Compliance manager jobs in College Point, NYCreate job alerts

Care Manager * Discipline: RN * Start Date: 01/13/2025 * Duration: 13 weeks * 40 hours per week ... SCOPE OF ROLE & RESPONSIBILITIES: - Performs review of letters for Article 44 compliance, generates ...

As the General Manager , you will oversee all aspects of store operations, including pre-launch setup, team management, compliance adherence, and customer engagement. You'll play a pivotal role in ...

Securities - Practice Manager Choosing Capgemini means choosing a company where you will be ... Capgemini discloses salary range information in compliance with state and local pay transparency ...

Manage the development, implementation and maintenance of the compliance program and ensure the company's compliance with all applicable federal and state regulations and company policies * Oversee ...

Risk Management: Identify, assess, and mitigate compliance risks associated with crypto exchange operations. * Suspicious Activity Monitoring: Implement systems to detect and manage suspicious ...

Compliance Analyst Location: New York City, NY (hybrid) About the Firm: We are a boutique investment management firm based in New York City, specializing in personalized financial strategies for our ...

The Director of Financial Crime Compliance Risk, will play a pivotal role in managing and enhancing the organization's Financial Crime Compliance (FCC) programs. This position focuses on Anti-Money ...

Compliance Associate/Officer Firm: $50B+ Alternative Asset Management Firm Location: Greenwich, CT and New York, NY Job Overview : Our client, a successful alternative asset management firm with $50B ...

This role involves enhancing compliance frameworks, managing licensing processes, and supporting regulatory requirements. Key Responsibilities Compliance Program Management * Contribute to the ...

Pre- and post-trade monitoring portfolio compliance of separate accounts, commingled funds, mutual funds, and UCITS. • Managing and updating pre- and post-trade compliance rules in the firm's Order ...

The Compliance Department at Credit Agricole's Combined US Operations (CUSO) is seeking an ... The individual will also periodically interact with management, as well as assist in the ...

Our clients are Hedge Funds, Private Equity Shops, Proprietary Trading Firms, and traditional Asset Managers who are looking for strong junior to midlevel compliance talent. They are ideally ...

Key compliance responsibilities and tasks will include the following: * Analyze legal and ... management process in partnership with operations and investment teams. Execute, monitor and test ...

Prepare and present reports to senior management on the status of compliance efforts. * Ensure all documentation aligns with regulatory expectations and ING's standards. Qualifications and ...

GRANTS & COMPLIANCE MANAGEMENT: Advocate for financial needs through strategic planning. Develop grant budgets and manage funding allocation to ensure expense coverage and compliance. Ensure ...

EXPERIENCED COMPLIANCE ANALYST New York, NY 5 Days onsite in Downtown Manhattan The Role Our client ... managing regulatory reporting, examinations and communications, training and inducting staff ...

Looking for strong manager and leader to manage locations and grow with us. Why Choose Drivo Rent A ... Budget Compliance: Ensure all departments meet or exceed budgeted numbers d Qualifications

We are looking for an Entity Compliance and Formation Associate to support the Finance and Real ... Manage a master list of all S:US real estate-related entities, ensuring timely regulatory filings

Manage our 3PL provider(s) to ensure appropriate processes and procedures are developed and ... Maintain existing, and further develop, vendor compliance relationships with key trading partners

The MWBE Compliance Manager in Orange County, NY, will ensure compliance with Minority-Owned Business Enterprise (MBE), Women-Owned Business Enterprise (WBE), and Service-Disabled Veteran-Owned ...

Maintaining Compliance: Ensuring that all ETF operations comply with regulatory requirements and internal policies, such as reporting obligations and trading restrictions. * Risk Management

Role Description This is a full-time on-site role for a Property and Compliance Manager at Zar Property NY in Manhattan, NY. Must have knowledge of building systems, such as HVAC, elevator, fire ...

The ideal candidate will have a strong background in investment compliance and direct experience working with senior stakeholders such as traders and portfolio managers. Key Responsibilities: * Serve ...

Senior Compliance Manager - Hybrid Beacon Hill Legal is searching for a Sr Compliance Manager for a major FinTech company's Midtown Manhattan office. This is a hybrid role with 2 days in office and ...