Trabajos broker en Levittown, New York (NY) State

RSM is looking for a Manager to join our Capital Markets practice, which specializes in serving, introducing and clearing Broker Dealer clients of the firm. RSM is one of the largest assurance firms serving broker dealers across the nation. ...

This group is responsible for providing financial and strategic business partnering to the firm’s Executive Committee in connection with a wide range of initiatives including overall business performance, business strategy, new opportunities, contract negotiations, cost efficiencies and more.As a...

Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award winning all-to-all trading platform. Across all asset classes, Tullett Prebon offers e-solutions to give...

Broker Support, Trainee Broker, Junior Broker - Future Opportunities, New York. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award winning all-to-all tradi...

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Designing and implementing a comprehensive broker-dealer compliance program, protecting the firm from regulatory risk. ...

The ideal candidate has 2+ years of CSR (Licensed insurance broker) experience within Personal or Commercial Lines. Process and transmit (via fax, email, or mail) necessary information to clients and brokers such as ID Cards, DEC pages, applications, quotes, etc. Assist applicants and brokers wit...

Remote Opportunity- We are seeking a qualified and licensed P&C SR Broker-SVP for a private national broker out of Manhattan, NY working on national private equity accounts. Our Property & Casualty Brokers provide high-quality service to our clients. ...

Trainee full development within all three of our divisions: Bind Authority, Brokerage and Programs. Ambitious, Positive, Hard-working, Professional Committed and Collaborative and are interested in a broker insurance role. We are one of the largest wholesale insurance intermediaries in the United...

Responsibilities will include leading a team in reviewing all marketing materials and client communications generated by their registered broker dealer subsidiary and SEC registered investment advisors. ...

Trainee full development within all three of our divisions: Bind Authority, Brokerage and Programs. Ambitious, Positive, Hard-working, Professional Committed and Collaborative and are interested in a broker insurance role. We are one of the largest wholesale insurance intermediaries in the United...

TIGER BROKERS is a leading financial services company headquartered in Beijing, China (NASDAQ: TIGR). The company is dedicated to building a global Brokerage platform with multidisciplinary transactions, execution, clearing, settlement, and custody facilities. We are looking for a product special...

The New York Life Office of General Counsel is seeking a strategic and practical retail broker-dealer attorney to join the legal team supporting New York Life's Wealth Management division, consisting of NYLIFE Securities, a registered introducing broker-dealer, and Eagle Strategies, a registered ...

Licensed Insurance BrokerLocation: Lynbrook, NYSalary: $50,000 - $60,000 (Based on experience)An expanding company in Nassau County is seeking a Licensed Insurance Broker to join their team, specializing in both Personal and Commercial departments. Transmit necessary information to clients and br...

Once a brokerage partner is appointed to assist with the diligence campaign, post-close budget or any transactional risk finance products (D&O run-off, Reps & Warranties, Environmental, Tax Indemnities), the candidate will be ensure that brokers have access to all diligence data and are able to p...

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities / Responsibilities* Designing and implementing a comprehensive broker-dealer compliance program, protecting the f...

The brand has an excellent infrastructure to enable brokers to effectively utilise their network, experience and skills base. ...

A firm with the tech/innovation to own strong global capability, but still very much operate as a 'traditional' insurance broker in today's insurance market. ...

Interactive Brokers Group has been consistently at the , starting with the invention of the first floor-based handheld computer in 1983. Software development is the lifeblood of our firm, and it shows in our stellar brokerage platform. Interactive Brokers is regularly recognized as a . ...

Capital Markets Broker Dealer Regulatory Reporting Analyst. We’re seeking a future team member for the role of Capital Markets Broker Dealer Regulatory Reporting Analyst to join our Capital Markets Accounting team. Responsible for assisting in preparation of daily net capital requirements reports...

We are looking for a highly skilled and experienced Broker Dealer Accounting Manager to join our dynamic finance team. This pivotal role involves overseeing the financial and regulatory reporting processes for our broker-dealer operations. The successful candidate will have a strong background in...

Global bank located in Downtown, Manhattan.They’re currently on a hybrid schedule of 3 days in office / week.Leads & drives a customer-focused culture by providing advice and compliance support to the U.Performs the duties of a Chief Compliance Officer, as required by FINRA & SEC rules and is pri...

Director will be the Commercial Broker Dealer Chief Compliance Officer (“BD CCO”) for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. At least 10 years of experience w...

Champion strategies to maximize broker channel sales output and overall performance of our broker agency partners. Participates in development, implementation, and management of business alliances and partnerships with Field Marketing Organizations, down-stream GA & SGA broker agencies, and indep...

Oversee, manage, and prioritize the compliance review of marketing materials, client communications, diligence reports, research, and quarterly reporting, among other materials for SEC and FINRA compliance.Establish and implement processes and procedures complete compliance testing and monitoring...