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Directs Brokers and Merchandising staff towards the achievement of sales objectives. * Establishes account and promotional sales objectives while monitoring all Sales achievement versus Sales plan

Update Brokers' recent transactions on applicable websites. * Monitor competitor research and data collection, and liaise with appropriate departments to obtain data, such as company and title ...

We are seeking a qualified P&C Private Equity Senior Account Executive/SVP for a private national broker supporting a NY office that can be housed 100% remote. Client, carrier and vendor visits count ...

We have built a platform that uses AI to match brokers and borrowers with the best-fit lenders for their deals, and automate the most time-consuming parts of the financing process. We are the first ...

SERHANT. revolutionizes the traditional brokerage model by innovating through media and content creation and is powered by a full-service in-house film studio as well as an amplification platform ...

Possess a deep understanding of financial services, particularly within broker-dealer and financial advisory sectors . * Experienced in leading marketing strategies that align with business ...

Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award ...

S. broker-dealer, was founded in the U.S. in 1962 and our first international operating subsidiary, Jefferies International Limited, a U.K. broker-dealer, was established in the U.K. in 1986. Our ...

Lime Trading Corp. is an SEC-registered broker-dealer, member of FINRA/SIPC/NFA. For more information, visit

Broker Relationships: Develop and maintain strong connections with wholesale and retail brokers to solicit new and renewal business opportunities. * Communication and Resolution: Clearly communicate ...

NPM operates an SEC-registered broker-dealer and alternative trading system (NPM Securities, LLC) and investment adviser (SecondMarket Financial, LLC) as well as offering financial technology to the ...

The role will focus on supporting a team (up to 10 people) working closely with Corporate Access and Broker Sales Teams. If you are someone who loves a fast pace environment, meeting deadlines ...

Support the Head of Registrations with the management the Registrations function a FINRA member Broker-Dealer and its various North American affiliates. Including providing support for various ...

Cultivate and maintain professional wholesale and broker relationships. * Represent the Munich Re brand and Munich Re Specialty Insurance at client events, seminars, meetings, etc. * Assistance in ...

... broker was extended payment * accommodation and fail to remit payment by agreed upon terms * Research and resolve daily customer inquiries/billing discrepancies, document resolution Including ...

S. broker dealer, located in Jersey City, NJ, routes orders to approximately 40 exchange and non-exchange market venues, on behalf of a large network of broker dealer clients. To help support and ...

Our Trading Automation & Analytics team consists of physicists and mathematicians who built their careers with major asset managers, hedge funds and broker dealers across Equities, Fixed Income and ...

Looking for an exceptional Portfolio Finance Credit Trader to liaise with trading/financing desks, counterparties, exchanges, prime brokers, and custodians to assist in the lifecycle of a trade. · ...

Represent Floodbase externally at Broker, Client and Industry meetings & events (position will entail travel activities, including overnight stays). Who you are: * 7+ years in the US re/insurance ...

Collaborate with asset team on developing assumptions, communicating market developments, and assisting in broker engagements. Dispositions and Debt Transactions - Support asset team in underwriting ...

Collaborate with the Market Leads on developing assumptions, communicating market developments, and assisting in broker engagements. * Due Diligence and Underwriting - Support office team in ...

Conducting compliance reviews of broker-dealer operations to identify potential regulatory risks, and developing and delivering training programs on FINRA rules and regulations. Policy Development

The Role Pragma, a MarketAxess company, provides broker-neutral, multi-asset trading solutions that power, commodity trading advisors, hedge funds, broker-dealers, banks, and an exchange. Pragma ...

Broker-Dealer Job Description: Managers notes: * Regulatory / compliance role (on the Asset Management side). There's financial and non-financial elements / there's project management elements ...

With a focus on integrating and digitizing our brokerage and title operations, we aim to create a frictionless transaction experience for agents and consumers. Our powerful people-first culture ...

Attend Insureds / Broker meetings as requested by the Property Underwriting Division * Attend, if requested, the AEGIS Policyholders' Conference to provide support for the Property Underwriting Divis

Enhancing existing client/broker relations * Providing advice and selling solutions * Managing relationships with metals clients Qualifications * Bachelor's degree and 1-3 years of business ...

Provide sales support and service, by initiating outbound phone calls to existing broker dealers - providing market updates and cross selling firm products and services * Follow up with clients after ...

Investors include registered investment advisors, broker-dealers, and family offices. HRC takes pride in bringing differentiated investment ideas to the wealth management industry, helping financial ...

The position will also work strategically to support the Wirehouse advisors and Independent Broker Dealers, as needed. The position reports to the Director of FA/RIA Channel Marketing and works ...

We know what it takes to become a successful commercial broker in NY/NJ. Our deal experience totals 725+ transactions totaling over $2,000,000,000 in sales volume. Mentorship. Accelerated learning ...

Sea Trade International, Inc. is seeking customs broker to work in its Secaucus, NJ headquarters office. Specific responsibilities and duties include, but are not limited to: * Work with clients to ...

Relevant experience providing compliance or legal coverage to a sales or trading Credit desk at a broker/dealer working on or providing trade/sales support to such a desk * Functional knowledge of ...

Answer, screen, and transfer all incoming calls and record tenant / broker information into a central database (excel spreadsheet or CRM). * Input all email leads and broker inquiries into a central ...

Summary Global Markets Regulatory Compliance ("GMRC") Advisory - Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact of ...

... broker, project manager, purchaser agent) service selection, annual/mid-term business plan/budget etc; · Conduct major property level contract negotiations, including but not limited to union ...

This candidate will possess strong decision-making skills, be detailed oriented, able to build & sustain broker relationships, be results driven, and have a track record of working in a fast-paced ...

The firm is 15 years old, during which time they have grown to 120 brokers and cultivated relationships with major landlords and tenants across the city. In 2023 they transacted on over $700mil worth ...

Generate comp reports monthly * Assist with broker outreach and resident events as needed * Systems will include: * On-Site * Yardi * Nestio * Building Link Qualifications * Must possess a high ...

Qualifications: * 10+ years of experience in futures regulatory compliance at an FCM, broker-dealer, or other financial institution. * Expertise in CFTC, NFA, and SEC regulatory frameworks, including ...

... broker/consultant firm). * Strong expertise in medical and ancillary coverages, including life and disability insurance. * Superior client service and problem-solving skills. * High attention to ...

... broker contracts, vendor contracts, and service agreements - Complete and review subscription books for investments in other funds - Track and Maintain contract deadlines, renewals, and compliance ...

Kaufman Group, is North America's leading wholesale insurance broker and underwriting manager. Burns & Wilcox offers wide ranging and comprehensive solutions to serve retail insurance brokers and ...

... Broker/Dealers etc.). You will develop various skills such as knowledge of financial products, the financial markets, and best business practices. The position is based in New York. You will report ...

Perform account reconciliations versus custodian and broker custodian records. The individual will be responsible for the investigation and resolution of issues identified. * Perform the end of day ...

Inc. ("Oppenheimer") is a leading middle-market investment bank and full-service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial ...

Oversee the day-to-day management of Prime Brokerage Functions testing, including coordination with offshore QA teams and ensuring smooth project delivery cycles across North America. * Lead Testing ...

Aon is looking for a Senior Property Broker - Broker II Are you ready to begin a new challenge and work with the best Insurance Professionals in the business? Then this just maybe the new opportunity ...