Are you a business? Hire compliance associate candidates in Englewood, NJ
Growing Bank in Midtown, Manhattan is seeking a Compliance Associate for a temporary-to-permanent opportunity! Responsibilities: * Assisting the Compliance Officer in ensuring that the bank maintains ...
Position's Description NPM is looking for a Compliance Associate with compliance experience in implementing SEC and FINRA rules to assist the Chief Compliance Officer (CCO) with managing the U.S ...
Position Overview The Compliance Associate will be responsible for implementing and overseeing the firm's compliance program. This role requires an understanding of the regulatory landscape affecting ...
The Senior Associate is responsible for supporting the Compliance team with various aspects of regulatory reporting, testing, and daily compliance monitoring. We are looking for an experienced ...
A large investment management firm located in NYC looking to bring on a new "Compliance - Fixed Income Trade Surveillance Associate" to join their team. This role is full time in office. - You will ...
About the job Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to ...
Regulatory Affairs Associate will be responsible for the planning, development, direction, delivery ... This key position will focus on regulatory compliance, contracts, provider relations, audits ...
Senior Sales Associate - Building Automation Systems About Us: Empowered Buildings takes a data ... Familiarity with building automation, HVAC systems, and compliance requirements is essential. The ...
... compliance within the group; Ensure adherence to firm-wide diversity, equity, and inclusion ... Design and execute mentorship programs to support associate growth and retention. JD required ...
The Stock Associate performs a number of fundamentally important functions: warehouse management ... Keep workplace clean and orderly and in compliance with all safety norms and company policies
Our client, a leading direct lending firm is looking for an Operations Associate to join their ... Monitor CLO portfolio performance, cash flow distributions, and ensure compliance with internal and ...
Draft and negotiate complex financing agreements while ensuring regulatory compliance. 2) Private ... Associate, Counsel, or Partner Level). ✔️ Experience in structured finance, private fund debt ...
Corporate Associate Attorney Growing midsized Manhattan law firm with a deep pipeline of cases is ... compliance experience. Firm offers sophisticated work in a hands-on practice and good client ...
Compliance Culture and Conduct: * Takes full responsibility for personal actions and demonstrates ... The Analyst / Associate provides support on client pitch materials, proposals, analysis on the most ...
Finance | Tax | Associate | New York About ING: Ranked #8 on LinkedIn Top Companies in Financial ... Proficiency with tax compliance software. Knowledge of Corptax a plus. * Strong data analytics
About the Opportunity This is an opportunity for a Team Operations Associate to provide operational ... Overseeing transaction timelines, ensuring compliance, and managing documentation from listing to ...
Research Associate & Client Associate Opportunities Salary: Research Associate - $64k | Client ... Collaborate with sales, compliance, and international teams to boost client engagement * Work with ...
The Merker Group is working with a top Am Law 100 firm that is seeking a mid-senior level associate ... investigations, litigation and compliance. * Large law firm experience or experience at the ...
Employment Litigation Associate My client is a plaintiff law firm that specializes in Employment ... initial, compliance, settlement, motion, pre-trial conferences, hearings. • Mediations ...
Key Holder/ Full Time Sales Associate Reports To: Store Manager and Assistant Store Manager As a ... Keeping compliant with all company operations and procedures * Accurately process all POS ...
This is an Associate Sales Representative opening (outside field sales) with a growing company in ... Participate in compliance trainings and follow compliance procedures * Perform various duties ...
POSITION SUMMARY The Business Development Associate participates in the team's overall business ... Strong understanding of applicable compliance rules, regulations and firm policies * Ability to ...
The Facilities Associate Manager is expected to develop a process within Store Development that ... Components that should be of focus are: store condition,safety,compliance, streamline work order ...
Frank Marino and Associates is seeking a Kitchen Manager on behalf of our client to oversee kitchen ... Maintain compliance with health, safety, and sanitation regulations , including local food service ...
... compliance conferences. • Travel for in person depositions and conferences. • Subpoena records for discovery. • Provide clients with case status updates. • Oral argument of motions before the ...
COSCO Shipping (North America) is seeking a Junior Legal Affairs Associate to join our in house ... Conduct general research on most current legal affairs, risk management and compliance techniques
To support the activities of the Wholesale Banking team by ensuring that all aspects of KYC/Compliance, Operational Coordination & Process Management are consistent with Branch Policies & Procedures
As a Mid-Level Associate, you will play a key role in advising clients on a wide range of renewable ... Provide legal advice and support to clients on regulatory compliance, permitting, and other project ...
... investment management firms is looking to add a CLO Portfolio Management Associate ... compliance Qualifications: • 2-4 years of experience with CLO's • Proficient at navigating ...
Position Description Client Services Associate/ Executive Assistant Status: Full-Time Employee ... Monitor client accounts to ensure compliance with agreements and maintain accurate records ...
... associate for its Manhattan office. Required Qualifications * At least 5 years of experience ... compliance, depositions, court appearances, trial assistance, and direct client contact. See our ...
The Associate is expected to learn and contribute internal execution and risk management process ... Oversight of the preparation of credit applications, in compliance with the Bank's risk policy and ...
... compliance and investigations, health care, immigration, intellectual property, labor and ... This associate will support the Medical and Life Sciences team in the defense of general and ...
The Associate Planner will play a key role in developing financial plans and monitoring the ... M/D/F/V In compliance with certain Pay Transparency laws, employers are required to disclose a ...
We are seeking Senior Analysts and Associates with strong FIG M&A execution experience. Key ... Oversee due diligence activities, examining financial statements, regulatory compliance, and ...
Vallum Associates is working with a developer of energy storage systems and management software ... ensure compliance with environmental and land use regulations * Coordinate with internal ...
Collaborate with the CFO, external fund administrator and compliance consultants to ensure accuracy across firm deliverables * Identify opportunities to streamline finance and accounting processes ...
Design and implement automated tests for algorithmic trading applications to demonstrate compliance with all functional and control requirements * Implement processes that enable complete automation ...
Ensure that appropriate processes are in compliance with the Company's real estate policies and local laws. REQUIREMENTS: • A minimum of 3-4 years of relevant experience is required • Bachelor ...
Understanding and applying CPLR discovery rules, to oversee, evaluate and enforce external and internal party compliance * Settlement negotiations and ADR/Mediation conferences * Regularly handle ...
Legal Advisory and Compliance: * Provide expert advice on federal, state, and local employment laws and regulations, including FLSA, FMLA, ADA, EEOC guidelines, and others. * Ensure clients maintain ...
Provide legal analysis and strategic advice to clients on construction-related risk management and compliance matters. * Draft, review, and file legal documents such as complaints, answers, motions ...
At Adjaye Associates (AA), we are a collective committed to shaping a better future for our clients ... documents compliant with all regulations (building code, ADA, etc.) · Develop and oversee the ...
Monitor the performance of each asset to ensure compliance with the terms of the legal documents (e.g. joint venture partnerships and loan documents) * Actively manage cash at the fund level for ...
In-House Counsel / Assistant General Counsel - Commercial Real Estate (Associate Level) Location ... compliance, and regulatory matters. * Draft and review a wide variety of real estate contracts ...
S/he supports Nurse Managers, Associate Nursing Directors and senior nursing leadership in the ... compliance with quality and safety metrics with clinical nurses and other members of the healthcare ...
Promotes and maintains a training program that is in compliance with all governmental and ... Supervises training associates, if applicable. * Conducts agency in-service programs. This includes ...
Maintain in-depth knowledge of legal requirements related to day-to-day management of associates, reducing legal risks and ensuring regulatory compliance. * Develop and execute "standard operating ...
