Compliance manager jobs in Long Island City, NYCreate job alerts

Additional duties will include managing/driving Compliance projects, providing stakeholder advice on strategic/new business initiatives, and training staff. Key Stakeholders Business stakeholders ...

Compliance * Manage personal timecards to ensure payroll accuracy. * Maintain Tumi University Training. * Adhere to all company policies and procedures. Visual Merchandising/Client Experience

... compliance. * Manage development through phase-gate process. Contribute to technical project planning including project timelines, trade-off proposals, Bill of Materials (BOM) cost, investment cost ...

Perform daily management responsibilities in complying with the branch's Sanctions/ Watch lists and OFAC Program ("OFAC"). Direct a team of BSA/OFAC Compliance professionals who have responsibility ...

ZARA IS LOOKING FOR A COMPLIANCE MANAGER BASED IN NEW YORK. Started in 1975 in Spain, ZARA today is an internationally known fashion retailer represented in over 88 countries around the world. Our ...

Ensuring accuracy, timeliness, and compliance with regulatory requirements (e.g., SEC, DOL). * Data Management: Ability to work collaborate with cross-functional teams to gather, coordinate, and ...

Compliance Specialist - Warehouse Regulation Compliance Management Department: Legal Department Job Overview The Compliance Specialist for Warehouse Regulation Compliance Management ensures that the ...

Manage a small team of analysts in the administration of the firm's compliance functions. * Manage Code of Ethics disclosures, personal trading monitoring, creation of training and other monitoring ...

Daily interaction with business management, operations, finance, and risk, providing compliance advice * Maintenance and filing of SEC Forms, including ADV Part 1, Part 2A, Form PF and related ...

Compliance Surveillance Analyst Essential Duties & Responsibilities: * Maintain and monitor ... Excellent project management and organizational skills with capability to handle multiple projects ...

Conduct meetings with the Compliance and Legal Departments to review, maintain, and update the firm's written supervisory procedures; * Manage internal and external audits and lead implementation of ...

Hi, This is Carl Rush, Sr. Staffing Manager with iStaff Global Solutions Inc., and I would like to ... AML-related reviews such as FinCEN, OFAC - Monitoring compliance applications for employee personal ...

The ideal candidate will have a strong background in investment compliance and direct experience working with senior stakeholders such as traders and portfolio managers. Key Responsibilities: * Serve ...

Key Duties and Responsibilities:  Assist with annual compliance review, preparation of annual ... management firm, financial institution, orconsultancy supporting hedge, private equity, or ...

Independently manage projects necessary to support initiatives both within Global Research ... Strong Compliance experience in an investment bank (preferably line of business advisory, ideally ...

Manage the preparation and submission of regulatory filings and reports, ensuring accuracy and timeliness in compliance with industry regulations. * Risk Management: Identify and assess potential ...

Through fundamental credit analysis and active portfolio management, Octagon's investment team ... We are looking for an experienced compliance professional who will take on an integral role in ...

Performs all MLTC/MAP management activities in compliance with all regulatory agency requirements. * Provides information on all requests from Quality Management Department to be reviewed by the ...

... management and staff so that they may conduct their business in conformance with regulatory ... Compliance program. • Escalates regulatory concerns and other significant matters to their ...

A boutique investment management firm is seeking a Compliance Officer to join their team in NYC. This role offers the unique opportunity for compliance professionals to work closely with and learn ...

Top-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance! Responsibilities: * Develop, maintain and implement compliance program for broker ...

Operations Manager - TicketKings Location: Hoboken, NJ Company: TicketKings Job Type: Full-time ... compliance with industry regulations and company policies while navigating a rapidly evolving ...

Ensuring safety and environmental compliance * Managing work order scheduling and inventory * Supporting capital projects * Preparing for inclement weather * Share responsibility for the Engineering ...

A financial services firm in Midtown, NY, is seeking a.This role will focus on overseeing and managing compliance initiatives, particularly around regulatory changes and guidelines.Regulatory Research & Compliance.Proactively researching new regulatory mandates to guide the firm on compliance nee...