Compliance attorney jobs in Bloomfield, NJCreate job alerts

... ensure compliance with employment laws. Role Description This is a full-time hybrid role for a ... The attorney will be responsible for researching and analyzing legal issues related to labor and ...

Coordinate with other Compliance team members on compliance and regulatory matters: SEC and CFTC registrations, ERISA, and federal, state, and international securities laws (including the Investment Advisers Act of 1940, the Securities Act of 1933, and the Exchange Act of 1934). An attorney with ...

An attorney with 6+ years of experience at a law firm and/or as a compliance professional (preferably at an asset manager or at a regulatory consulting firm). The Regulatory Attorney will work on a wide range of legal and compliance matters involving the investment business described above. Help ...

An attorney with 6+ years of experience at a law firm and/or as a compliance professional (preferably at an asset manager or at a regulatory consulting firm). The Regulatory Attorney will work on a wide range of legal and compliance matters involving the investment business described above. Suppo...

Assists in the preparation of legal and corporate documentation to support attorneys.

They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations,...

Lead the company's legal strategy, focusing on compliance with global crypto regulations.

The Corporate Counsel will be responsible for assisting the team in all facets of the business, assessing and managing risk and contractual obligations across the organization, and managing the systems, processes, and operations of all legal, regulatory, and compliance functions. Establish organi...

Responsibilities include working closely with internal treasury and securitization teams, providing legal support for financing activities, advising on Collateralized Loan Obligations (CLOs) and securitizations, structuring financing transactions, and assisting with corporate compliance and gover...

Our client is looking for an “up and coming” modern-day legal executive that has demonstrated leadership capability, is passionate about supporting the company’s growth objectives, and will chart the direction on a broad spectrum of legal, compliance, and business issues for both the legal tea

Responsibilities include providing legal advice on contracts, corporate governance, employment matters, regulatory compliance, M&A, IP, and litigation.

We are seeking amid-level transactional attorney to support the largest commercial5G VoNR network deployment in the world reaching approximately 200million Americans and 5G broadband service reaching approximately250 million Americans.

At Robinhood, we believe that our financial markets should be accessible to all.With customers at the heart of our decisions, we are lowering barriers and providing greater access to financial information and investing.Together, we are building products and services that help create a financial s...

We are seeking a mid-level transactional attorney to support the largest commercial 5G VoNR network deployment in the world reaching approximately 200 million Americans and 5G broadband service reaching approximately 250 million Americans.

Attorney in good standing with a law degree from a well-regarded law school. Flexibility and willingness to work on a broad variety of legal and compliance matters.

Director-level IP Attorney role for international CPG companyHybrid role 3 days in-officeAbout Our ClientCPG company. Experience advising on false advertising, FTC compliance, right of publicity, etc.

The Associate General Counsel will also serve as the Director of Compliance for the organization, ensuring compliance with all relevant laws and guidelines, as well as overseeing the enterprise risk management program. The position will eventually manage one Legal Compliance Specialist. Serve as ...

Our growing community of over 6500 organizations in regulated industries counts on Smarsh every day to help them spot compliance, legal or reputational risks in 80+ communication channels before those risks become regulatory fines or headlines.

Exciting opportunity to join the Legal team of a financial services firm, focusing on corporate legal finance, securitizations, and CLOs.The role will report directly to the General Counsel and involve primary support for CLO deal teams, managing external counsel, and reviewing diligence files.Re...

This role reports to the Associate General Counsel, Corporate Initiatives &  Transactions (CIT), and will be responsible for providing legal advice and support to enterprise-wide stakeholders on strategic transactions including reinsurance and mergers/acquisitions, as well as provide leadership i...

Responsibilities include reviewing regulatory filings, '40 Act fund registration statements, proxy statements, and prospectuses, ensuring compliance with various regulations, and assisting with fund creation, mergers, and new product offerings.

Manage global legal entity portfolio, including through the preparation of resolutions, statutory filings, compliance calendars and organizational charts.

The Summer Analyst will work hand-in-hand with various groups within Legal and Compliance, including: (1) Litigation and Investigations; (2) Anti-Money Laundering and Sanctions Compliance; (3) Enterprise Compliance; and (4) Corporate and Enterprise Legal. The Summer Analyst will have the opportun...

Citi is seeking a highly motivated attorney to join its Central Transformation Legal Advisory Group within the Citi Legal Department. Citi’s businesses and control functions in connection with the TransformationGuide the development and implementation of Transformation-related deliverables and wo...