Broker dealer jobs in Hicksville, New York (NY) State

This position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC’s program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including ren...

Center 2 (19050), United States of America, McLean, VirginiaCommercial Broker Dealer Compliance Advisor - Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support three institutional FINRA registered ...

Responsibilities will include leading a team in reviewing all marketing materials & client communications generated by iCapitals FINRA registered broker dealer subsidiary & SEC registered investment advisors. ...

Robert Half Financial Services are recruiting for a Financial Analyst Senior Associate role within a global Broker Dealer firm located in downtown Manhattan New York. ...

We are a young growing firm looking for a Staff Accountant to join our team! You will be responsible for preparing, reviewing and analyzing financial records for clients on a monthly and quarterly basis from the work performed by staff and client bookkeepers. NOTE: In person - Freeport office or ...

The responsibilities of the Compliance Specialist are to effectively develop, coordinate, and communicate commercial insurance product filings; perform regulatory research; and provide additional support and other regulatory functions as directed. Candidate will have expertise with ISO, NCCI, SER...

Plans and facilitates project meetings to align the project team to methods and goals and to track project tasks. Mentor junior project managers and junior members of the project team. Is accountable for each stage of the project life cycle and final outcomes of the project, inspecting and evalua...

We are seeking an Audit Manager to join the Healthcare Audit practice, able to sit in a number of our offices. Collaborate to plan audit objectives and determine an audit strategy. In the EisnerAmper Audit Group, we're transforming the traditional reputation of auditing. Lead multiple audit engag...

The Associate Corporate Counsel is responsible for supporting Claims, Underwriting, and other disciplines within the Company. The Associate Corporate Counsel will be available to assist with litigation strategy and legal analysis in all lines of insurance including General Liability, Construction...

Prepare Audit Committee presentations and attend Audit Committee meetings, when necessary. Manager to join our Risk & Compliance Services practice. Focusing on Internal Audit, Internal Controls and Regulatory Compliance. Oversee internal audit and risk management engagements within the Risk and C...

Maintain Database information for inventory receipts. ...

The Customer Service Representative uses knowledge of the brand's products and services and excellent customer service skills to address issues, provide support, offer information, and place orders to keep customers satisfied and retain business. The Customer Service Representative handles calls ...

Large Private Company seeking a Senior Financial Analyst to join their growing team on Long Island with Hybrid work schedule. Develop monthly forecasts of current year financial results. Develop and administer timely use-oriented financial analyses. Liaison with the NACO Business Analysts and Cor...

Act as audit liaison between the Audit Committee and the outsourced internal audit firms, including coordinating and overseeing outsourced Internal Audit activities and performing appropriate oversight and due diligence of third-party outsourced internal audit firms. Maintain audit issue tracking...

Currently we seek a Financial Controller to oversee/perform all aspects of accounting to ensure efficient processes are in place while producing monthly financial statements in accordance with GAAP. ...

Haugland Group, a privately-owned Long Island, New York-based electrical and heavy civil construction company has an immediate opportunity for an experienced Associate General Counsel to join our team. ...

Growing Service Company is looking for an experienced Accounting Operations Manager to oversee and manage the accounting and billing operations of our company. The Manager of Accounting Operations will be responsible for overseeing a team, ensuring that all transactions are accurately invoiced. T...

Due to an internal promotion, we are now looking to add a Project Assistant Project Manager to support our heavy civil division on multiple projects around $10M with some larger projects around the $150M range. Designed to give those at the Project Engineer level a chance to step into a role desi...

With a dedication to excellence, we are looking to expand our finance team by welcoming an experienced Finance/Accounting Manager to contribute to our continued success. We are seeking a skilled and detail-oriented Finance/Accounting Manager to join our finance department. Accounting/finance expe...

The Manager, Accounting Operations will lead staff and oversee the collection and reconciliation of invoices and credit transactions as well as monitor the functions in accordance with standard procedures in general accounting, accounts receivable, or related financial areas. BS degree in Finance...

We are looking for a dynamic Finance Controller who will oversee the financial operations of the organization, ensuring the accuracy of financial reporting, adherence to regulatory standards, and providing strategic financial insights to support the company's growth. ...

We offer face-to-face Customer Service on their behalf so they can focus on delivering the best while we handle the rest! We’re looking for representatives who feel comfortable using their communication skills on a day to day basis, not only to represent the client but to offer guidance to potent...

Crafting visually engaging reports and dashboards utilizing leading business intelligence tools like Power BI and Crystal Reports. Tracking the performance of diverse business processes by monitoring key performance indicators (KPIs) and metrics. Engaging with cross-functional teams, including bu...

TAG is looking for a Senior Accounting Manager with a minimum of 7 years accounting experience in a growing construction company. In this role, the Senior Accounting Manager will have a hybrid working schedule and will report to the Shared Services Director of Accounting. The Senior Accounting Ma...