Trabajos broker en Forest Hills, New York (NY) State

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Designing and implementing a comprehensive broker-dealer compliance program, protecting the firm from regulatory risk. ...

Remote Opportunity- We are seeking a qualified and licensed P&C SR Broker-SVP for a private national broker out of Manhattan, NY working on national private equity accounts. Our Property & Casualty Brokers provide high-quality service to our clients. ...

Trainee full development within all three of our divisions: Bind Authority, Brokerage and Programs. Ambitious, Positive, Hard-working, Professional Committed and Collaborative and are interested in a broker insurance role. We are one of the largest wholesale insurance intermediaries in the United...

The ideal candidate has 2+ years of CSR (Licensed insurance broker) experience within Personal or Commercial Lines. Process and transmit (via fax, email, or mail) necessary information to clients and brokers such as ID Cards, DEC pages, applications, quotes, etc. Assist applicants and brokers wit...

The New York Life Office of General Counsel is seeking a strategic and practical retail broker-dealer attorney to join the legal team supporting New York Life's Wealth Management division, consisting of NYLIFE Securities, a registered introducing broker-dealer, and Eagle Strategies, a registered ...

Looking for a highly motivated, team oriented Commercial broker who will assist in the servicing of all commercial lines accounts and quote/issue new business. ...

Once a brokerage partner is appointed to assist with the diligence campaign, post-close budget or any transactional risk finance products (D&O run-off, Reps & Warranties, Environmental, Tax Indemnities), the candidate will be ensure that brokers have access to all diligence data and are able to p...

Once a brokerage partner is appointed to assist with the diligence campaign, post-close budget or any transactional risk finance products (D&O run-off, Reps & Warranties, Environmental, Tax Indemnities), the candidate will be ensure that brokers have access to all diligence data and are able to p...

This position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC’s program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including ren...

Interactive Brokers Group has been consistently at the , starting with the invention of the first floor-based handheld computer in 1983. Software development is the lifeblood of our firm, and it shows in our stellar brokerage platform. Interactive Brokers is regularly recognized as a . This is an...

The Benefits Broker Partnerships Manager will execute strategies to acquire, develop, and manage benefits broker partners and maximize their referral volume. Manager, Benefits Broker Partnerships. Develop deep understanding of each new and existing broker partner’s business, including their busin...

Responsibilities will include leading a team in reviewing all marketing materials & client communications generated by iCapitals FINRA registered broker dealer subsidiary & SEC registered investment advisors. ...

The Benefits Broker Partnerships Manager will execute strategies to acquire, develop, and manage benefits broker partners and maximize their referral volume. Manager, Benefits Broker Partnerships. Develop deep understanding of each new and existing broker partner’s business, including their busin...

Creating and developing Knowledge Share documentation on regulatory topics related to broker-dealers. Understanding of other relevant SEA, CFTC, FINRA, and/or NFA rules pertaining to broker-dealer reporting requirements. Proficiency in AxiomSL Broadridge, and/or other relevant broker-dealer back-...

We are looking for a highly skilled and experienced Broker Dealer Accounting Manager to join our dynamic finance team. This pivotal role involves overseeing the financial and regulatory reporting processes for our broker-dealer operations. The successful candidate will have a strong background in...

Customs House Broker located in JFK/Lawrence area seeks. ...

A minimum of 15 years of broker-dealer regulatory experience and at least 5 years of experience managing an advisory compliance team supporting trading and/or investment banking businesses. ...

Work with other members of the broker research team to continuously streamline the broker onboarding process. Manage and maintain strong new and ongoing broker and independent research relationships with key decision makers, product and technology teams at individual broker and independent resear...

Capital Markets Broker Dealer Regulatory Reporting Analyst. We’re seeking a future team member for the role of Capital Markets Broker Dealer Regulatory Reporting Analyst to join our Capital Markets Accounting team. Responsible for assisting in preparation of daily net capital requirements reports...

The Benefits Broker Partnerships Manager will execute strategies to acquire, develop, and manage benefits broker partners and maximize their referral volume. Manager, Benefits Broker Partnerships. Develop deep understanding of each new and existing broker partner’s business, including their busin...

Champion strategies to maximize broker channel sales output and overall performance of our broker agency partners. Participates in development, implementation, and management of business alliances and partnerships with Field Marketing Organizations, down-stream GA & SGA broker agencies, and indep...

Center 2 (19050), United States of America, McLean, VirginiaCommercial Broker Dealer Compliance Advisor - Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support three institutional FINRA registered ...

Howe Robinson Partners is looking for candidates for the full time position of Dry Cargo broker at our Fort Lee, New Jersey office. Broker with experience preferred, but recent college graduates are also encouraged to apply. A creative working environment as well as a significant international re...

Maintains cooperative and dependable relationships with retail agencies and brokerages; may make marketing calls to the agencies/brokerages on behalf of the Broker. Assists Broker in managing the service and market placement of Broker's portfolio of commercial insurance accounts. RT Specialty, a ...