Compliance attorney jobs in Corona, NYCreate job alerts

This role is perfect for a highly skilled attorney with a strong background in commercial real ... Conduct legal research to ensure compliance with laws and regulations. * Draft, review, and ...

... compliance and defense of actions commenced by regulators. We are also considering applications from attorneys who may wish to merge their existing civil practice with our firm. We are interested in ...

Prepare legal pleadings, motions, briefs, and other court documents in compliance with applicable ... Collaborate with other attorneys, paralegals, and support staff to ensure efficient case management

Employment Law Attorney | Mid sized firm This Jobot Job is hosted by: Trey Mattson Are you a fit ... This role is instrumental in ensuring the company's compliance with all relevant federal, state ...

Plaintiff Personal Injury Attorney: Excellent Pay, Bonus, Mentorship, Manhattan! This Jobot Job is ... Ensuring compliance with all legal standards and regulations. 7. Building relationships with ...

Our firm is seeking a highly motivated, junior level Associate Attorney specializing in Asbestos ... Ensure compliance with state and federal regulations in all legal proceedings. * Provide ...

We are a full-service law firm composed of highly talented, creative, and experienced attorneys ... Familiarity with securities law compliance and corporate governance matters is a plus. Candidates ...

We are a full-service law firm composed of highly talented, creative, and experienced attorneys ... A thorough understanding of federal and state regulations, including licensure and compliance with ...

We are a full-service law firm composed of highly talented, creative, and experienced attorneys ... and OSHA compliance, permitting, remediation, and transactional work (M&A, due diligence

The ideal candidate will provide essential support for attorneys working on mergers and ... Sky compliance. Serve as a point of contact for clients, providing updates and assisting with ...

Facilitate organization strategies to meet attorney deadlines efficiently * Participate in fact investigation and the negotiation of legal disputes * Adhere to state and federal compliance ...

An attorney with 6+ years of experience at a law firm and/or as a compliance professional (preferably at an asset manager or at a regulatory consulting firm). The Regulatory Attorney will work on a wide range of legal and compliance matters involving the investment business described above. Compl...

Coordinate with other Compliance team members on compliance and regulatory matters: SEC and CFTC registrations, ERISA, and federal, state, and international securities laws (including the Investment Advisers Act of 1940, the Securities Act of 1933, and the Exchange Act of 1934). An attorney with ...

An attorney with 6+ years of experience at a law firm and/or as a compliance professional (preferably at an asset manager or at a regulatory consulting firm). The Regulatory Attorney will work on a wide range of legal and compliance matters involving the investment business described above. Help ...

Coordinate with other Compliance team members on compliance and regulatory matters: SEC and CFTC registrations, ERISA, and federal, state and international securities laws (including the Investment Advisers Act of 1940, the Securities Act of 1933 and the Exchange Act of 1934). An attorney with 6+...

The Regulatory Attorney will work on a wide range of legal and compliance matters involving the investment business described above. An attorney with 6+ years of experience at a law firm and/or as a compliance professional (preferably at an asset manager or at a regulatory consulting firm). Work ...

They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations,...

Lead the company's legal strategy, focusing on compliance with global crypto regulations.

The Corporate Counsel will be responsible for assisting the team in all facets of the business, assessing and managing risk and contractual obligations across the organization, and managing the systems, processes, and operations of all legal, regulatory, and compliance functions. Establish organi...

Exciting opportunity to join the Legal team of a financial services firm, focusing on corporate legal finance, securitizations, and CLOs.The role will report directly to the General Counsel and involve primary support for CLO deal teams, managing external counsel, and reviewing diligence files.Re...

Locations: Remote - USA - New York.Incora is a leading, global provider of innovative supply chain solutions.Our promise to our customers is to reduce complexity and increase reliability so they can deliver mission-critical solutions that improve our world.We exist to enable the mission critical....

At Robinhood, we believe that our financial markets should be accessible to all.With customers at the heart of our decisions, we are lowering barriers and providing greater access to financial information and investing.Together, we are building products and services that help create a financial s...

Our client is looking for an “up and coming” modern-day legal executive that has demonstrated leadership capability, is passionate about supporting the company’s growth objectives, and will chart the direction on a broad spectrum of legal, compliance, and business issues for both the legal tea

Responsibilities include reviewing regulatory filings, '40 Act fund registration statements, proxy statements, and prospectuses, ensuring compliance with various regulations, and assisting with fund creation, mergers, and new product offerings.