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The Virtual Financial Advisor will be required to maintain compliance with all Citizens Financial Group policies and procedures, as well as, regulatory and legal requirements. The Virtual Financial Advisor is a key role within our Wealth Management division and is responsible for delivering perso...

Legal AI Whisperer @ AI Compliance Regulatory Platform New York City 4 days/week Salary range: $175,000-$225,000 + equity About the Company As a well-funded early-stage startup, our mission is to ...

They ensure compliance with legal and regulatory requirements, as well as organizational policies and procedures. * Ethical and Legal Compliance: NPs/PAs adhere to ethical principles and professional ...

Ensure provision of quality patient care while maintaining cost-effective clinical operations in accordance with all legal, compliance, and regulatory requirements and programs. Adheres to all ...

Analyze new regulatory and legal compliance requirements impacting M&A activities Qualifications: * Admitted to Bar or possess a Law / Graduate Degree * Deep understanding of industry practices and ...

About the Role We are seeking an experienced Paralegal to support our legal and compliance team. The ideal candidate will assist with legal documentation and provide legal support for real estate ...

Collaboration and Compliance: Collaborate with cross-functional partners, including Marketing, Medical, Market Access, HR and Legal & Compliance, to support development, approval and execution of ...

Legal Advisory and Compliance: * Provide expert advice on federal, state, and local employment laws and regulations, including FLSA, FMLA, ADA, EEOC guidelines, and others. * Ensure clients maintain ...

As the Paralegal, you'll support legal compliance functions, including document review, negotiation, entity maintenance, and liaising on regulatory matters across corporate transactions. If you're ...

Background in Legal Compliance, Risk* could be especially relevant, Paralegal * Some sort of training, onboarding, leadership even if informal * Not targeting any specific industry- finding someone ...

Create a stakeholder management strategy primarily with Diligence Management, Marketing & Content, Client Relationship Management, Investor Relations, Legal, Compliance, Finance & Operations and the ...

Compliance & Alignment with Organizational Goals · Ensure that all organizational development programs are aligned with the Fund's mission, Collective Bargaining Agreement (CBA), and legal ...

Prepare and format legal documents, contracts, and forms in compliance with legal standards and requirements. Timekeeping and Record Maintenance: * Oversee timekeeping processes for attorneys and ...

Track contract expirations, renewals, and other key terms to ensure timely actions and compliance ... Manage legal billing processes with internal and external stakeholders and communications with ...

Legal compliance and robust business performance * Development and leadership of high-performing teams * Strong commercial performance * Effective risk management and administrative oversight

Conduct general research on most current legal affairs, risk management and compliance techniques. * With guidance from the direct manager, perform litigation management, contract management, policy ...

Provide general legal and compliance support for daily transactions, including NDAs, regulatory filings, LLC agreements and other ad hoc tasks. * Negotiate a wide variety of contracts with suppliers ...

EEO Compliance: Consumer Legal Group is an equal opportunity employer committed to diversity and inclusion. We encourage applications from all qualified individuals regardless of race, color ...

Ensure the companies' compliance with general corporate secretarial matters and oversee the ... Proven legal counsel experience in a business environment, particularly in the luxury consumer ...

The Legal Counsel will be instrumental in advising on all legal matters, including risk management, compliance adherence, property transactions, landlord-tenant matters, and court appearances. The ...

Provide general legal and compliance support for daily transactions, including NDAs, regulatory filings, LLC agreements and other ad hoc tasks. Qualifications: * JD from an accredited law school and ...

... legal team. This is an exciting opportunity for an ambitious attorney to work on high-profile ... Monitor IP developments in relevant industries and ensure compliance with evolving regulations

... compliance and legal best practices. Our Paralegal / Analyst will report to Nearwater's Associate General Counsel (AGC) and will also work closely with the firm's other attorneys and paralegals in ...

Prepare and proofread legal documents to ensure accuracy and compliance * Schedule travel arrangements and process expenses to support the needs of the legal team * Enter and maintain accurate ...

Legal Director The Role We are looking for a Legal Director to serve as one of the primary ... Support management of compliance matters related to licensing and registrations, industry rules and ...

Monitor legal developments as it relates to regulatory and compliance developments to advise, design and implement new compliance policies as necessary * Assist the General Counsel in fund formation ...

Compliance Specialist III Location: New York, NY (likely Hybrid (3 days in office, 2 out) Pay Range ... legal, privacy and product leadership teams to ensure the cross-company work on regulatory ...

The successful candidate will support reinsurance operations by providing expert legal advice with a focus on drafting and negotiating reinsurance and associated agreements, and ensuring compliance ...

Legal Assistance * Employee Assistance Program (EAP) * Additional Employee Perks and Discounts The ... Ensure direct and indirect reports understand and are compliant with company and client policies ...

Workplace Investigations & Compliance - FLSA, Title VII, ADA, FMLA, & Whistleblower Protection * Executive Compensation & Employment Agreements * Class & Collective Actions - Wage & Hour, ERISA ...

Work with the Compliance team to maintain charitable registrations. * Help create and update legal pages on the company's intranet. * Arrange and host cross -organizational internal and external ...

Ensure compliance of all constituencies (including directors of group companies) in the regional headquarters working in collaboration with human resources, legal and finance groups. * Ensure ...

A large investment management firm located in NYC looking to bring on a new "Compliance - Fixed ... Legal department on responses - Series 7 is required for the role

We are looking for an experienced compliance professional who will take on an integral role in ... Private Credit, 40 Act Funds, Collateralized Loan Obligations (CLOs), and/or legal knowledge (i.e ...

Bachelor's degree in business administration, Finance, Legal or related field * 4+ years of experience in public equities trading compliance. * Series 7 required, Series 24 preferred or attained upon ...

You will also partner with Legal, and the Firm's control functions to assess risk, create pragmatic solutions, and develop common standards Responsibilities: Provide day-to-day Compliance advisory ...

Draft, review, and update corporate policies and procedures to ensure alignment with legal and regulatory requirements. · Compliance Assessments: Conduct assessments to identify potential risks and ...

Handle bankruptcy matters and work with the operations team and internal legal counsel relating to bankruptcy matters. * Respond to credit bureau disputes. * Assist in compliance testing and ...

Ensure office compliance with regulations and safety standards. * Conduct team meetings for training and morale building. * Manage office expenses and budget maintenance. * Address office space ...

... legal team with matters related to corporate law and regulatory compliance. Job Description/Responsibilities: Corporate Governance: - Draft, review, and maintain corporate records, such as bylaws ...

Our client, a $10B credit-focused alternative investment manager, is seeking a highly organized and detail-oriented Paralegal to join their legal and compliance team. The ideal candidate has a strong ...

Ensure the Port Authority conducts its business in compliance with all applicable laws and regulations. * Manage outside counsel services, including legal spend and legal fee approvals. * Advise ...

The General Counsel (GC) advises the Chairman, President and CEO of important legal, regulatory, and legislative issues, ensures the Company is compliant with all state licensing requirements ...

Capacity to work and make informed decisions independently as well as partner with legal and compliance colleagues and clients * Experience engaging and overseeing external counsel as necessary All ...

... legal guidance and advice on commercial, technology and privacy matters to Capri and it's three iconic brands, ensuring compliance with applicable laws and mitigating privacy-related risks for the ...

Work with HR to manage and prevent any and all employment related legal matters. * Ensure that appropriate processes are in compliance with the Company's real estate policies and local laws

... compliance with contract requirements. Regulatory Guidance: * Review and disseminate CMS memos and DOH guidance, keeping up to date on laws and official guidance. Litigation and Legal Requests

Legal Counsel and Advice: * Providing legal guidance on a wide range of FINRA compliance issues such as suitability, market manipulation, customer protection, advertising, and recordkeeping to ...