Trabajos broker dealer en Clifton, New Jersey (NJ) State

This position can be based in Hong Kong, Singapore, or the New York area.Design best practices for the back-office functions of financial products such as securities, funds, fixed income, and derivatives targeting both the US and other overseas markets.This is aimed at improving operational effic...

Propose improvements to the operational and financial control framework on broker dealer regulatory reporting processes. ...

Propose improvements to the operational and financial control framework on broker dealer regulatory reporting processes. ...

Propose improvements to the operational and financial control framework on broker dealer regulatory reporting processes. ...

This position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC’s program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including ren...

Audit Advisor - Assurance (Audit Services) (Senior Manager) (Multiple Positions) (1483336), Ernst & Young U. Review and test organizations’ internal controls to provide audit advisory services to clients. Prepare audit strategy and business plan for client engagements, including setting budgets a...

Essential Duties:* Responsible for all facets of an audit engagement including planning, internal control testing, substantive testing, and reporting for financial statements for private companies in various industries* Audit Manager will perform audit, mid-year reviews and internal control testi...

This role will be assisting the executive leadership to manage the business, understand the impact of potential financial changes, manage general operating expenses, understanding the impact on PL statements, and communicating insightful information gathered from the recent historical results. Fo...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing...

Experience in incorporating data analytics into the traditional audit programs and continuous auditingExperience leading integrated business audits with technology auditorsCurrent working knowledge of Internal Audit practices, policies, procedures and systems. MANAGER OF AUDIT SR- INFRASTRUCTURE ...

Family Dollar - 4800 BROADWAY [Retail Associate / Cashier / Team Member] As a Customer Service Representative at Family Dollar, you will: Be responsible for providing exceptional service to customers; Greet customers and assist them with selection of merchandise; Complete cash register transactio...

Bachelor's Degree in Accounting, Information System or related area and five years of applied experience in accounting and financial systems. Serves as project manager to manage user and IS/or consultant activities on multiple projects, develops schedule and ensures adherence, controls project co...

Bank located in NJ is looking to hire a Fair Lending Compliance Analyst. Develop, implement, and oversee the Bank’s Compliance Fair Lending Monitoring Program to ensure compliance with all fair lending laws, regulations, and guidance. Conducts data analysis of the Bank’s consumer compliance data,...

Trade Compliance Analyst to ensure adherence to import/export regulations for the US and Canada. If you're detail-oriented with a passion for trade compliance, we want to hear from you!. ...

LHH is partnered with a growing company for a Senior Internal Auditor position! This opportunity offers a strong compensation package, excellent benefits/perks, and upward mobility. Support the development of the internal audit function. Evaluate internal controls using risk-based methodology. .....

Working with stakeholders on requirements for data sourcing, metrics, visualization, and automation. Expert in data sourcing, transformation and clean up. Proficient in data querying using API, ODBS connections, Access DB and Excel. ...

Our client, a fast growing, commercial stage international biotech company based in New Jersey, is seeking an Assistant General Counsel, Privacy to be a key business partner and a senior member of the legal leadership team, reporting directly to the General Counsel and serving the Company’s Priva...

Job Overview: Reporting to the VP, Ecommerce and Digital Marketing, the Data Analyst is responsible for building out a reporting infrastructure and supporting all areas of the business with insights and business trends leveraging technology and automation. Be the owner of tools and processes for ...

LHH has partnered with a Bergen County, New Jersey bank in their search to hire a motivated Internal Auditor with a minimum of 2 years of experience in community and commercial banking to join their audit team. The successful candidate will be responsible for performing audits on various banking ...

Business Analyst/PM/Product Owner- Java. Able to understand long and complex SQL queries and modify it to suite the business needs. Supporting business users during User acceptance testing. ...

Assist with other legal matters as needed at the direction of General Counsel. Oversee or coordinate legal disputes, litigation, and alternative dispute resolution processes, collaborating with external legal counsel when necessary. Admitted to practice in New Jersey or the ability to register as...

This position supports the Chief Legal Officer, NHA’s legal department, and all Authority operating departments by performing legal research and preparing documents, reports, summaries and recommendations to be used by legal staff in judicial documents, legal papers, and attorney memoranda; perfo...

A Global Life Sciences Company is seeking to hire a Counsel, Corporate Governance & Securities to join its New Jersey office. Lead corporate governance and corporate secretarial matters for domestic and international subsidiaries. The position will work closely with the General Counsel. New Jerse...

As the Operations Controller, you will play a critical role in overseeing and optimizing the financial operations of our manufacturing processes. ...