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Independent Sales Manager / Broker (1099 Contractor) - Remote - Home based. ...

We're leading a retained search on behalf of a broking house and risk manager in their search for a transactional risk broker - you will focus on placing representation and warranties insurance policies on behalf of private equity funds and corporates. We're interested in speaking with brokers or...

As the broker-dealer CCO, the successful candidate will maintain and establish standards and implement procedures to ensure that the broker-dealer compliance program remains effective and efficient in identifying, preventing, detecting and correcting noncompliance with applicable laws and regulat...

Deep understanding of the securities industry and brokerage operations. Experience as a margin supervisor or equivalent at a top financial services firm that provides trade, clearing, and custody services to correspondent or introducing broker-dealers. ...

Join the industry that’s created the most millionaires since modern times and work from the comfort of your home.Do not pass up this chance, apply quickly if your experience and skills match what is in the following description.No experience needed—just ; Our company, Fondako Media, partners with...

The Associate Director will work to support the Broker-Dealer team on daily P&L and regulatory net capital calculations related to secondary trading activities, including entity and firm level financial reporting. Review daily P&L calculations on broker-dealer inventory positions. Facilitate mont...

Join us at Gallagher Re, the trailblazers of the reinsurance world, where every day brings new opportunities to shape the future.We empower our clients with cutting-edge analytics and insights, providing them the confidence to make strategic decisions that transform industries.As a team member, y...

Director of APM, Payer and Broker Relations - Orthopaedic & Spine Center of the Rockies. The Director of Alternative Payment Models (APMs), Payer and Broker Relationships is responsible for the successful development and growth of the APM portfolio at OCR and maintenance and optimization of exis....

Compliance Officer - US Broker-Dealer**. You will have a primary focus as the deputy compliance officer for a US broker-dealer compliance program. Provide guidance and technical expertise that supports the design, implementation and oversight of the Compliance Program established to support a bro...

This position primarily supports Invesco's registered broker-dealers. Under general supervision of the Broker Dealer & UIT CCO, the Compliance Manager is responsible for monitoring rules and regulations and as needed, amending/developing, and implementing policies and procedures that are necessar...

The key responsibilities of the position will be supporting the Goldman Sachs' custody business for registered investment advisors (RIA Custody business) and the broker-dealer clearing services business (Broker-Dealer Clearing Services business). The Broker-Dealer Clearing Services business provi...

The Broker Dealer Regulatory Reporting Department is responsible for ensuring that the US registered broker dealers (http://www. This position is a member of the CGMI/ICG Controllers Senior management team, and has a direct responsibility and accountability of the monthly and quarterly Financial ...

Chief Compliance Officer, Broker Dealer**. About the Role** + Work closely with the leadership team to structure and launch Yieldstreets broker-dealer capability. Act as Chief Compliance Officer of the broker dealer. Develop and implement broker-dealer related compliance programs and policies. ....

The Head of Broker Management will play a critical role in developing and executing strategies to enhance our relationships with brokers, ensuring their success and driving business growth. Head of Broker Management, Willis. Develop and maintain robust, collaborative relationships with brokers, e...

A minimum of 3 years of experience in mid-size brokerage or carrier. Current Property and Casualty Broker License. ...

At least 8+ years of real estate experience, willingness to travel to interface with the broker team/broker leads and the broker community . Broker Partnership teams, as well as overseeing all broker-led (including corporate occupier) or related Sales across the USC region. They will work closely...

Our Property & Casualty Brokers provide high-quality service to our clients. ...

As a Broker, you will work with Senior Brokers, Account Executives, and leadership. Aon is Looking for a Casualty Broker – Power & Renewables. Act as a mentor for associate brokers and other team members. Input data into the appropriate brokerage systems. ...

IDEX Consulting are working in partnership with several highly reputable Insurance Brokers across the US. ...

Aon Is Looking for an Associate Broker to join our team!. This person would assist in brokering and be responsible for key processes and internal activities in conjunction with the day-to-day servicing of our professional service firm clients including professional liability, management liability...

We are looking for life insurance agents or unlicensed salespeople to work remotely for one of the fastest-growing companies in the industry.Symmetry Financial Group has been on the Inc.Fastest Growing Company List for five consecutive years (including 2020 during the pandemic).The Mitchell Agenc...

The key responsibilities of the position will be supporting the Goldman Sachs’ custody business for registered investment advisors (RIA Custody business) and the broker-dealer clearing services business (Broker-Dealer Clearing Services business). The Broker-Dealer Clearing Services business provi...

Broker II - Financial Services Group. Aon is looking for a Broker II - Financial Services Group. As a Broker II, you will report directly to the Team Leaders of the Financial Services Group. Must maintain appropriate broker's license. ...

Provide input on various projects for brokers and traders. Provide trade details to brokers and traders on a daily basis. ...