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Sea Trade International, Inc. is seeking customs broker to work in its Secaucus, NJ headquarters office. Specific responsibilities and duties include, but are not limited to: * Work with clients to ...

We are seeking a skilled and driven Credit Portfolio Trader to join our esteemed trading desk at our broker-dealer firm. This role presents a unique opportunity for an individual with a passion for ...

We have built a platform that uses AI to match brokers and borrowers with the best-fit lenders for their deals, and automate the most time-consuming parts of the financing process. We are the first ...

Now seeking a Brokerage Operations Associate for a fast-growing boutique wealth management firm in New York City. Our client provides investment management and financial planning services to high-net ...

SERHANT. revolutionizes the traditional brokerage model by innovating through media and content creation and is powered by a full-service in-house film studio as well as an amplification platform ...

Our client, a top Broker-Dealer with over $100 billion in AUM and over 90 offices in the US has built its culture around passion, integrity, respect, teamwork, and the desire that other firms may ...

Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award ...

S. broker-dealer, was founded in the U.S. in 1962 and our first international operating subsidiary, Jefferies International Limited, a U.K. broker-dealer, was established in the U.K. in 1986. Our ...

Broker-Dealer) * Coordination of approvals for Global Trade Finance (SBLC, SLC) bookings in NY * Knowledge of ISDA / CSA / CDEA / GMRA documentation, negotiations and monitoring for Financial ...

Broker Relationships: Develop and maintain strong connections with wholesale and retail brokers to solicit new and renewal business opportunities. * Communication and Resolution: Clearly communicate ...

NPM operates an SEC-registered broker-dealer and alternative trading system (NPM Securities, LLC) and investment adviser (SecondMarket Financial, LLC) as well as offering financial technology to the ...

The role will focus on supporting a team (up to 10 people) working closely with Corporate Access and Broker Sales Teams. If you are someone who loves a fast pace environment, meeting deadlines ...

Support the Head of Registrations with the management the Registrations function a FINRA member Broker-Dealer and its various North American affiliates. Including providing support for various ...

BGC specializes in the brokerage of a broad range of products, including fixed income (rates and credit), foreign exchange, equities, energy and commodities, shipping, insurance, and futures. BGC ...

He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements and regulatory best practices. With a diverse team of Compliance ...

Collaborate with asset team on developing assumptions, communicating market developments, and assisting in broker engagements. Dispositions and Debt Transactions - Support asset team in underwriting ...

Longbridge US is a new-generation socially-driven online brokerage firm that aims to provide every investor with better investment tools for U.S. and Hong Kong stocks. Outside of the US, the firm ...

Collaborate with the Market Leads on developing assumptions, communicating market developments, and assisting in broker engagements. * Due Diligence and Underwriting - Support office team in ...

Top-Tier Broker Dealer in Manhattan is seeking an Operations Analyst for a permanent position! Responsibilities: * Service business, providing the highest quality support relating to trading and ...

Conducting compliance reviews of broker-dealer operations to identify potential regulatory risks, and developing and delivering training programs on FINRA rules and regulations. Policy Development

Right now, they're hiring three Compliance Managers to join their team, covering a mix of commercial bank and broker dealer/swap dealer projects. This is a full-time, in-office role offering the ...

Enhancing existing client/broker relations * Providing advice and selling solutions * Managing relationships with metals clients Qualifications * Bachelor's degree and 1-3 years of business ...

For the last 30 years, our clients have always included the country's largest banks and broker-dealers. We have been retained to try matters before federal and state courts and arbitration panels in ...

Investors include registered investment advisors, broker-dealers, and family offices. HRC takes pride in bringing differentiated investment ideas to the wealth management industry, helping financial ...

Identify and oversee distributor and broker partnerships to expand reach into new retail channels and markets. * Optimize DTC Channels: * Scale DTC e-commerce operations, leveraging platforms like ...

We know what it takes to become a successful commercial broker in NY/NJ. Our deal experience totals 725+ transactions totaling over $2,000,000,000 in sales volume. Mentorship. Accelerated learning ...

CanAm Investor Services, LLC, its FINRA-registered broker-dealer as placement agent for its offerings; and CanAm Capital Management, our SEC-Registered Investment Advisor that provides diversified ...

Complete all trades in a timely manner - in collaboration with broker/dealers and Back-Office. Ensure compliance with HQ's zero-tolerance policy for trade errors. * Communicate and collaborate with ...

... Broker (either working at the bank supporting them or at a fund working with them.) • Ability to work in the US with no restrictions (no sponsorships)

Answer, screen, and transfer all incoming calls and record tenant / broker information into a central database (excel spreadsheet or CRM). * Input all email leads and broker inquiries into a central ...

Support the team in sourcing and evaluating investment opportunities through relationships with brokers, developers, and other market participants. * Develop and maintain detailed financial models to ...

Experience in Broker Dealer and Swap Dealer business is a plus. * Take ownership of the quality and reliability of the financial assets on the balance sheet * Implement on-going internal controls ...

Generate comp reports monthly * Assist with broker outreach and resident events as needed * Systems will include: * On-Site * Yardi * Nestio * Building Link Qualifications * Must possess a high ...

The individual in this position is expected to develop relationships with credit managers and Brokers and to liaise with Commercial, Information, Organization and Claims employees as needed to ...

... broker/consultant firm). * Strong expertise in medical and ancillary coverages, including life and disability insurance. * Superior client service and problem-solving skills. * High attention to ...

Kaufman Group, is North America's leading wholesale insurance broker and underwriting manager. Burns & Wilcox offers wide ranging and comprehensive solutions to serve retail insurance brokers and ...

... broker contracts, vendor contracts, and service agreements - Complete and review subscription books for investments in other funds - Track and Maintain contract deadlines, renewals, and compliance ...

Clent Services - Margin Specialist TradeZero America, a growing broker dealer in the fintech space is seeking an experienced Brokerage Operations Specialist for its New York office. The employee will ...

Experience with Broker Management * Forecasting and annual planning Analytics & Performance Management * Execute data entry for cross-functional reporting and analytics * Generate and analyze sales ...

... Broker/Dealers etc.). You will develop various skills such as knowledge of financial products, the financial markets, and best business practices. The position is based in New York. You will report ...

Attend Insureds / Broker meetings as requested by the Property Underwriting Division * Attend, if requested, the AEGIS Policyholders' Conference to provide support for the Property Underwriting Divis

Communicate with internal stakeholders (operations, business departments) and external parties (customs, brokers, suppliers) to coordinate customs activities and resolve issues. * Compliance and ...

Provide sales support and service, by initiating outbound phone calls to existing broker dealers - providing market updates and cross selling firm products and services * Follow up with clients after ...

The Internal Wholesaler will play a key role in fostering relationships with new and existing investors and will distribute ETFs to wealth management channels, including Broker Dealers and Registered ...

Active monitoring of advisory and broker-dealer activities to ensure compliance with policies & procedures * Deep knowledge and administration of the firm's compliance testing program under 206(4)-7 ...

TOP 5 Independent Broker Dealer (Financial Advisor Magazine and Investment News) * Wealth Management: $281 billion retail investment client assets held or managed by Northwestern Mutual * Recipient ...

Act as liaison between the company and broker resp in the foodservice industry * Achieve sales goals through communication and negotiation skills * Work independently to drive sales initiatives and ...

Paulson Investment Company, LLC is a boutique investment banking, wealth management, execution services, and retail brokerage and advisory firm focused on the micro to mid-cap (public & private ...