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Financial Advisor/Wealth Management Advisor - Northwestern Mutual : Managing Director's Unit ... financial security for over 160 years through a comprehensive approach that provides insurance ...

As a Client Advisor, you are passionate about the world of beauty and cosmetics and ready to become ... security procedures in the store to ensure safety of Client, staff and merchandise · Assist in ...

Lead Advisor is a wealth management search firm and this role is to work for a client. For other ... financial security planning contest tracking. • Manage and oversee other agency contests as ...

Securities Lending/Borrowing Preferred Qualifications and Experience: * Prior experience with bank regulatory submissions is preferred. * Bachelor's degree or higher; CFA or MBA preferred. * 5-10 ...

... Security Filing (ISF) advises; address shipper &/or carrier delays; monitor receipt of Shipping Advises and FDA Prior Notice. * SHIPMENT DOCUMENTS. Monitor timely receipt of required shipment ...

Advise on compliance strategies to align with business priorities. * Provide expertise on privacy ... security law. * IAPP Certified Information Privacy Professional (CIPP/US or CIPP/E) preferred

Advise clients on structuring and negotiating fund finance transactions, including subscription ... Securitization / Structured Finance Attorney : seeking experience in securitization, structured ...

The ideal candidate should have a minimum of four years experience in privacy and cybersecurity law, focusing on advising on privacy and security obligations and handling data security incidents

NPM operates an SEC-registered broker-dealer and alternative trading system (NPM Securities, LLC) and investment adviser (SecondMarket Financial, LLC) as well as offering financial technology to the ...

As an Account Manager on our Partner Services Team, you'll be the trusted advisor for our top ... Your work directly impacts the safety and security of countless people. * Grow your career: Gain ...

... Advisers Act of 1940, the Investment Company Act of 1940, the Bank Holding Company Act of 1956, the Securities Act of 1933, Regulation D, ERISA, AIFMD, and FINRA Rules * Excellent analytical, oral ...

Evervault is a data security & compliance infrastructure company. We help engineering teams build ... Being a reliable, trusted advisor to your prospects and customers. * Knowing how to quickly and ...

Role: Sr. Director/Director - Cyber Security Location: USA - Hybrid Roles & Responsibilities: · ... advisor for any existing and new services. · Ensure availability as and when required by the ...

Solid understanding of SRO rules for securities and futures licensing and proficiency in FINRA Gateway and NFA ORS systems. * Experience with Investment Advisor and Canadian registration (desirable

... agreements, security agreements, intercreditor agreements, and other related documentation for asset-based lending transactions; Advise clients on structuring and documenting ABL facilities ...

... adviser focused on leveraged loan, high yield bond and structured credit (CLO debt and equity ... Personal Securities, management of MNPI/Conflicts of Interest, etc. * Active monitoring and ...

... trusted advisor sitting alongside the product, sales and strategy teams. Partnering with ... SME in a broad range of securities - especially the Advisers Act (1940) and Investment Company Act ...

... we advise you to: * Verify that any communication is coming from our official email domain '@axenahealth.com'. * Avoid sharing personal information, such as your Social Security number or bank ...

Solid knowledge of relevant SEC regulatory requirements related to the Investment Advisers Act of 1940, the Securities Act of 1933, and the Securities Exchange Act of 1934 and the rules and ...

Communicate with the owner directly and immediately to advise of any issues and concerns tenants ... Manage Security, Engineering and Janitorial. Recommend resolution to any day-to-day concerns

... Securities (CMBS) Loans * Warehouse Lines of Credit * Syndicated Loans and Credit Facilities * Preferred Equity Investments * Restructuring and Workouts related to real estate finance * Advise ...

Advise on and monitor energy efficiency. Oversee environmental health and safety. Assure security of the facility. Respond to facility and equipment alarms and system failures. Provide prompt ...

Support the Cantor Investment Banking Division & Structured Products Group by advising on legal ... Research, stay up to date and provide advice on new and proposed securities regulations

... security staff, is critical. *Please be advised, this position may require you to work at multiple locations including facilities on Rikers Island. Responsibilities include: * Provide psychiatric ...