Brokerage jobs in Morden - Page 11Create job alerts

Identify business development opportunities and broker an introduction to the business * Lead new business pitches * Participate in weekly business development calls as appropriate * Regularly write ...

Provide and present analysis and development of reports related to all aspects of account activities, market manipulation and broker-dealer practices and procedures where required. * Provide and ...

Performance of ongoing due diligence on outsourced dealing provider, including oversight of broker management at outsourced dealing provider * Provision of monthly reporting and other regular ...

Deliverable FX, Deliverable Foreign Exchange, Sales, Foreign Exchange, Equities, Derivate, Spot, Forward, Future, Option, Execution, Trade, Trader, Broker, Stock Broker, Corporate Sales, Trade ...

... Brokers.This is a 'Certified' role and based from our London office, in line with our hybrid policy, you will be required to be onsite three days a week, with two days working from home. Our ...

... with brokers and/or counterparties as appropriate, ensuring all deals are confirmed before settlement. To work closely with all relevant parties to ensure any query or difference is resolved as ...

Their business is based on the relationships they build with their clients and with other specialists like agents, brokers and surveyors. Their expert knowledge encompasses every aspect of Rural Land ...

Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award ...

... institutional brokerage and investment advisers. We also support a number of broking and corporate finance firms. This role will be reporting directly to the Director of Financial Crime and ...

Proactively deal with the other side solicitors, mortgage lenders, brokers, clients and local authorities * Deal with complex enquiries, researching previous cases and relevant laws so as to provide ...

Ideally have worked for a P&C insurer not a broker * Full P&L experience and being able to present this to stakeholders. * underwriting year of account, a key concept for Lloyd's and London market ...

Maintain relationships with service providers such as brokers, administrators, custodians, trustees. * Ensure effective responses are provided to Fund Manager portfolio queries and provide them with ...

Familiarity with relevant regulations such as those set by the FCA, ESMA, or MiFID II. Understanding of compliance requirements in a CFD brokerage environment. Interpersonal Skills: Strong ...

We have just won the 2023 winner of 'Broker of the Year award' ; and should you choose to join, you will be joining an award winning company focused on growth, new opportunities and servicing our ...

You will be responsible for identifying new business opportunities, promoting our services to insurance brokers and aligning their requirements with our solutions. Duties * Identify and pursue new ...

... Brokerage, and FX Benchmarks) processes and controls across Markets lines of businesses. Beyond FX knowledge and experience, a general understanding of Markets or Securities Services products ...

Mortgage business introduces, Solicitors/law firms, property specialists/agents/brokers and surveyors. Key Skills/Experience: * Must have solid experience and proven track record in Mortgage Services

... and broker-dealers. Optima Partners is a unique global firm which understands that its people are its greatest asset. We are therefore 100% committed to attracting and keeping the highest quality ...

Co-ordinate broker due diligence and drafting of new TOBAs * Supporting with the annual fit and proper process for Senior Managers and Certification staff and supporting with regulatory approval ...

FCA Regulatory and Other Regulatory and Compliance Matters - working with the Senior Counsel (European Compliance) to provide legal support on FINRA, FCA and broker-dealer related compliance matters ...

Maintain and develop relationships with global contract manufacturers, suppliers, freight forwarders, customs brokers and 3PL providers. * Work closely with suppliers and contract manufacturers ...

Work closely with internal teams, including acquisitions, asset management, and development, as well as external partners such as lenders, brokers, and legal advisors. * Compliance: Ensure compliance ...

London OVERVIEW We are seeking a dynamic and results-driven Commercial Client Director for an established London market insurance broker. The role is inheriting an existing book of business and to ...

... broker. Our client is ideally looking for a candidate with a minimum of 4 years' PQE. Please contact Toby Nash at Chase Portland for further information.