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Understanding of applicable financial products for Corporate Banking /Investment Banking /Broker Dealers / Swap Dealers/ Retail Banking. * Understanding of audit techniques, internal controls, and ...

The role's coverage of business lines includes traditional banking (including digital bank), swap dealer and broker dealer. Product coverage includes but is not limited to traditional banking ...

NYS Salesperson or Broker license a plus Work Environment: This job operates in a professional office environment and requires a minimum of three (3) days in-office. BENEFITS OF WORKING AT ROSE ...

The Paralegal will manage the correspondence between clients, front office, advisors, brokers and external counsel associated with the review and processing of collateral assignment agreements. * The ...

Founded in 2011, World is one of the fastest-growing insurance brokers in the U.S. with over 2,200 employees in over 260 offices across North America. We specialize in personal and commercial ...

Strong knowledge in US securities laws, rules and regulations and broker de

Coordinate bank, broker-dealer, and swap dealer regulatory Compliance programs across SMBC's Americas Division for all support functions. * Provide advisory coverage and guidance across support teams ...

Support execution via setup of new issues in orderbook building system, monitioring and tying out orderbook with other broker-dealers throughout bookbuilding process * Manage/facilitate hedging ...

Role Description The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by ...

We are celebrating 26 years as an industry pioneer and a global leader in broker-neutral trading platforms for equities, foreign exchange, options, futures, and fixed income. FlexTrade has 500 ...

... brokers and vendors to ensure cost-effective and competitive benefits offerings for employees. • Advise employees on benefits options, eligibility, and claims processes, ensuring they have access ...

Role Description The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of the broker dealer ...

SMBC Nikko Securities America, Inc. (Nikko US) is an SEC-registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking ...

Experiences and knowledge in funding markets and broker/dealer business; deep understanding of secured financing transactions and derivatives is preferred * Intellectually curious with strong ana

... broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance ...

885 E. 149th Street, Bronx, NY 10455 FLEET BROKER AGENT Largest Commercial Truck Sales & Leasing Provider in New York City Hiring Now! $95,000 - $300,000+ a Year Car Allowance & 100% Paid Medical ...

... broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance ...

The successful candidate will act as the main liaison between internal teams and external brokers, addressing business requests and claims efficiently. APPLY TODAY IF YOU ARE INTERESTED IN LEARNING ...

... broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance ...

... broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance ...

... broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance ...

... broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance ...

Required to post Customs Brokerage License as permit qualifier in local port. Manage and maintain operational excellence for Customs Brokerage. Market all current and future Trade Services Products to include but not limited to: Consulting, Brokerage Programs, Reconciliation, Post Entry Services,...

Minimum 4 Years Experience with IBM WebSphere Message Broker flow development and Administration. Minimum 4 Years Experience with IBM WebSphere Message Broker flow development and Administration. HRA JOB TITLE: Broker Developer_1 - 4.