Remote compliance jobs in Woodside, NYCreate job alerts

Conducting Compliance Investigations: Investigate compliance incidents in the U. Do you have a real eye for detail and compliance?. Are you a legal professional looking to grow your career in Compliance and Ethics?. We are committed to operating with integrity and in compliance with all applicabl...

Ensure ongoing compliance with SOC 2 requirements, working closely with Vanta to identify, remediate, and monitor compliance issues, maintaining our certification status. Proactively identify areas for improvement in our security and compliance processes, proposing and implementing solutions to e...

Compliance Specialist – Rate Filing. ...

Do you have an eye for detail and a passion for developing innovation solutions? Join our team! The Sr Supply Chain Compliance Systems Analyst is responsible for overseeing the compliance of SNC's Source-to-Pay (S2P) system areas such as application development, application compliance, systems co...

Palm Beach Gardens, FL | Remote - United States. SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade captur....

Conducting Compliance Investigations Investigate compliance incidents in the U. In this role, you will conduct investigations, offer legal guidance, manage investigation quality, engage with stakeholders, utilize data analytics, and help coordinate trade sanctions compliance. Providing Legal Guid...

What You’ll Do: Own the overall plan for all Compliance deliverables and dependencies to ensure they are delivered on time, to specification, and that all development milestones are met Update all stakeholders on status of the Compliance projects Manage and mitigate risks to ensure successful del...

MBA is preferredMore than three years’ related work experience at a financial services or management consulting company, or comparable experience working as an advisor to a financial services firmIdeally, you’ll also have  Financial crimes compliance, Anti-Money Laundering (AML); Transaction Moni...

Strong communication skills for report writing and client presentationsStrong organizational skills and the ability to manage competing priorities Analytical skills: ability to understand and assess financial services industry processes utilizing a compliance and control focus Ideally, you’ll als...

The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. This role my also be responsible for:Review AML cases completed by Analysts to ensure that any material AML ri...

Goldman Sachs Asset Management is looking for a Financial Sector Research Analyst to join the US Fundamental Equity team. As primary investment area within Goldman Sachs, we provide investment and advisory services for pension plans, sovereign wealth funds, insurance companies, endowments, founda...

This role offers the unique opportunity for compliance professionals to work closely with and learn directly from the Chief Compliance Officer. Collaborate closely with the Chief Compliance Officer to address any compliance-related issues. A boutique investment management firm is seeking a Compli...

Nassau County based property management company is looking for a Senior Compliance Associate to oversee compliance and leasing functions for a portfolio of affordable properties throughout NYC. Perform compliance file review and submit applicant files for approval in accordance with the project’s...

Our client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team. EXPERIENCED COMPLIANCE ANALYST New York, NY. The team is generally responsible for establishing, implementing and maintaining adequate policies and procedures to ensure compliance of ...

Data Analysis, Python /R, SQL, Statistics/ Statistical Analysis. Alternatively, a bachelor's degree plus at least 5 years of experience in data analytics. Python, R or other statistical analyst software. ...

In this role, the candidate will be responsible to review end to end review of the client, CDD/EDD check, PEP screening SOW, SOF, and Customer due diligence alerts, as well as potentially reviewing and supervising transactions and activities to resolve any AML red flag. Specifically, when items h...

The Compliance Manager is an individual contributor reporting to the Dean for Scientific Computing and Data. The Compliance Manager will be responsible for all facets of policy and process development for data access, usage and sharing. These responsibilities include collaborating with Mount Sina...

Review marketing materials, due diligence responses, investor communications and other fundraising and reporting related materials across various investment strategies to ensure compliance with the Investment Advisers Act marketing rules and regulatory and compliance requirements associated with ...

The Artemis Group, an attorney search firm, has partnered with a major asset management firm headquartered in New York City to find a highly experienced Chief Compliance Officer. This role involves leading compliance efforts for a complex array of registered funds, including private equity, fixed...

The Senior Manager will be based in New York and will focus on regulatory and administrative compliance, principally under U. Manage a small team of analysts in the administration of the firm’s compliance functions. Manage Code of Ethics disclosures, personal trading monitoring, creation of train...

Commercial Bank in Midtown, Manhattan is seeking an OFAC Compliance Analyst for a permanent position!. ...

Auditees (2nd line CACIB Compliance and CUSO Compliance), other control functions. The Lead Auditor conducts audit assignments primarily in 2nd line. He/she usually leads a team of several auditors. He/she generally, but not exclusively, leads audit assignments that have a focus corporate complia...

I'm delighted to be once again partnering with one of our fastest growing clients, who are looking to hire a Compliance Analyst into their New York office. Work across all aspects of compliance, with a special focus on building relationships with broker dealers. At least 3 years' experience in a ...

The Project Finance PM will serve a portfolio management function in my clients Project Finance portfolio. My client is looking to hire a Project Finance Portfolio Management Associate to join their global business. Independently oversee and manage a diverse portfolio of Project Finance transacti...