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Prior experience covering issuers in the banking, broker and specialty finance sectors preferred, ideally with knowledge of statutory accounting and/or financial regulation * Strong understanding of ...

Lead and/or manage due diligence of new investments, including but not limited to market research, broker calls, third party reports, financial statement audits, lease reviews * Lead and/or manage ...

Lead and/or manage due diligence of new investments, including but not limited to market research, broker calls, third party reports, financial statement audits, lease reviews. * Lead and/or manage ...

Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award ...

Relevant experience providing compliance or legal coverage to a sales or trading Rates or FX desk at a broker/dealer working on or providing trade/sales support to such a desk * Functional knowledge ...

Credit Analyst, High Yield Bonds, Corporate Bond Research, Sell-Side, Broker-Dealer Please send resume to Jim Geiger jeg@analyticrecruiting.com

NYS Salesperson or Broker license a plus Work Environment: This job operates in a professional office environment and requires a minimum of three (3) days in-office. BENEFITS OF WORKING AT ROSE ...

S. GWM, the Strategic Accounts team's core responsibility is servicing PIMCO's largest intermediary clients (i.e., national & regional broker-dealers, banks, platforms, etc.). Members of the ...

Requirements * 3 - 7+ years of experience within the fund administration, prime brokerage or asset management industries supporting alternative investment products / structured investments including ...

S. legal experience gained at a law firm and in-house at a Bank, broker-dealer and/or futures commission merchant * Member in good standing of a State Bar Association, preferably with New York State ...

Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award ...

Must have a minimum 5 years New York real estate experience from a top brokerage firm or similar. Will train the right person. Responsibilities include all aspects of the apartment posting, showing ...

Account Managers can specialize in servicing a wide range of client types, included but not limited to, endowments, investment consultants, foundations, pension funds, broker-dealer firms and ...

... or broker/dealers). Candidates with strong technology qualifications outside of financial services will be considered. • A bachelor's degree in computer science or other related discipline ...

Extensive relevant experience at a law firm and/or broker-dealer * Member in good standing of the New York Bar * Knowledge of the 1933 Act and 1934 Act, as well as Title VII of the Dodd Frank Act ...

Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award ...

Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award ...

Background in the FIG / Insurance sector (academic and/or work experience), which includes exposure to any aspect of insurance brokers, InsurTech, insurance services and traditional insurance ...

Passionate about selling About Company We are a data-driven brokerage that utilizes its extensive HNW reach and creative marketing to match stunning luxury homes with their precise audience. You can ...

... brokerage community. • Engages with senior members of corporate management to review their business and corporate strategies. • Conducts portfolio analysis using risk tools and analytical tools ...

... broker-dealers, FINRA, investment advisors, or fund formation is a plus Qualifications: Qualifications • 6+ years of experience in securities law • Strong understanding of public company ...

... broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance ...

... broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance ...

Freight Broker Agent (Experience Required). If you do not have Freight Agent/Broker experience, please do not apply. Must have experience in freight brokering or freight sales.