Trabajos compliance remote en St Helens

Job Title: Compliance Monitoring Manager. Establishing and managing a Compliance Monitoring Programme covering all areas of contracted maintenance support. Ensuring effectiveness of the Compliance Monitoring System and addressing any follow-up actions required to rectify findings. Monitoring all ...

The role is to assist the the Compliance Monitoring Manager in designing, implementing and delivering the Kensington Compliance Monitoring Plan. To assist the Compliance Monitoring Manager with the training and supervision of compliance monitoring staff and to deputise in the managers absence. Th...

They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses. Advise on compliance requirements for new initiatives. Strong experience in advising businesses on energy markets compliance. ...

As part of this expansion, Vixio is seeking a Technical Compliance Analyst to oversee the development of a forthcoming Vixio technical compliance solution. Technical Compliance Analyst -. Providing expert guidance to Vixio legal analysts regarding technical compliance requirements applicable to o...

I have an exciting opportunity for a compliance advisor based in Essex with hybrid working. The Adviser's profile necessitates a solid foundation of 3 to 5 years' experience within a regulatory or compliance environment, coupled with a comprehensive understanding of the UK regulatory framework, i...

Trading Law Compliance Advisor- Retail Sector- Somerset. Green Claims Directive; Consumer Protection Laws and Regulations; Marketing and Advertising; Digital Markets, Competition and Consumer compliance; Digital Services Act; PECR; GDPR and Cookies compliance. High growth retail organisation look...

Are you ready to take on a diverse and impactful role in asset management and compliance? We are currently seeking a talented individual to join our team as an Asset Analysis & Compliance Coordinator. ASSET ANALYSIS & COMPLIANCE COORDINATOR. Key responsibilities include supporting 55001 Complianc...

We are working with a well-established Global Insurance firm who are seeking a Compliance Analyst to support the growth of the business. Proven Compliance experience, ideally with a Lloyd's Syndicate or MGA, is key, as well as a strong understanding of the FCA Handbook is essential. ...

This is an excellent opportunity for a compliance analyst looking to progress into a more senior and broader compliance role. As a Senior Compliance Analyst you will be joining a business that is looking to expand and will be an integral part of the firm with exposure to a wide variety of busines...

Lutine Bell are supporting a leading Financial Services firm in the Midlands to appoint a Prudential Compliance Officer. The ideal candidate will possess a comprehensive understanding of regulatory frameworks and compliance requirements, coupled with the ability to interpret complex regulations e...

The Compliance Program Manager will be responsible for compliance for the EMEA region and will be responsible for the following:. Develop and implement a compliance training program to address compliance risk and support employee and third-party awareness of the Code of Conduct and other complian...

Alexander Barnes is working with an international fund looking for interim day rate contractors to support ongoing project demands of investor onboarding, compliance, and operations. Regularly review investor due diligence and identification documentation to maintain compliance with regulatory st...

Are you a Compliance Officer looking for your next challenge in the Fintech and Payment industry? Are you detail-oriented and ready to be a part of a team dedicated to safeguarding financial integrity? If so, we have an exciting opportunity for you. As a Compliance Officer, you will find yourself...

Our client, a successful Investment Management firm, are looking for an experienced Senior Compliance professional to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and...

Our client is seeking a Head of Risk & Compliance to join their business. Spearheading the development and implementation of the firm’s risk management framework and compliance program. Experience leading the development, implementation, and maintenance of compliance programs and risk frameworks....

Overseeing the design, implementation, and maintenance of the UK AML/CTF program, policies, procedures, and systems in conjunction with the Director of Global Compliance and other jurisdictional Heads of Compliance and MLROs. Head of Compliance (UK) & UK MLRO. Providing guidance and advice to the...

Head of Compliance – Boutique Equity focused Asset Manager - West End based (Multi $Bn AUM – strong potential to become their SMF16 and SMF17). Initially this is fill be a stand-alone Head of Compliance role, but there is a view to hire x 1-2 Compliance Analysts underneath you after a few months ...

The Divisional Chief Risk & Compliance Officer for Davies UK&I will be accountable for the delivery of an effective and efficient Risk & Compliance infrastructure and function across Davies UK&I Division, with the purpose of:. Delivering at Divisional level all objectives set by the Group Chief R...

Everest People Solutions are recruiting for a Compliance Manager to assist a Technical Management Team and contribute to the smooth operation of compliance activities, ensuring adherence to legal, external, and internal audit standards. Key Duties & Responsibilities for the Compliance Manager. Re...

Conducting Duty of Care due diligence upon the external approved waste supply chain partners (both desk-top and site based) to ensure compliance. Support ISS operational teams in completing reviews of their contract’s compliance with legislation and ISS operational processes. An in-depth knowledg...

We are looking for a Head of Compliance and MLRO to join a growing, well-funded fintech start-up. The business has a great compliance culture, allowing you to integrate with the business team to ensure compliance controls are woven in to products. Be the team’s compliance expert, working closely ...

Taylor Root is pleased to be working with one of the most exciting and rapidly growing fintech companies in the world to recruit a Group Head of Compliance. Reporting into General Counsel the Head of Compliance will be responsible for:. Build out and manage a team of compliance and risk professio...

The Compliance Analyst is a primary liaison internally for compliance-related inquiries. The Compliance Analyst is primarily responsible for implementing and monitoring the contractual and regulatory requirements of the various lender programs as they relate to securities lending and short-term i...

Ensure compliance with industry best practices and standards. Qualifications: * Proven experience ... This role is a remote position, paying up to £80k. Unfortunately, our client aren't able to offer ...