Compliance manager jobs in Woodside, NYCreate job alerts

Top tier Alternative Asset Manager with Private Equity, Credit and Real Assets is searching for a Compliance Director to lead its Policy Writing function within the greater Compliance Department, which sits in Jersey City. General compliance tasks as needed, including working with compliance team...

Lead the development lifecycle of key consumer-facing features for the Start and Compliance squads, which together represent a significant percentage of Firstbase's revenue and are central to our founders' success. Ideally possess a strong background in building complex products, such as fintech ...

Exciting Compliance Manager Opportunity – Equities & Capital Markets 🚨. Ensure compliance with SEC, FINRA, and exchange regulations. Collaborate with trading, operations, and risk teams to enhance compliance controls.

As the Compliance Manager, you'll work with the Public Policy Lead to manage risk, apply for and maintain state licenses, and ensure Stepful's programs remain compliant in all relevant jurisdictions. Own compliance and regulatory related special projects.

Develop and implement management tools to assess the financial performance and compliance of grants. Perform periodic reviews/audits of contracts to ensure compliance. Minimum of five years of financial and/or managerial management experience.

The Corporate Investigations team is an integral part of the operations of Ethics & Compliance. Results of these matters are integrated into Ethics & Compliance reporting obligations to senior management and the Board of Directors. Participate in teams and projects designed to promote the goals a...

This is an exceptional opportunity for a strategic-thinking compliance professional who would like to segway their career into a pivotal role collaborating with leadership on compliance initiatives and driving the compliance program to be best in class. The Compliance Manager will work closely wi...

The Senior Compliance Manager reports to the Director of Compliance and is responsible for ensuring the day-to-day effectiveness of the Compliance Program. The Office of Compliance and Audit Services at SUNY Downstate Health Sciences University is seeking a full-time Senior Compliance Manager/ As...

Regularly apprising the Director of Branch BSA Compliance of ongoing compliance with the OFAC Program. Direct a team of BSA/OFAC Compliance professionals who have responsibility for the functions associated with OFAC compliance; ensures functions are performed accurately, thoroughly and in accord...

Weaver's Asset Management Consulting team, focused on tailored services to the investment function of institutional investors and asset management entities, is looking for a Manager or Senior Manager to join our growing group. Our ideal Manager/Senior Manager has experience with investment operat...

The Compliance & Governance Manager will play a pivotal role in establishing and overseeing the foundation of the compliance program. They are invested across multiple alternatives asset classes and are looking to further enhance their US operation by bringing on a Compliance & Governance Manager...

The Compliance & Governance Manager will play a pivotal role in establishing and overseeing the foundation of the compliance program. They are invested across multiple alternatives asset classes and are looking to further enhance their US operation by bringing on a Compliance & Governance Manager...

Right now, they’re hiring three Compliance Managers to join their team, covering a mix of commercial bank and broker dealer/swap dealer projects. High-end consulting firm based in Midtown Manhattan, specializing in regulatory strategy, compliance, and risk management. This is a full-time, in-offi...

Manage a team of BSA/OFAC Compliance professionals in all aspects of the OFAC compliance program and managing the branch's adherence to the OFAC and its implementing regulations. Regularly apprising the Director of Branch BSA Compliance of ongoing compliance with the OFAC Program. Direct a team o...

Manager, Compliance Program Manager. News Corp is seeking a Compliance Program Manager to join its Corporate Audit team. As a high potential candidate you will possess a solid understanding of SOX compliance principles & methodology and excellent project, time management & communication skills.

Implement the standards for research protocols in compliance with regulatory, institutional, and external agencies. Responsible for ensuring compliance with core measures and national standards are continuously met and collaborates with key departments, Administrators, Nursing, Medical and Qualit...

Wipro Limited (NYSE: WIT, BSE: 507685, NSE: WIPRO) is a leading technology services and consulting company focused on building innovative solutions that address clients’ most complex digital transformation needs.We leverage our holistic portfolio of capabilities in consulting, design, engineering...

Provide direction and instruction to Project Managers (PM) with limited input from Compliance SVP or VPs. Draft and send correspondence to clients in order to explain compliance requirements, meet with clients to explain requirements, attend project pre-closing meetings. Maintain files and draft ...

New York, NY 10013 (3 days onsite - Hybrid).The Risk and Control team directly supports Markets globally.Our goal is to establish and maintain a robust 1st Line of Defense control environment and culture to minimize operational risk within the business.Responsibilities include implementing and ov...

Compliance Assessments: Conduct assessments to identify potential risks and areas for improvement across the organization, focusing on compliance monitoring. We are working with a professional services firm that has a need for Compliance Consultant for a 6-12 month project. Collaboration: Work cl...

Product Manager, Ad Ops and Privacy Compliance. The Product Manager, Ad Operations and Privacy Compliance, will support the ad operations, legal, privacy and data governance teams in accurate and timely execution of digital advertising campaigns. Support digital advertising deals and data collect...

We are a specialized technology staffing agency supporting professional and financial services companies.Why do we stand out in technology staffing? We listen and act as advisors for our candidates on how they can best add value, find interesting projects, and pave a path for career advancement.W...

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment r...

Ensure system changes and upgrades meet business needs and compliance standards before rollout. Knowledge of mortgage lending regulations and compliance requirements is a plus. The ideal candidate will be a strong communicator with the ability to bridge the gap between technology and business tea...

Our ideal Manager/Senior Manager has experience with investment operations and a deep understanding of the various asset classes and regulatory requirements. Weaver's Asset Management Consulting team, focused on tailored services to the investment function of institutional investors and asset man...

Amazon is seeking an innovative and high-judgement Senior Program Manager (PM) to join the new Compliance Operations team within Amazon Privacy Services. Engage with Business, Legal, Compliance and Policy leaders to reach decisions on hotly debated business and compliance topics. Amazon Privacy S...

We're looking for a Program Manager to manage the cross-functional growth experiments and initiatives that currently fall outside our standard operating procedures, with an eye toward scaling/ operationalizing the successes, and learning from the failures.

Finance Risk Compliance (FRC), and we give Chief Control Officers, Chief Compliance Officers, Chief Risk Officers, CFOs and their execs the sounding board they need. Through our capabilities in Finance, Risk, Compliance, Data, Controls, GenAI and Transformation we solve our clients toughest probl...

The Principal Program Manager will also assign team members to specific tasks within the project and deploy resources, as needed, to support client engagements under their management. As a leader of the engagement team, the Technical Delivery Manager holds regular team meetings to review current ...

In addition, the requirements of this Policy must be included in the relevant MCA, to the extent required by, and in accordance with the Governance, Risk & Compliance & Managers Control Assessment Central Procedures. The ideal candidate should demonstrate proven ability to collaborate with multip...

Contribute to qualitative and quantitative monthly and quarterly compliance reporting, as well as presentations for the Compliance Committee. We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and tr...

Broad expertise in Risk Management (Financial and Non-financial Risks), Credit Underwriting, Risk Analytics/Modeling, Portfolio, Risk and Regulatory Reporting, Stress Testing and Capital Adequacy.Regulatory frameworks across Risk, Stress Testing, Data, Financial Crimes (Basel III/IV, FRTB, CCAR, ...

Compensation: $85,000-$105,000.Join a nationally recognized, high-performing educational organization dedicated to transforming K-12 public education.Known for its innovative, whole-child approach and exceptional academic outcomes, this organization empowers students from diverse backgrounds with...

DOC seeks to recruit PREA Compliance Managers who will be responsible for the following:. Supporting the PREA Director to ensure facility compliance with the Prison Rape Elimination Act. Working in collaboration with facility personnel to prepare for PREA pre and full compliance audits.

Harnham is partnering with a fast-growing marketing agency in New York City to find a Senior Data Analyst.This hybrid opportunity offers flexibility and the chance to work cross-functionally in a dynamic, data-driven environment.Analyze large, complex marketing data sets to uncover actionable ins...

This role will enable new business opportunities by executing on a broad range of product compliance matters, working directly with business leadership, procurement, transportation, operations, legal, tax, and external vendors to drive product compliance across the global supply chain. You wi...

Please review the job description below and contact me ASAP if you are interested.Employee benefits include, but are not limited to, health insurance (medical, dental, vision), 401(k) plan, and paid sick leave (depending on work location).Key Requirements and Technology Experience:.Key Skills: Te...

Managers are also responsible for mentoring and developing associates in the group to help them achieve their professional goals and to ensure they are receiving the adequate training and other resources in order to succeed. This group provides value-added tax advisory and compliance services to ...

This position reports to the Manager of Decision Support/Business Intelligence, and will work closely with other members of the Finance-Decision Support/Business Intelligence team.

Product Manager, Ad Ops and Privacy Compliance. The Product Manager, Ad Operations and Privacy Compliance, will support the ad operations, legal, privacy and data governance teams in accurate and timely execution of digital advertising campaigns. Collaborate with ad ops, legal, privacy compliance...

What does a Safety Manager do?. Perform safety compliance observations, administering coaching and follow-up activities to ensure employees adhere to all safety standard operating procedures, and implementing new and/or modified safety policies/procedures. Coordinates closely with G2 Secure Staff...

Under the general supervision of the Compliance Officer, with latitude for independent initiative and judgment, the Compliance & Risk Manager is responsible for coordinating all aspects of the compliance & risk management program, including the identification, evaluation, and implementation of pr...

New York City (Hybrid, 3-4 days onsite).Partnering with a Fortune 200 Investment Banking & Financial Company.Wealth Management Data Governance Team at a leading financial institution.In this role, you will be responsible for deep data analysis, ensuring accuracy in regulatory reporting, and suppo...

Implement corrective action plans to address any identified compliance issues and prevent future occurrences. Train project staff, contractors, and partners on grant compliance requirements to ensure awareness and adherence across teams. Act as a liaison with funding agencies and internal teams t...