Anti-Money Laundering - assisting with implementing and conducting Know Your Customer (KYC) process at Prax, and assisting with requests for KYC about the group * Provide compliance support via close ...
... laundering, transaction monitoring and suspicious activity reporting will be a major advantage but not necessary!
Compliance with UK legislation, relevant regulations and associated Guidance Notes in all areas including, for example, Anti-money laundering and Countering Terrorist Financing, gaming and all ...
Ensure compliance with industry guidelines and statutory regulations, including consumer credit, treating customers fairly, anti-money laundering, and data protection. * Review existing transactions ...
... laundering under the Group Policy and Standards and under local laws and regulations • Ensure that there are appropriate and documented internal controls and procedures in place. • Monitor the ...
... laundering and counter terrorism legislation. · Identifying areas to improve efficiencies and streamline business processes. · Ensuring adherence with the Financial Conduct Authority (FCA ...
Involvement in internal compliance procedures (e.g. quality control reviews, money laundering procedures etc.). * Assisting audit Partners in establishing the audit approach; reviewing audit work ...
Our solutions help our customers solve difficult problems in the areas of Anti-Money Laundering/Counter Terrorist Financing, Identity Authentication & Verification, Fraud and Credit Risk mitigation ...
Support the firm's sanctions & anti-money laundering (AML) controls * Conduct marketing & presentation reviews * Monitor regulatory sanctions & company conflicts * Carry out SEC filings, including ...
Strong grasp of money laundering regulations. * Up-to-date knowledge of the latest legislative changes impacting the industry. JBRP1_UKTJ