Are you a business? Hire global trade compliance candidates in Hackensack, NJ
Understanding of financial trading compliance and regulatory requirements for global equity markets. * Knowledge of market structure, real-time trade data, exchange connectivity, financial data, and ...
Audit Manager - Global Markets - Electronic Trading Location : Hybrid, New York, NY, US Employment ... Required Qualifications * 6-7+ years of experience in Audit, Risk, Business Control, Compliance ...
Global X ETFs, the New York-based provider of Exchange Traded Funds and Great Place to Work® Certified company is seeking a highly motivated professional to join the Compliance team. Primary ...
To achieve our ambition, we are inviting passionate talents with a global mindset to join us at ... full compliance to internal financial policies in relation to marketing spending. WHO ARE WE ...
The Bank is a trusted partner to our clients on a global scale with expertise in trading and ... Coordinate with Bank Compliance, Credit, Finance and other control functions to ensure that ...
Proficient in handling regulatory or compliance related requests (i.e. Reg NMS, ACT, CAT ... Global One * Loanet / Smartloan * Blue Matrix
Ensure compliance with all environmental, labor, and trade regulations * Identify potential risks within the global supply chain and develop strategies to mitigate them * Lead the growing production ...
Global Markets, COO Location: New York, NY Reports To: Global Markets US COO Position Overview: We ... Risk and Compliance: • Conduct periodic reviews of trading agreements to identify and mitigate ...
Manage daily operations related to global publicly traded equity investments, ensuring efficiency, accuracy, and compliance with regulatory requirements. * Process Improvement: * Identify ...
Cantor operates trading desks in every major financial center globally, with offices in over 30 ... Provide day-to-day Compliance advisory services to the firm's Global Equity Research business ...
P., with over 12,000 employees, has been a leading global financial services firm at the forefront ... Cantor operates trading desks in every major financial center globally, with offices in over 30 ...
... global compliance team and all platforms. Key Points: * CCO is incredible - intelligent, KIND ... wall crosses, trade requests, conflict checks, ad other time sensitive items. * Support the ...
Manage Code of Ethics disclosures, personal trading monitoring, creation of training and other monitoring and testing in support of the firm's global compliance oversight program. * Enhance the scale ...
... trading groups with a focus on all Fixed Income activities including Primary Dealer and fixed ... Global Advisory team and other legal entities in the Americas to lead a coordinated effort ...
As a senior developer for global regulatory technology, you'll be working on multiple regulatory ... Provide 3rd line support services for trade reporting and trade surveillance platforms, assist in ...
... trading, operations, risk, technology development and compliance, and external coordination with third-party Equity Administration platforms with regards to trading of employee global incentive ...
BGC Partners is a leading global brokerage and financial technology company. BGC specializes in the ... BGC also provides a wide variety of services, including trade execution, brokerage, clearing, trade ...
International Trade & Transaction Banking * Global Investment Banking * Structured Finance * Debt ... Ensure correct and robust implementation of the Bank securitization models in compliance with the ...
Knowledge of global markets trading products and services, e.g. Fixed Income, Equity, Currencies ... Act as a SME in respect to the Volcker Rule and ensuring compliance with the relevant standards and ...
Family-owned since being established in 1983, Octapharma is a global healthcare company ... trade shows, and corporate meetings. * Familiarity with industry regulations and compliance ...
Maintain knowledge of trade regulations, duty, testing protocol, production integrity and cycle ... and compliance protocols. Qualifications: * Bachelor's Degree in textile, apparel, or global ...
... global investment and technology development firm known for its expertise in quantitative trading ... Coordinate legal projects and ensure compliance with relevant laws and regulations across the ...
P., with over 12,000 employees, has been a leading global financial services firm at the forefront ... Cantor Fitzgerald's Prime Services is a platform that allows clients to trade, clear, settle ...
