Broker jobs in Glen Cove, New York (NY) State

This group is responsible for providing financial and strategic business partnering to the firm’s Executive Committee in connection with a wide range of initiatives including overall business performance, business strategy, new opportunities, contract negotiations, cost efficiencies and more.As a...

TIGER BROKERS is a leading financial services company headquartered in Beijing, China (NASDAQ: TIGR). The company is dedicated to building a global Brokerage platform with multidisciplinary transactions, execution, clearing, settlement, and custody facilities. We are looking for a product special...

Remote Opportunity- We are seeking a qualified and licensed P&C SR Broker-SVP for a private national broker out of Manhattan, NY working on national private equity accounts. Our Property & Casualty Brokers provide high-quality service to our clients. ...

Trainee full development within all three of our divisions: Bind Authority, Brokerage and Programs. Ambitious, Positive, Hard-working, Professional Committed and Collaborative and are interested in a broker insurance role. We are one of the largest wholesale insurance intermediaries in the United...

TIGER BROKERS is a leading financial services company headquartered in Beijing, China (NASDAQ: TIGR). The company is dedicated to building a global Brokerage platform with multidisciplinary transactions, execution, clearing, settlement, and custody facilities. We are looking for a product special...

The New York Life Office of General Counsel is seeking a strategic and practical retail broker-dealer attorney to join the legal team supporting New York Life's Wealth Management division, consisting of NYLIFE Securities, a registered introducing broker-dealer, and Eagle Strategies, a registered ...

Responsibilities will include leading a team in reviewing all marketing materials and client communications generated by their registered broker dealer subsidiary and SEC registered investment advisors. ...

Remote Opportunity- We are seeking a qualified and licensed P&C SR Broker-SVP for a private national broker out of Manhattan, NY working on national private equity accounts. Our Property & Casualty Brokers provide high-quality service to our clients. ...

NY - Compliance Officer in Broker Dealer**. ...

Become familiar with Leumi Investment Services Inc (LISI) team, understand the activity of broker dealer and advisory business, understand the integration between the advisory business/broker dealer and the bank. Compliance Officer (Advisory & Broker Dealer)**. LISI is a broker dealer and a regis...

Once a brokerage partner is appointed to assist with the diligence campaign, post-close budget or any transactional risk finance products (D&O run-off, Reps & Warranties, Environmental, Tax Indemnities), the candidate will be ensure that brokers have access to all diligence data and are able to p...

Once a brokerage partner is appointed to assist with the diligence campaign, post-close budget or any transactional risk finance products (D&O run-off, Reps & Warranties, Environmental, Tax Indemnities), the candidate will be ensure that brokers have access to all diligence data and are able to p...

Minimum of 2+ years of marine insurance brokerage and/or underwriting experience and/or related experience. Must maintain appropriate broker’s license. ...

This position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC’s program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including ren...

Creating and developing Knowledge Share documentation on regulatory topics related to broker-dealers. Understanding of other relevant SEA, CFTC, FINRA, and/or NFA rules pertaining to broker-dealer reporting requirements. Proficiency in AxiomSL Broadridge, and/or other relevant broker-dealer back-...

Howe Robinson Partners is looking for candidates for the full time position of Dry Cargo broker at our Fort Lee, New Jersey office. Broker with experience preferred, but recent college graduates are also encouraged to apply. A creative working environment as well as a significant international re...

Commercial and/or Personal Lines Property & Casualty insurance experience – specifically claims management in retail broker environment. ...

Champion strategies to maximize broker channel sales output and overall performance of our broker agency partners. Participates in development, implementation, and management of business alliances and partnerships with Field Marketing Organizations, down-stream GA & SGA broker agencies, and indep...

The Benefits Broker Partnerships Manager will execute strategies to acquire, develop, and manage benefits broker partners and maximize their referral volume. Manager, Benefits Broker Partnerships. Develop deep understanding of each new and existing broker partner’s business, including their busin...

RSM is looking for a Manager to join our Capital Markets practice, which specializes in serving, introducing and clearing Broker Dealer clients of the firm. RSM is one of the largest assurance firms serving broker dealers across the nation. ...

Center 2 (19050), United States of America, McLean, VirginiaCommercial Broker Dealer Compliance Advisor - Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support three institutional FINRA registered ...

Support our surety Broker and Account Managers and assist in servicing our existing clients. State Brokers License preferred; or willingness to earn. ...

Global bank located in Downtown, Manhattan.They’re currently on a hybrid schedule of 3 days in office / week.Leads & drives a customer-focused culture by providing advice and compliance support to the U.Performs the duties of a Chief Compliance Officer, as required by FINRA & SEC rules and is pri...

SUMMARY:   The Affinity Group Key Account Specialist is responsible for planning and executing a customized sales strategy for their assigned operator accounts.This position is deeply knowledgeable in key account segment and builds and maintains close relationships with the Food Service Directo.....