establish and implement processes and procedures complete compliance testing and monitorin...

This individual will be responsible for ensuring compliance with all communications & advertising rules, working with the Distribution & Marketing teams & generally assisting the Legal & Compliance team with various compliance focused tasks, including updates to policies & procedures & monitoring...

Anti-Financial Crime & Compliance Model Validator. We are looking for an Assistant Vice President to solve “hard to solve” problems associated with financial crimes and fraud detection. You will be responsible for validating Anti-Financial Crime (AFC) models and Compliance models provide effectiv...

Lead other compliance and internal control activities. Lead and support other FRFS compliance activities that may include Audit coordination, SOX/COSO program and AML/OFAC activities. ...

Family and Medical Leave Act ; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision ....

Work with Director-Reporting Compliance to conduct random reviews of “closed" reporting to ensure accuracy and compliance. Responsibilities including database, regulatory and compliance updates, asset management alignment, process improvement, internal audits, reporting reviews and database proje...

The Discovery Compliance Bureau (DCB) within the General Counsel Division, is seeking an experienced attorney (3+ years) to serve as an Assistant District Attorney. Supervise Trial Preparation Assistants in preparing Giglio material for Assistant District Attorneys for disclosure to defense bar. ...

The Discovery Compliance Bureau is seeking a Trial preparation Assistant who will perform time-sensitive case preparation functions. ...

Our client, an investment management company, is seeking an Executive Assistant to support their Legal/Compliance team. Legal/compliance EA experience in a law firm, professional services or financial services. ...

Leasing and Compliance Assistant   Summary Description Reporting to the Director of Leasing and Compliance, the Leasing and Compliance Assistant is responsible for assisting the Leasing and Compliance Department with general administrative and office support in an effort to uphold WSFSSH’s goal.....

As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionizing how businesses navigate the ever-changing regulatory landscape. At Sovos, we're dedicated to more than just solving compliance challenges – we're committed to making......