Compliance manager jobs in College Point, NYCreate job alerts

Ensures that nursing practices and procedures are compliant and that nursing and ancillary staff ... management. In the absence of a floor nurse in the department, will maintain primary duties of ...

Prime Group's 21-person senior leadership team is supported by teams including sourcing and acquisitions, asset and portfolio management, compliance/legal, property management, information technology ...

Experience using Trillium software for trade compliance management. * Experience developing and implementing public equities trading compliance policies and procedures. * Excellent written and verbal ...

Job Overview The Compliance Specialist for Warehouse Regulation Compliance Management ensures that the company's warehouse facilities operate in full compliance with all local, state, and federal ...

Our Team: Bloomberg's Risk and Compliance Departments play a critical role in supporting our ... Your expertise will contribute to Bloomberg's proactive approach in managing risks. In addition, as ...

This role will keep Compliance and Risk Management informed of significant data & technology matters & initiatives. The role will also represent the S&P Global Ratings Compliance & Risk department in ...

... and managing compliance software and systems. The ideal candidate should have a strong ... understanding of and experience in the federal securities laws applicable to alternative asset ...

The Director of Housing Compliance will: * Serve as the main contact for all auditor requests and ... Manage day to day operations of the department and oversight of a team of approximately 8 people

... management and staff so that they may conduct their business in conformance with regulatory ... Compliance program. • Escalates regulatory concerns and other significant matters to their ...

Under the direction of the General Manager, ensure operational compliance relating to all reporting procedures; follow procedural changes and ensure they are communicated effectively and efficiently ...

Top-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance! Responsibilities: * Develop, maintain and implement compliance program for broker ...

Through fundamental credit analysis and active portfolio management, Octagon's investment team ... We are looking for an experienced compliance professional who will take on an integral role in ...

New account on-boarding * Vendor compliance * Order allocation & fulfilment * Order dispatch ... Return Management Requirements: * At least 4 years of experience of wholesale channel operations

Independently manage projects necessary to support initiatives both within Global Research ... Strong Compliance experience in an investment bank (preferably line of business advisory, ideally ...

The MWBE Compliance Manager in Orange County, NY, will ensure compliance with Minority-Owned Business Enterprise (MBE), Women-Owned Business Enterprise (WBE), and Service-Disabled Veteran-Owned ...

The BIC Compliance Analyst is responsible for ensuring compliance with risk management policies related to engagement letters, conflict waivers and ethical screens, using critical thinking ...

Our client, a leading asset management firm with over $40B in AUM is seeking a Compliance Associate to join its rapidly growing credit platform. This role offers the chance to work within a well ...

Help manage corporate governance matters, including drafting firm committee agendas and participating in firm committees and drafting minutes * Assist with conducting various compliance trainings for ...

Key Responsibilities · Manage process for employee personal trade reviews, employee certifications and employee gift/entertainment requests · Track and manage compliance areas including proxy ...

Prepare and present reports to senior management on the status of compliance efforts. * Ensure all documentation aligns with regulatory expectations and ING's standards. Qualifications and ...

Looking for strong manager and leader to manage locations and grow with us. Why Choose Drivo Rent A ... Budget Compliance: Ensure all departments meet or exceed budgeted numbers d Qualifications

Responsible for supporting maintenance of the Quality Management System within the region, serving as a liaison for Quality & Compliance Management Team (Q-CMT) through administration of policies and ...

Compliance Associate Location: New York, NY (onsite) About Nordom: Nordom is a dynamic ... Customer management: Retail customer interaction, customer issue tracking, relationship management ...

Manage the development, implementation and maintenance of the compliance program and ensure the company's compliance with all applicable federal and state regulations and company policies * Oversee ...