Are you a business? Hire business broker candidates in Richmond Hill, NY
Our client is a boutique retail real estate brokerage and advisory firm with over 20 years of ... Handle reservations for business meetings, travel, and other events. * Note-Taking and Recap: Take ...
While there is a focus on revenue generation, business integrity and ethics are key. Key ... Ideal candidate has existing relationships with banks, insurance companies, broker-dealers, asset ...
Oversee the development and execution of crisis management and business continuity plans to ensure ... brokerage experience highly desirable). * Strong knowledge of risk management principles ...
... broker-dealer firms and government entities. Career Development, Training and Mentoring Every ... Are pursuing an MBA degree with an emphasis in Finance and Economics or a related, quantitative ...
Minimum of 10 years' experience at a broker dealer, with specific experience in self-clearing ... Customer-centric business philosophy and team-oriented mindset; * Desire to apply technology and ...
... broker-dealer business, and a passion for helping clients achieve better financial experience through technology. Key Responsibilities: * Strategic Leadership : Develop and execute business plans and ...
Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one ... Key Stakeholders Business stakeholders (Business Managers, Heads of Desks and Brokers); Legal; Risk ...
Broker-Dealer, FINRA Series 7, 24, 14, 53, and/or 79. Key Tasks - Manage all FINRA Gateway related ... business activities, and conflicts of interest disclosures - Updating and filing regulatory reports ...
Maintain shared email box and provide Policy guidance to employees, vendors, and business partners ... S. financial institution/broker dealer, including related to insider trading monitoring, and ...
The FIC Sales & Trading business focuses on credit, rates, securitized products, foreign exchange ... at a broker/dealer working on or providing trade/sales support to such a desk * Functional ...
Founded in 2011, World is one of the fastest-growing, Top 25 insurance brokers in the U.S. with ... Identify / prospect and cultivate new Surety Bonds business in an untapped territory based out of ...
... broker supporting a NY office that can be housed 100% remote. Client, carrier and vendor visits ... business on designated accou * ntsInitiates and duplicates new business report activit ...
Since 2017 the business has grown rapidly across the globe, and with the market resurgence in the ... We are seeking a detail-oriented and proactive Prime Brokerage Onboarding Specialist to join our ...
Oliver Wyman is a business of Marsh McLennan [NYSE: MMC]. For more information, visit www ... broker and risk advisor; Guy Carpenter, the risk and reinsurance specialist; Mercer, the provider ...
... Broker Dealers, Exchanges, Authorized Participants and Regulators globally * Experience with ... Daily interaction with business management, operations, finance, and risk, providing compliance ...
Commercial Real Estate Analyst NYC's top Real Estate Brokerage firm, conveniently located in NYC ... the firm's local business objectives. · Serve as a market "expert" with extensive detailed ...
Broker-Dealer and Swap Dealer regulations (e.g., FINRA rules, SEC rules, CFTC, NFA etc.) * Business Conducts (e.g., Anti-Bribery & Corruption, Whistleblowing, Conflicts of Interest, Conduct Risks ...
Broker & Service Provider Relations : Maintain and cultivate strong relationships with US-based ... Bachelor's Degree in Business, Computer Science, Engineering, Statistics, Quantitative Sciences, or ...
Liaise with client's appointed counterparties (custodian, prime broker etc.) to enable connectivity ... business requirements supporting all account events. Coordinate controls and sign-offs both ...
... Broker-Dealer by Financial Planning Magazine ('05-'21) · Top 50 Companies to Launch a Career with by Business Week from ('06-'21) · Named one of the "50 Best Places to Launch a Career" by ...
... business units. The ideal candidate will have previous experience in related fields ... Communication: Effectively communicating with stakeholders, including investors, brokers, and ...
BGC specializes in the brokerage of a broad range of products, including fixed income (rates and ... Demonstrated experience analyzing risks relevant to complex business processes, data, or systems ...
... business intelligence to create better outcomes for risk management, investment processes ... Experience within Prime Brokerage, Securities Lending , Counterparty Risk * C#, Tableau
A good knowledge of the Operational processes required to support an American Broker Dealer’s middle and back-office broker. Minimum of 5 years’ experience at a US Broker Dealer as a business analyst.
