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Job Description Are you overwhelmingly positive? Do you consider yourself a creative problem solver? Are you proactive and know how to grab opportunities? If yes... then THIS... is the 6-FIGURE opportunity you've been looking for. We provide the latest AI products, the most cutting edge marketi...

Sharply skilled and fiercely dedicated, our integrated teams of consultants and brokers are experts in better real estate. Savills is looking for a Broker Administrative Specialist to join the team in the New York office. Maintain and update assigned broker team's client/prospect databases.

JCW is partnered with a established investment bank as they're looking to hire a Broker-Dealer Compliance Officer. Have 3+ years broker-dealer compliance experience.

JCW is partnered with a established investment bank as they're looking to hire a Broker-Dealer Compliance Officer. Have 3+ years broker-dealer compliance experience.

Has capability to lead brokerage department to finish all jobs and control all risks. Valid current customs broker's license.

Valid current customs broker’s license. Has capability to lead brokerage department to finish all jobs and control all risks.

Sharply skilled and fiercely dedicated, our integrated teams of consultants and brokers are experts in better real estate. Savills is looking for a Broker Administrative Specialist to join the team in the New York office. Maintain and update assigned broker teams client/prospect databases.

Broker Dealer Operations Associate. The Broker Dealer Operations Associate will be responsible for:. Facilitate daily movement of customer funds within the brokered sweep program and between company products.

Provides leadership, mentoring and direction to brokers, associate brokers and other colleagues in the development of their broking knowledge and transaction expertise. The National Casualty Practice is a premier team of casualty brokerage professionals with extensive experience in representing b...

Commercial Lines Junior Account Executive.We are seeking a detail-oriented and client-focused.This is an excellent opportunity for an early-career insurance professional looking to grow into a full AE role.You will assist in servicing mid-market to small business accounts, with a particular focus...

Sharply skilled and fiercely dedicated, our integrated teams of consultants and brokers are experts in better real estate. Savills is looking for a Broker Administrative Specialist to join the team in the New York office. Maintain and update assigned broker teams client/prospect databases.

At least 5 years of experience at an insurance technology company, brokerage, or MGA in a mid-to-senior-level distribution role with a history of successfully building books of business. Insurance Broker, Placement Lead. Insurance Broker, Placement Lead.

Develop and maintain a comprehensive broker due diligence framework, ensuring all new brokers undergo a thorough vetting process. Lead and execute broker compliance audits, including on-site and remote audits of broker operations, books of business, and adherence to company policies. Design and d...

The Compliance Associate for the Broker Dealer is responsible for ensuring there are strong controls, policies, and procedures in place to ensure that all aspects of Distribution are covered. Compliance, preferable with a broker dealer.

The National Casualty Practice is a premier team of casualty brokerage professionals with extensive experience in representing buyers of primary and umbrella/excess liability. We are looking to add a Broker III to our Primary Casualty team!. Perform the services of an Insurance Broker for Workers...

The Broker Dealer Accountant will be part of the legal entity control division and will be responsible for the reporting of the firms GAAP books, records and regulatory filings for the U. Knowledge of broker-dealer regulatory environment required.

As the nation’s leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services. This team focuses primarily on the LPL’s broker-dealer and custodial platform business but also provides support to the investment advisory b

FREIGHT BROKER - WANTED: HUNGRY, HIGH-CALIBER BROKERS (1099 or W-2). REMOTE HIGH CALIBER FREIGHT BROKER. Are you a freight broker who's ready to finally get paid what you're worth? Whether you're looking for the freedom of a 1099 setup or the stability of a generous W-2 base + commission, we have...

Provides leadership, mentoring and direction to brokers, associate brokers and other colleagues in the development of their broking knowledge and transaction expertise. The National Casualty Practice is a premier team of casualty brokerage professionals with extensive experience in representing b...

Brookfield Place New York - 225 Liberty Street, Suite 3501.Business - Brookfield Oaktree Wealth Solutions.Brookfield Asset Management, a leading global alternative asset manager, has an exemplary 100+ year history of owning and operating real assets and related businesses.In 2019, Brookfield acqu...

Provides leadership, mentoring and direction to brokers, associate brokers and other colleagues in the development of their broking knowledge and transaction expertise. Property and Casualty Brokers License is required. The National Casualty Practice is a premier team of casualty brokerage profes...

Prominent, international bank seeks an accountant for their broker dealer. Candidates should have 2-5 years of accounting experience at a broker dealer with knowledge of 15c3-1 and 15c3-3 calculations.

The National Casualty Practice is a premier team of casualty brokerage professionals with extensive experience in representing buyers of primary and umbrella/excess liability. We are looking to add a Broker III to our Primary Casualty team!. Perform the services of an Insurance Broker for Worker'...

As a Tax Insurance Broker you will specialize in brokering tax credit insurance and transactional tax insurance solutions for our diverse client base. Valid insurance broker license or ability to obtain one within specified timeframe. Brown & Brown's Risk Solutions team, formerly known as Beecher...

Provides leadership, mentoring and direction to brokers, associate brokers and other colleagues in the development of their broking knowledge and transaction expertise. The National Casualty Practice is a premier team of casualty brokerage professionals with extensive experience in representing b...

Has capability to lead brokerage department to finish all jobs and control all risks. Valid current customs brokers license.

We are looking for a Insurance Broker, Placement Lead who will have a rare opportunity to scale the insurance program placement function over the next 12 months and well beyond. Strong understanding of the insurance brokerage and MGA markets. Demonstrated ability to serve complex customer and bro...

Additional in-house experience for a broker-dealer is preferred but not mandatory. We are looking for a Chief Compliance Officer (CCO) who will assume primary responsibility for ensuring broker-dealer compliance with SEC, FINRA and applicable state rules/ regulations. The primary responsibility w...

Facilitate daily movement of customer funds within the brokered sweep program and between company products. The Broker Dealer Operations Associate should have the following qualifications and skills:. Broker Dealer Operations Associate.

Client looking to move quickly.Client is a top, global Canadian banking firm.Assist with developing and executing the annual Compliance Testing plan.Determine the scope of reviews, build detailed review steps, and organize documentary evidence of the review.Execute testing engagements and prepare...

There are many reasons why EPIC Insurance Brokers & Consultants has become one of the fastest-growing firms in the insurance industry. Nationally recognized leader and one of the nation's fastest-growing full service insurance brokerage groups. We are seeking a thoughtful, well rounded Senior Pro...

FREIGHT BROKER - WANTED: HUNGRY, HIGH-CALIBER BROKERS (1099 or W-2). Are you a freight broker who's ready to finally get paid what you're worth? Whether you're looking for the freedom of a 1099 setup or the stability of a generous W-2 base + commission, we have opportunities tailor-fit for. We pa...

Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award winning all-to-all trading platform. The Junior Voice Broker role at ICAP involves promoting the company...

Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, He...

Representing an asset-based company opens doors that are closed for non-asset-based brokers. We prioritize your success and offer comprehensive training and ongoing support for freight brokers. Access to our marketing resources, tools, and platforms empowers freight brokers to reach a wider audie...

The Broker Dealer Operations Associate should have the following qualifications and skills:. Broker Dealer Operations Associate. The Broker Dealer Operations Associate will be responsible for:.

S securities regulations that may include Prime Brokerage, Clearing Services, Stock Loan/Fully Paid Lending, Portfolio Margining, Outsource Trading, Securities trading (including Options), Structured Products, 15a-6, and Floor Broker activities. Marex is seeking a Senior Compliance Officer - Brok...

New York State Brokers License (or willingness to obtain such license within a reasonable timeframe). Account Executive/Broker II - (Professional Liability) New York (hybrid).

Work in conjunction with Senior Brokers on various daily activities, including underwriter and client interaction. Build broker skills through various team projects and strategy sessions. Aon Is Looking for A Broker - Trade Credit.

The CFO, BBD and BRCC is a key finance leadership role responsible for providing all planning analytics and decision-support for the Bank Broker Dealer (BBD) and Broadridge Customer Communications (BRCC) Businesses.

As a Tax Insurance Broker you will specialize in brokering tax credit insurance and transactional tax insurance solutions for our diverse client base. Brown & Brown's Risk Solutions team, formerly known as Beecher Carlson, is looking for a Tax Insurance Broker to join the team in New York, NY. Pr...

RSM is looking for a Manager to join our Capital Markets practice, which specializes in serving, introducing and clearing Broker Dealer clients of the firm. RSM is one of the largest assurance firms serving broker dealers across the nation.

At least 8+ years of compliance experience, preferably in a senior role supporting a broker-dealer. Ability to read and interpret regulations and implement changes related to broker-dealer compliance. We are looking for a Chief Compliance Officer (CCO) who will assume primary responsibility for e...

Prepare daily 15c3-1 net capital computation for two US broker-dealers (BD) and a securities-based swap dealer (SBSD). Clear Street is modernizing the brokerage ecosystem. Clear Street's proprietary prime brokerage platform adds significant efficiency to the market, while focusing on minimizing r...

Lead broker on complex insurance programs - Perform strategic assessment, design solutions and negotiate risk transfer products. Aon is looking for a Senior Property Broker. The senior broker role is responsible for developing and implementing strategic risk management solutions for large, global...

Clear Street's proprietary prime brokerage platform adds significant efficiency to the market, while focusing on minimizing risk, redundancy, and cost for clients. Prepare daily 15c3-1 net capital computation for two US broker-dealers (BD) and a securities-based swap dealer (SBSD). Clear Street i...

Broker dealer services in connection with an investment are offered through Crowd Street Capital LLC ("Crowd Street Capital"), a broker dealer registered with FINRA and a member of SIPC. Negotiate brokerage and services agreements for the distribution of private equity, venture capital and other ...

It is a transversal role covering Control Testing and Reviews for SG Investment Banking Business Lines and Prime Brokerage which are linked to SG entities across the Americas. Have a high degree of knowledge on SEC and Finra regulations on broker dealer operations. Analytical skills in order to b...