Trabajos broker en Staten Island, New York (NY) State

Once a brokerage partner is appointed to assist with the diligence campaign, post-close budget or any transactional risk finance products (D&O run-off, Reps & Warranties, Environmental, Tax Indemnities), the candidate will be ensure that brokers have access to all diligence data and are able to p...

Responsibilities will include leading a team in reviewing all marketing materials and client communications generated by their registered broker dealer subsidiary and SEC registered investment advisors. ...

TIGER BROKERS is a leading financial services company headquartered in Beijing, China (NASDAQ: TIGR). The company is dedicated to building a global Brokerage platform with multidisciplinary transactions, execution, clearing, settlement, and custody facilities. We are looking for a product special...

Trainee full development within all three of our divisions: Bind Authority, Brokerage and Programs. Ambitious, Positive, Hard-working, Professional Committed and Collaborative and are interested in a broker insurance role. We are one of the largest wholesale insurance intermediaries in the United...

Once a brokerage partner is appointed to assist with the diligence campaign, post-close budget or any transactional risk finance products (D&O run-off, Reps & Warranties, Environmental, Tax Indemnities), the candidate will be ensure that brokers have access to all diligence data and are able to p...

Seeking 2-5 years of compliance experience at a highly regulated investment bank or broker dealer. ...

The Broker-Dealer Accounting/Regulatory Reporting team of Bernstein Institutional Services is in search of a manager, Broker Dealer Accounting and Reporting to join their newly formed U. The candidate will report to the Chief Financial Officer and will be involved in the monthly and quarterly clo...

Trainee full development within all three of our divisions: Bind Authority, Brokerage and Programs. Ambitious, Positive, Hard-working, Professional Committed and Collaborative and are interested in a broker insurance role. We are one of the largest wholesale insurance intermediaries in the United...

TIGER BROKERS is a leading financial services company headquartered in Beijing, China (NASDAQ: TIGR). The company is dedicated to building a global Brokerage platform with multidisciplinary transactions, execution, clearing, settlement, and custody facilities. We are looking for a product special...

Looking for a highly motivated, team oriented Commercial broker who will assist in the servicing of all commercial lines accounts and quote/issue new business. ...

Once a brokerage partner is appointed to assist with the diligence campaign, post-close budget or any transactional risk finance products (D&O run-off, Reps & Warranties, Environmental, Tax Indemnities), the candidate will be ensure that brokers have access to all diligence data and are able to p...

Producing Mortgage Broker to Take HOT Leads!. We are one of the ONLY mortgage brokerages who understand that if we help you make more money we can all make more money. Our team is looking for a highly motivated and entrepreneurial-minded mortgage broker to join our successful lending team. Curren...

Minimum of 2+ years of marine insurance brokerage and/or underwriting experience and/or related experience. Must maintain appropriate broker’s license. ...

The Benefits Broker Partnerships Manager will execute strategies to acquire, develop, and manage benefits broker partners and maximize their referral volume. Manager, Benefits Broker Partnerships. Develop deep understanding of each new and existing broker partner’s business, including their busin...

Wordsensa, Broker Buddha, CSR24. ...

Center 2 (19050), United States of America, McLean, VirginiaCommercial Broker Dealer Compliance Advisor - Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support three institutional FINRA registered ...

We are looking for a highly skilled and experienced Broker Dealer Accounting Manager to join our dynamic finance team. This pivotal role involves overseeing the financial and regulatory reporting processes for our broker-dealer operations. The successful candidate will have a strong background in...

Director will be the Commercial Broker Dealer Chief Compliance Officer (“BD CCO”) for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. At least 10 years of experience w...

Customs House Broker located in JFK/Lawrence area seeks. ...

The iCapital Solutions Broker Dealer team develops & manages relationships with iCapitals largest broker dealers. Capital is looking to hire a Vice President or Senior Vice President to join the iCapital Solutions Broker Dealer business development team. Develop new & existing relationships with ...

Robert Half Financial Services are recruiting for a Financial Analyst Senior Associate role within a global Broker Dealer firm located in downtown Manhattan New York. ...

Capital Markets Broker Dealer Regulatory Reporting Analyst. We’re seeking a future team member for the role of Capital Markets Broker Dealer Regulatory Reporting Analyst to join our Capital Markets Accounting team. Responsible for assisting in preparation of daily net capital requirements reports...

Work with other members of the broker research team to continuously streamline the broker onboarding process. Manage and maintain strong new and ongoing broker and independent research relationships with key decision makers, product and technology teams at individual broker and independent resear...

Commercial and/or Personal Lines Property & Casualty insurance experience – specifically claims management in retail broker environment. ...