Surveillance jobs in Chislehurst

GCOR Trade Surveillance – Strategy. General understanding of trade surveillance and rules, laws, and regulations that address Market Misconduct. Experience with SMARTS or Actimize surveillance systems. ...

Gresham Hunt is partnered with a leading brokerage firm to find a new Deputy Head of Surveillance. You will be responsible for ensuring that the firm’s surveillance and market abuse strategy is up to date and in line with regulatory expectations. Deputising for the Head of Surveillance, you will ...

The candidate will be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s trading and broking activities across the UK, US and Dubai. Monitoring and closing of market surveillance alerts and electronic communications to ...

We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. MUST HAVE - Prior experience wo...

Develop the Market Surveillance systems and processes to ensure the surveillance programme remains robust and effective. They are looking to hire a Market Abuse Surveillance Expert for their London team. Conduct daily market abuse and market integrity surveillance. Handle referrals and investigat...

Our client, a global cryptocurrency firm, are looking for trade surveillance professionals to support their UK team. This is ideal for someone with trade and communications surveillance experience who has used both the Validus and Smartz systems. Monitor daily alerts arising from the trade survei...

This role is well suited for someone with a particular understanding of market conduct and surveillance. Carrying out frequent and thorough trade surveillance checks in relation to market abuse and market conduct. Assist in compiling and preparing Management Information (MI) reports related to su...

As part of their ongoing expansion, they are seeking a highly skilled and experienced VP Trade Surveillance Compliance Officer to join the team in London. The VP Trade Surveillance Compliance Officer will play a pivotal role in ensuring our firm adheres to the highest standards of regulatory comp...

We are looking for a senior Trade surveillance SME to come in and support the Head of Surveillance to design and implement a robust monitoring and surveillance programme including:Re-designing and documenting the monitoring and surveillance framework with a clear governance and escalation process...

We are currently looking to recruit 3 Trade Surveillance Analyst's on 6 month fixed term contracts. Within the role you will be assisting the Financial Crime Manager (Pillar 1) in trade surveillance reviews, investigations, and reporting of STORs. ...

As a Trade Surveillance Officer, you'll play a vital role in undertaking surveillance checks and fact-finding reviews to monitor trading activities and ultimately ensure compliance with market conduct policies and regulation. We'll look to you to contribute to improving existing surveillance syst...

Role: Trade Communications Surveillance SMELocation: LondonThe company: Wipro Limited (NYSE: WIT, BSE: (phone number removed), NSE: WIPRO) is a leading technology services and consulting company focused on building innovative solutions that address clients’ most complex digital transformation ......

As a Trade Surveillance Officer, you'll play a vital role in undertaking surveillance checks and fact-finding reviews to monitor trading activities and ultimately ensure compliance with market conduct policies and regulation. We'll look to you to contribute to improving existing surveillance sys...

The candidate will be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s trading and broking activities across the UK, US and Dubai. Monitoring and closing of market surveillance alerts and electronic communications to ...

We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. MUST HAVE - Prior experience wo...

Gresham Hunt is partnered with a leading brokerage firm to find a new Deputy Head of Surveillance. You will be responsible for ensuring that the firm’s surveillance and market abuse strategy is up to date and in line with regulatory expectations. Deputising for the Head of Surveillance, you will ...

Develop the Market Surveillance systems and processes to ensure the surveillance programme remains robust and effective. They are looking to hire a Market Abuse Surveillance Expert for their London team. Conduct daily market abuse and market integrity surveillance. Handle referrals and investigat...

Work closely with the Global Head of Surveillance to ensure alignment and integration of surveillance systems. Manage and communicate the IT strategy & vision for Trade Surveillance & Communications. Oversee multiple projects and deliverables within the Trade Surveillance space. Conduct Business ...

Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.Work with CRO to maintain a compliance culture within the business.Evolving the framework of compliance monitoring and carrying out compliance monitoring activities to...

Use surveillance systems and analytical tools to identify potential cases of market abuse, such as insider trading, spoofing, front-running, wash trades, and other manipulative practices. Investigate alerts generated by surveillance systems to determine if there is sufficient evidence of market a...

As a Trade Surveillance Officer, you'll play a vital role in undertaking surveillance checks and fact-finding reviews to monitor trading activities and ultimately ensure compliance with market conduct policies and regulation. We'll look to you to contribute to improving existing surveillance syst...

You�ll also play a pivotal role in enhancing our surveillance capabilities, using your analytical prowess to detect and investigate any signs of manipulation in the wholesale energy market. This will include a focus on building out our proactive surveillance capabilities to detect and investigate...