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Extensive relevant experience at a law firm and/or broker-dealer * Member in good standing of the New York Bar * Knowledge of the 1933 Act and 1934 Act, as well as Title VII of the Dodd Frank Act ...

Prior experience covering issuers in the banking, broker and specialty finance sectors preferred, ideally with knowledge of statutory accounting and/or financial regulation * Strong understanding of ...

Account Managers can specialize in servicing a wide range of client types, included but not limited to, endowments, investment consultants, foundations, pension funds, broker-dealer firms and ...

Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award ...

Relevant experience providing compliance or legal coverage to a sales or trading Rates or FX desk at a broker/dealer working on or providing trade/sales support to such a desk * Functional knowledge ...

Lead and/or manage due diligence of new investments, including but not limited to market research, broker calls, third party reports, financial statement audits, lease reviews. * Lead and/or manage ...

Passionate about selling About Company We are a data-driven brokerage that utilizes its extensive HNW reach and creative marketing to match stunning luxury homes with their precise audience. You can ...

Requirements * 3 - 7+ years of experience within the fund administration, prime brokerage or asset management industries supporting alternative investment products / structured investments including ...

... brokerage community. • Engages with senior members of corporate management to review their business and corporate strategies. • Conducts portfolio analysis using risk tools and analytical tools ...

Credit Analyst, High Yield Bonds, Corporate Bond Research, Sell-Side, Broker-Dealer Please send resume to Jim Geiger jeg@analyticrecruiting.com

Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award ...

Must have a minimum 5 years New York real estate experience from a top brokerage firm or similar. Will train the right person. Responsibilities include all aspects of the apartment posting, showing ...

S. GWM, the Strategic Accounts team's core responsibility is servicing PIMCO's largest intermediary clients (i.e., national & regional broker-dealers, banks, platforms, etc.). Members of the ...

S. legal experience gained at a law firm and in-house at a Bank, broker-dealer and/or futures commission merchant * Member in good standing of a State Bar Association, preferably with New York State ...

... or broker/dealers). Candidates with strong technology qualifications outside of financial services will be considered. • A bachelor's degree in computer science or other related discipline ...

Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award ...

Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award ...

Lead and/or manage due diligence of new investments, including but not limited to market research, broker calls, third party reports, financial statement audits, lease reviews * Lead and/or manage ...

Background in the FIG / Insurance sector (academic and/or work experience), which includes exposure to any aspect of insurance brokers, InsurTech, insurance services and traditional insurance ...

... broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance ...

... broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance ...

... broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance ...

... broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance ...

Manage and maintain operational excellence for Customs Brokerage. Market all current and future Trade Services Products to include but not limited to: Consulting, Brokerage Programs, Reconciliation, Post Entry Services, Drawback/Recon, Security Programs, Post Entry Services, Learning, Technology,...